IPO registrations (S-1, F-1) · Registrants
APPLIED ENERGETICS, INC.
- SEC CIK
- 879911 · filings on EDGAR ↗
- Former names
- IONATRON, INC. (2004–2008); US HOME & GARDEN INC (1996–2004)
- Registration
- Form S-1, first filed 1997-10-22, last 2021-01-28; 6 initial registrations, 13 amendments
- Outcome
- Final prospectus filed 1998-04-15; declared effective 2006-10-27; withdrawal requested 2020-09-15
- Industry (SIC)
- Search, Detection, Navigation, Guidance, Aeronautical Sys 3812
- Incorporated in
- DE
- Business address
- 9070 S. RITA ROAD, SUITE 1500, Tucson, AZ 85747
- EIN
- 77-0262908
- Ticker
- AERG, AERGP (OTC, OTC)
- EDGAR entity type
- operating
- Insiders and CEO pay
- APPLIED ENERGETICS, INC. on the corporate pages
On this site
- Form 5500 plan sponsor: APPLIED ENERGETICS, INC. EXACT (EIN (EXACT))
- Federal award recipient: APPLIED ENERGETICS, INC Fuzzy (name and state)
- Form D issuer: APPLIED ENERGETICS, INC. EXACT (CIK (EXACT))
- SEC filer: APPLIED ENERGETICS, INC. EXACT (CIK (EXACT))
- Person page: David C Hurley Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 32
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-10-22 | S-1 | S-1 (registration) | US HOME & GARDEN INC | 0000950116-97-001927 ↗ |
| 1997-11-12 | S-1/A | S-1/A (amendment) | US HOME & GARDEN INC | 0000950116-97-002041 ↗ |
| 1997-12-08 | S-1/A | S-1/A (amendment) | US HOME & GARDEN INC | 0000950116-97-002261 ↗ |
| 1997-12-10 | S-1/A | S-1/A (amendment) | US HOME & GARDEN INC | 0000950116-97-002271 ↗ |
| 1998-03-24 | S-1 | S-1 (registration) | US HOME & GARDEN INC | 0000950116-98-000647 ↗ |
| 1998-04-02 | S-1/A | S-1/A (amendment) | US HOME & GARDEN INC | 0000950116-98-000795 ↗ |
| 1998-04-10 | S-1/A | S-1/A (amendment) | US HOME & GARDEN INC | 0000950116-98-000847 ↗ |
| 1998-04-15 | 424B1 | 424B1 (final prospectus) | US HOME & GARDEN INC | 0000950116-98-000872 ↗ |
| 2006-10-27 | 424B4 | 424B4 (final prospectus) | IONATRON, INC. | 0001144204-06-044087 ↗ |
| 2006-10-27 | EFFECT | EFFECT (declared effective) | IONATRON, INC. | 9999999995-06-002077 ↗ |
| 2017-04-27 | S-1 | S-1 (registration) | APPLIED ENERGETICS, INC. | 0001144204-17-022730 ↗ |
| 2017-08-21 | S-1/A | S-1/A (amendment) | APPLIED ENERGETICS, INC. | 0001615774-17-004599 ↗ |
| 2017-09-15 | S-1/A | S-1/A (amendment) | APPLIED ENERGETICS, INC. | 0001615774-17-005120 ↗ |
| 2017-09-22 | S-1/A | S-1/A (amendment) | APPLIED ENERGETICS, INC. | 0001615774-17-005294 ↗ |
| 2017-10-31 | S-1/A | S-1/A (amendment) | APPLIED ENERGETICS, INC. | 0001615774-17-006064 ↗ |
| 2017-11-13 | EFFECT | EFFECT (declared effective) | APPLIED ENERGETICS, INC. | 9999999995-17-002957 ↗ |
| 2018-03-28 | EFFECT | EFFECT (declared effective) | APPLIED ENERGETICS, INC. | 9999999995-18-000692 ↗ |
| 2019-05-31 | S-1 | S-1 (registration) | APPLIED ENERGETICS, INC. | 0001615774-19-009019 ↗ |
| 2019-06-17 | S-1/A | S-1/A (amendment) | APPLIED ENERGETICS, INC. | 0001213900-19-010826 ↗ |
| 2019-06-18 | S-1/A | S-1/A (amendment) | APPLIED ENERGETICS, INC. | 0001213900-19-010982 ↗ |
| 2019-06-24 | EFFECT | EFFECT (declared effective) | APPLIED ENERGETICS, INC. | 9999999995-19-001422 ↗ |
| 2020-04-30 | S-1 | S-1 (registration) | APPLIED ENERGETICS, INC. | 0001213900-20-010500 ↗ |
| 2020-05-07 | S-1/A | S-1/A (amendment) | APPLIED ENERGETICS, INC. | 0001213900-20-011324 ↗ |
| 2020-05-08 | EFFECT | EFFECT (declared effective) | APPLIED ENERGETICS, INC. | 9999999995-20-001100 ↗ |
| 2020-09-15 | RW | RW (withdrawal request) | APPLIED ENERGETICS, INC. | 0001213900-20-026542 ↗ |
