IPO registrations (S-1, F-1) · Registrants
NATUS MEDICAL INC
- SEC CIK
- 878526 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2000-08-18, last 2001-07-18; 1 initial registration, 7 amendments
- Outcome
- Final prospectus filed 2001-07-20
- Industry (SIC)
- Electromedical & Electrotherapeutic Apparatus 3845
- Incorporated in
- DE
- Business address
- 3150 PLEASANT VIEW ROAD, Middleton, WI 53562
- EIN
- 77-0154833
- EDGAR entity type
- operating
- Insiders and CEO pay
- NATUS MEDICAL INC on the corporate pages
Offering terms
- Proposed price range
- $10.00–$12.00 per share (S-1/A filed 2001-07-18)
- Final price
- $11.00 per share, within the range (424B4 filed 2001-07-20, an initial public offering)
- Shares sold
- 5,000,000
- Gross proceeds
- $55,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol BABY
- Lead underwriters
- RBC Capital Markets (2,000,000 shares)
- Syndicate
- Wachovia (1,300,000); Adams Harkness (700,000); BofA Securities (100,000); CIBC World Markets (100,000); Deutsche Bank (100,000); Morgan Stanley (100,000); Piper Sandler (100,000); Cowen (100,000); William Blair (50,000); Legg Mason (50,000); Morgan Keegan (50,000); Raymond James (50,000); Tucker Anthony Incorporated (50,000); Wedbush Securities (50,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: NATUS MEDICAL INCORPORATED EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Natus Medical Inc Fuzzy (name and state)
- Business registration: Natus Medical Incorporated Fuzzy (name and state)
- Business registration: Natus Medical Incorporated Fuzzy (name and state)
- Business registration: NATUS MEDICAL INCORPORATED Fuzzy (name and state)
- Form 5500 plan sponsor: NATUS MEDICAL INCORPORATED EXACT (EIN (EXACT))
- SEC filer: NATUS MEDICAL INC EXACT (CIK (EXACT))
- Person page: Barbara R Paul Md Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2000-08-18 | S-1 | S-1 (registration) | NATUS MEDICAL INC | 0001012870-00-004497 ↗ |
| 2001-02-09 | S-1/A | S-1/A (amendment) | NATUS MEDICAL INC | 0001012870-01-000454 ↗ |
| 2001-03-28 | S-1/A | S-1/A (amendment) | NATUS MEDICAL INC | 0001012870-01-001341 ↗ |
| 2001-05-22 | S-1/A | S-1/A (amendment) | NATUS MEDICAL INC | 0001012870-01-500970 ↗ |
| 2001-06-08 | S-1/A | S-1/A (amendment) | NATUS MEDICAL INC | 0001012870-01-501154 ↗ |
| 2001-06-28 | S-1/A | S-1/A (amendment) | NATUS MEDICAL INC | 0001012870-01-501361 ↗ |
| 2001-07-12 | S-1/A | S-1/A (amendment) | NATUS MEDICAL INC | 0000898430-01-501325 ↗ |
| 2001-07-18 | S-1/A | S-1/A (amendment) | NATUS MEDICAL INC | 0001045969-01-500671 ↗ |
| 2001-07-20 | 424B4 | 424B4 (final prospectus) | NATUS MEDICAL INC | 0000899243-01-501010 ↗ |
| 2001-07-20 | S-1MEF | S-1MEF (added securities) | NATUS MEDICAL INC | 0000930661-01-501272 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2001-07-18 | S-1/A | registration statement | $10.00–$12.00 | 4,500,000 | - | Nasdaq BABY | 3 | primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 3 | document ↗ | |
| 2001-07-20 | 424B4 | final prospectus | $11.00 | 5,000,000 | $55,000,000 | Nasdaq BABY | 15 | primary document; price sentence, shares headline, proceeds table, underwriting table 15, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| GUNST ROBERT A | Director | 36 | 2006–2019 | ||
| HAWKINS JAMES B | Director,Officer | Chief Executive Officer; President and CEO; President & CEO | 48 | 2006–2018 | |
| LUDLUM KEN | Director | 31 | 2006–2019 | ||
| CHUNG DONG CHUNE CHRISTOPHER | Officer | Chief Medical Officer; Vice President Medical Affairs; VP Med Affairs, R&D and Engr; VP Med Affairs, R&D, Engr; VP Medical Affairs and R&D; VP Medical Affairs, QA/RA; VP of Medical Affairs; VP QA/RA | 60 | 2006–2022 | |
| Engibous Doris | Director | 20 | 2006–2018 | ||
| MICHAEL MARK D | Director | 9 | 2006–2013 | ||
