IPO registrations (S-1, F-1) · Registrants

NATUS MEDICAL INC

SEC CIK
878526 · filings on EDGAR ↗
Registration
Form S-1, first filed 2000-08-18, last 2001-07-18; 1 initial registration, 7 amendments
Outcome
Final prospectus filed 2001-07-20
Industry (SIC)
Electromedical & Electrotherapeutic Apparatus 3845
Incorporated in
DE
Business address
3150 PLEASANT VIEW ROAD, Middleton, WI 53562
EIN
77-0154833
EDGAR entity type
operating
Insiders and CEO pay
NATUS MEDICAL INC on the corporate pages

Offering terms

Proposed price range
$10.00–$12.00 per share (S-1/A filed 2001-07-18)
Final price
$11.00 per share, within the range (424B4 filed 2001-07-20, an initial public offering)
Shares sold
5,000,000
Gross proceeds
$55,000,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol BABY
Lead underwriters
RBC Capital Markets (2,000,000 shares)
Syndicate
Wachovia (1,300,000); Adams Harkness (700,000); BofA Securities (100,000); CIBC World Markets (100,000); Deutsche Bank (100,000); Morgan Stanley (100,000); Piper Sandler (100,000); Cowen (100,000); William Blair (50,000); Legg Mason (50,000); Morgan Keegan (50,000); Raymond James (50,000); Tucker Anthony Incorporated (50,000); Wedbush Securities (50,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 10

FiledFormWhat it isName as filedEDGAR
2000-08-18S-1S-1 (registration)NATUS MEDICAL INC0001012870-00-004497 ↗
2001-02-09S-1/AS-1/A (amendment)NATUS MEDICAL INC0001012870-01-000454 ↗
2001-03-28S-1/AS-1/A (amendment)NATUS MEDICAL INC0001012870-01-001341 ↗
2001-05-22S-1/AS-1/A (amendment)NATUS MEDICAL INC0001012870-01-500970 ↗
2001-06-08S-1/AS-1/A (amendment)NATUS MEDICAL INC0001012870-01-501154 ↗
2001-06-28S-1/AS-1/A (amendment)NATUS MEDICAL INC0001012870-01-501361 ↗
2001-07-12S-1/AS-1/A (amendment)NATUS MEDICAL INC0000898430-01-501325 ↗
2001-07-18S-1/AS-1/A (amendment)NATUS MEDICAL INC0001045969-01-500671 ↗
2001-07-20424B4424B4 (final prospectus)NATUS MEDICAL INC0000899243-01-501010 ↗
2001-07-20S-1MEFS-1MEF (added securities)NATUS MEDICAL INC0000930661-01-501272 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2001-07-18S-1/Aregistration statement$10.00–$12.004,500,000-Nasdaq BABY3primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 3document ↗
2001-07-20424B4final prospectus$11.005,000,000$55,000,000Nasdaq BABY15primary document; price sentence, shares headline, proceeds table, underwriting table 15, cover names 3document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
GUNST ROBERT ADirector362006–2019
HAWKINS JAMES BDirector,OfficerChief Executive Officer; President and CEO; President & CEO482006–2018
LUDLUM KENDirector312006–2019
CHUNG DONG CHUNE CHRISTOPHEROfficerChief Medical Officer; Vice President Medical Affairs; VP Med Affairs, R&D and Engr; VP Med Affairs, R&D, Engr; VP Medical Affairs and R&D; VP Medical Affairs, QA/RA; VP of Medical Affairs; VP QA/RA602006–2022
Engibous DorisDirector202006–2018
MICHAEL MARK DDirector92006–2013
MINCE WILLIAM LOfficerVice President Operations; VP North American Operations192006–2012
MOORE WILLIAM MDirector362006–2018
MURPHY STEVEN JOfficerVice President Finance; Vice President Finance and CFO; VP Finance and CFO222006–2013
TRAVERSO KENNETH MOfficerVP/GM Newborn Care; VP Marketing and Sales502006–2017
D3 Family Bulldog Fund LPTenPercentOwner132006–2010
DENVER CARATenPercentOwner62006–2007
HOOPER HENRY ETenPercentOwner62006–2007
Nierenberg DavidTenPercentOwner192006–2010
NIERENBERG INVESTMENT MANAGEMENT COTenPercentOwner192006–2010
Nierenberg Investment Management Offshore IncTenPercentOwner112006–2010
D3 CHILDREN S FUND LPTenPercentOwner12006
D3 Family Fund, LPTenPercentOwner102006–2010
D3 FAMILY RETIREMENT FUND LPTenPercentOwner12006
D3 OFFSHORE FUND LPTenPercentOwner102006–2010
D3 Family Canadian Fund, L.P.TenPercentOwner42007–2008
Buhler John TOfficerPresident and COO42011–2013
Noll Austin Francis IIIOfficerExecutive VP and CCO; VP & GM, Neurology; VP/GM Neurology282013–2022
Kennedy JonathanDirector,Officer; OfficerPresident and CEO; Sr. VP, CFO252013–2021
PAUL BARBARA RDirector62016–2021person page Fuzzy
McDonnell Leslie LOfficerVP/GM Newborn Care22018
BUHL CARSTENOfficerPresident and CEO, Otometrics12018
Heine Lisa WippermanDirector82018–2022
LEVINE JOSHUADirector62018–2022
VILLAVERDE SHARONOfficerInterim CFO12018
Davies Benjamin DrewOfficerExecutive VP and CFO; Sr. VP, CFO112018–2022
SCHROEDER ALICE D.Director82019–2022
Sullivan Thomas JosephDirector; Director,OfficerPresident and CEO72019–2022
Daskal IlanDirector72020–2022
Guerin EricDirector42021–2022
MOORE BRYANT MDirector42021–2022

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationNatus Medical IncWIState business registriesname and state
Business registrationNatus Medical IncorporatedWIState business registriesname and state
Business registrationNatus Medical IncorporatedWIState business registriesname and state
Business registrationNATUS MEDICAL INCORPORATEDWIState business registriesname and state
Business registrationNATUS MEDICAL INCORPORATEDWIState business registriesname and state
Plan sponsorNATUS MEDICAL INCORPORATEDCAForm 5500 (employee benefit plans)EIN (EXACT)
Paying companyNATUS MEDICAL INCORPORATEDWIOpen Payments (drug and device company payments)name and state
SEC filerNATUS MEDICAL INCSEC filers (EDGAR)CIK (EXACT)
Trademark ownerNatus Medical IncorporatedWITrademarks (USPTO)name and state
Form 5500 plan sponsorNATUS MEDICAL INCORPORATEDEIN (EXACT)
Person pageBarbara R Paul MdPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Electromedical & Electrotherapeutic Apparatus, WI first:

More with this interest.

In other datasets, the same topic (Technology) in WI:

Interests: Electromedical & Electrotherapeutic Apparatus · Technology