| 2021-01-21 | S-1 | S-1 (registration) | APPLIED ENERGETICS, INC. | 0001213900-21-003497 ↗ |
| 2021-01-28 | S-1/A | S-1/A (amendment) | APPLIED ENERGETICS, INC. | 0001213900-21-004742 ↗ |
| 2021-01-29 | EFFECT | EFFECT (declared effective) | APPLIED ENERGETICS, INC. | 9999999995-21-000356 ↗ |
| 2021-04-29 | EFFECT | EFFECT (declared effective) | APPLIED ENERGETICS, INC. | 9999999995-21-001619 ↗ |
| 2021-06-23 | EFFECT | EFFECT (declared effective) | APPLIED ENERGETICS, INC. | 9999999995-21-002475 ↗ |
| 2021-09-23 | EFFECT | EFFECT (declared effective) | APPLIED ENERGETICS, INC. | 9999999995-21-003647 ↗ |
| 2021-11-19 | EFFECT | EFFECT (declared effective) | APPLIED ENERGETICS, INC. | 9999999995-21-004420 ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| WALIK BERNARD | Officer | EVP - Operations; Executive VP - Operations; Executive VP-Operations | 3 | 2006 | |
| DEARMIN THOMAS C | Director; Director,Officer; Director,Officer,TenPercentOwner; Officer | Acting CEO; PRESIDENT, CEO & CFO; Vice Chairman | 5 | 2006–2018 | |
| HAYDEN JOSEPH | Officer | Chief Operating Officer; EVP Programs; Executive VP - Programs; Executive VP Programs; President and COO; President & COO | 18 | 2006–2011 | |
| HOWARD ROBERT | Director,Officer; Other; TenPercentOwner | Chairman | 10 | 2006–2009 | |
| MCCAHON STEPHEN WILLIAM | Officer | Chief Science Officer; EVP Engineering; Executive VP - Engineering; Executive VP Engineering | 16 | 2006–2026 | |
| MCDIVITT JAMES A | Director | 7 | 2006–2009 | ||
| STEFFENS THOMAS | Officer | Executive Vice President | 1 | 2006 | |
| WALLACE KENNETH M | Officer | CFO; CFO and COO; Chief Financial Officer | 7 | 2006–2009 | |
| HURLEY DAVID C | Director | 7 | 2006–2010 | person page Fuzzy | |
| McCommon Stephen | Officer | Vice President - Finance; Vice-President - Finance | 3 | 2006 | |
| FARLEY GEORGE P | Director; Director,Officer; Director,Officer,TenPercentOwner | CEO; Principal Executive Officer | 11 | 2006–2017 | |
| HARLAN JAMES | Director | 7 | 2006–2010 | ||
| MARSHALL DANA A | Director,Officer | Chief of Board, Pres. & CEO; President and CEO | 8 | 2006–2009 | |
| FEIGLEY JAMES M | Director | 6 | 2008–2010 | ||
| LEVY JOHN F | Director | 3 | 2009–2010 | ||
| LISTER MARK | Director | 3 | 2009–2010 | ||
| ASTORGA HUMBERTO | Officer | Controller; Principal Financial Officer | 5 | 2009–2011 | |
| LAU ERIC | Officer | COO and VP of Engineering; COO & VP of Engineering | 2 | 2010–2011 | |
| Adamczyk Bradford Thomas | Director; Director,Officer | Executive Chairman; Principal Executive Officer | 23 | 2018–2026 | |
| barcklow jonathan | Director; Director,Officer | Vice President and Secretary | 2 | 2018 | |
| Schultz John E. Jr. | Director | 7 | 2019–2023 | ||
| Quarles Gregory James | Director,Officer | CEO Emeritus; Chief Executive Officer; President and CEO | 17 | 2020–2026 | |
| O'Hara Mary Payton | Director; Director,Officer | General Counsel and CLO | 3 | 2021–2025 | |
| Donaghey Christopher Wayne | Director,Officer; Officer | CFO/COO; President & CEO; President & CEO/Principal AO | 18 | 2022–2026 | |
| Alber Michael J. | Director | 2 | 2024 | ||
| Andrews Allen Scott | Director | 1 | 2025 | ||
| Spence David Edgar | Officer | Chief Product Officer | 1 | 2025 | |
| Spector Warren Jeffrey | Officer | Chief Financial Officer | 1 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2020-01-22 | APPLIED ENERGETICS, INC. | Other Technology | $15,000,000 | $1,988,100 | 14 | 2 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.