| MINCE WILLIAM L | Officer | Vice President Operations; VP North American Operations | 19 | 2006–2012 | |
| MOORE WILLIAM M | Director | 36 | 2006–2018 | ||
| MURPHY STEVEN J | Officer | Vice President Finance; Vice President Finance and CFO; VP Finance and CFO | 22 | 2006–2013 | |
| TRAVERSO KENNETH M | Officer | VP/GM Newborn Care; VP Marketing and Sales | 50 | 2006–2017 | |
| D3 Family Bulldog Fund LP | TenPercentOwner | 13 | 2006–2010 | ||
| DENVER CARA | TenPercentOwner | 6 | 2006–2007 | ||
| HOOPER HENRY E | TenPercentOwner | 6 | 2006–2007 | ||
| Nierenberg David | TenPercentOwner | 19 | 2006–2010 | ||
| NIERENBERG INVESTMENT MANAGEMENT CO | TenPercentOwner | 19 | 2006–2010 | ||
| Nierenberg Investment Management Offshore Inc | TenPercentOwner | 11 | 2006–2010 | ||
| D3 CHILDREN S FUND LP | TenPercentOwner | 1 | 2006 | ||
| D3 Family Fund, LP | TenPercentOwner | 10 | 2006–2010 | ||
| D3 FAMILY RETIREMENT FUND LP | TenPercentOwner | 1 | 2006 | ||
| D3 OFFSHORE FUND LP | TenPercentOwner | 10 | 2006–2010 | ||
| D3 Family Canadian Fund, L.P. | TenPercentOwner | 4 | 2007–2008 | ||
| Buhler John T | Officer | President and COO | 4 | 2011–2013 | |
| Noll Austin Francis III | Officer | Executive VP and CCO; VP & GM, Neurology; VP/GM Neurology | 28 | 2013–2022 | |
| Kennedy Jonathan | Director,Officer; Officer | President and CEO; Sr. VP, CFO | 25 | 2013–2021 | |
| PAUL BARBARA R | Director | 6 | 2016–2021 | person page Fuzzy | |
| McDonnell Leslie L | Officer | VP/GM Newborn Care | 2 | 2018 | |
| BUHL CARSTEN | Officer | President and CEO, Otometrics | 1 | 2018 | |
| Heine Lisa Wipperman | Director | 8 | 2018–2022 | ||
| LEVINE JOSHUA | Director | 6 | 2018–2022 | ||
| VILLAVERDE SHARON | Officer | Interim CFO | 1 | 2018 | |
| Davies Benjamin Drew | Officer | Executive VP and CFO; Sr. VP, CFO | 11 | 2018–2022 | |
| SCHROEDER ALICE D. | Director | 8 | 2019–2022 | ||
| Sullivan Thomas Joseph | Director; Director,Officer | President and CEO | 7 | 2019–2022 | |
| Daskal Ilan | Director | 7 | 2020–2022 | ||
| Guerin Eric | Director | 4 | 2021–2022 | ||
| MOORE BRYANT M | Director | 4 | 2021–2022 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Natus Medical Inc | WI | State business registries | name and state |
| Business registration | Natus Medical Incorporated | WI | State business registries | name and state |
| Business registration | Natus Medical Incorporated | WI | State business registries | name and state |
| Business registration | NATUS MEDICAL INCORPORATED | WI | State business registries | name and state |
| Business registration | NATUS MEDICAL INCORPORATED | WI | State business registries | name and state |
| Plan sponsor | NATUS MEDICAL INCORPORATED | CA | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Paying company | NATUS MEDICAL INCORPORATED | WI | Open Payments (drug and device company payments) | name and state |
| SEC filer | NATUS MEDICAL INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Natus Medical Incorporated | WI | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | NATUS MEDICAL INCORPORATED | EIN (EXACT) | ||
| Person page | Barbara R Paul Md | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Electromedical & Electrotherapeutic Apparatus, WI first:
- TomoTherapy Inc WI
- CRITICARE SYSTEMS INC /DE/ WI
- Medisun Precision Medicine Ltd. 1T
- Solta Medical Corp A8
- ULTHERA INC AZ
- CardieX Ltd C3
- BeneChill, Inc. ca
- ENDOCARE INC CA
- IMAGYN MEDICAL INC CA
- CARDIAC PATHWAYS CORP CA
In other datasets, the same topic (Technology) in WI:
- Form D issuer: 3rd Element, Inc. (Form D private offerings)
- Lobbying client: AIRADIGM COMMUNICATIONS INC (Federal lobbying (LDA))
Interests: Electromedical & Electrotherapeutic Apparatus · Technology