IPO registrations (S-1, F-1) · Registrants
LIGHTING SCIENCE GROUP CORP
- SEC CIK
- 866970 · filings on EDGAR ↗
- Former names
- PHOENIX GROUP CORP (2001–2004); PHOENIX HEATHCARE CORP (1999–2000); IATROS HEALTH NETWORK INC (1996–1999)
- Registration
- Form S-1, first filed 2009-11-06, last 2014-02-14; 2 initial registrations, 4 amendments
- Outcome
- Declared effective 2010-01-15
- Industry (SIC)
- Electric Lighting & Wiring Equipment 3640
- Incorporated in
- DE
- Business address
- 1350 DIVISION ROAD, SUITE 204, West Warwick, RI 02893
- EIN
- 23-2596710
- EDGAR entity type
- operating
- Insiders and CEO pay
- LIGHTING SCIENCE GROUP CORP on the corporate pages
On this site
- Business registration: LIGHTING SCIENCE GROUP CORPORATION EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: LIGHTING SCIENCE GROUP CORPORATION Fuzzy (name and state)
- Form 5500 plan sponsor: LIGHTING SCIENCE GROUP CORP. EXACT (EIN (EXACT))
- Form D issuer: LIGHTING SCIENCE GROUP CORP EXACT (CIK (EXACT))
- SEC filer: LIGHTING SCIENCE GROUP CORP EXACT (CIK (EXACT))
Filings 9
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2009-11-06 | S-1 | S-1 (registration) | LIGHTING SCIENCE GROUP CORP | 0000950123-09-059431 ↗ |
| 2010-01-12 | S-1/A | S-1/A (amendment) | LIGHTING SCIENCE GROUP CORP | 0001193125-10-005201 ↗ |
| 2010-01-15 | EFFECT | EFFECT (declared effective) | LIGHTING SCIENCE GROUP CORP | 9999999995-10-000226 ↗ |
| 2010-09-10 | EFFECT | EFFECT (declared effective) | LIGHTING SCIENCE GROUP CORP | 9999999995-10-002669 ↗ |
| 2010-09-10 | EFFECT | EFFECT (declared effective) | LIGHTING SCIENCE GROUP CORP | 9999999995-10-002670 ↗ |
| 2011-02-10 | S-1 | S-1 (registration) | LIGHTING SCIENCE GROUP CORP | 0001193125-11-030819 ↗ |
| 2011-04-20 | S-1/A | S-1/A (amendment) | LIGHTING SCIENCE GROUP CORP | 0001193125-11-103864 ↗ |
| 2012-09-27 | S-1/A | S-1/A (amendment) | LIGHTING SCIENCE GROUP CORP | 0001193125-12-406937 ↗ |
| 2014-02-14 | S-1/A | S-1/A (amendment) | LIGHTING SCIENCE GROUP CORP | 0001193125-14-055230 ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BACHMAN ROBERT E | Director | 19 | 2006–2013 | ||
| Collingwood John | Director | 8 | 2006–2008 | ||
| HARKLEROAD DONALD R | Director | 29 | 2006–2017 | ||
| MCMONIGLE ROBERT M | Director | 1 | 2006 | ||
| SNADON DARYL N | Director | 15 | 2006–2010 | ||
| WOODSON ROBERT L III | Director | 4 | 2006–2007 | ||
| HARTMAN KENNETH SHANE | Officer | Chief Information Officer | 9 | 2006–2007 | |
| Hamilton Stephen Alexander | Officer | CFO; Chief Financial Officer | 8 | 2006–2009 | |
| LUSK RONALD E | Director; Director,Officer; Director,Officer,TenPercentOwner | CEO; Chairman; Chairman and CEO; Chairman, President, CEO | 9 | 2006–2008 | |
| Maxik Fred | Director,Officer; Officer | Chief Technology Officer | 8 | 2006–2016 | |
| POSS J MICHAEL | Officer | Corporate Secretary; Executive VP - Legal | 4 | 2006–2007 | |
| Warshauer Robert Herman | Director,Officer; Officer | President | 2 | 2006 | |
| LACERTE PHILIP R | Director,TenPercentOwner; TenPercentOwner | 3 | 2006–2007 | ||
| ARDSLEY ADVISORY PARTNERS | TenPercentOwner | 2 | 2007 | ||
| BELL DAVID ARTHUR | Director | 11 | 2007–2013 | ||
| Furry Kevin | Officer; TenPercentOwner | Chief Technology Officer | 6 | 2007–2008 | |
| Gibler Zachary | Director,Officer; Officer | Chief Bus. Development Officer; Chief Executive Officer | 4 | 2007–2010 | |
| KELSON RICHARD B | Director; Director,TenPercentOwner; TenPercentOwner | 11 | 2007–2010 | ||
| LED Holdings, LLC | Director,TenPercentOwner; TenPercentOwner | CEO; Chief Technology Officer | 5 | 2007–2012 | |
| PP IV (AIV) LED, LLC | Director,TenPercentOwner; TenPercentOwner | Chief Executive Officer | 11 | 2007–2012 | |
| PP IV LED, LLC | Director,TenPercentOwner; TenPercentOwner | 11 | 2007–2012 | ||
| Rao Govi | Director,Officer | Chairman and CEO; Director, Chairman and CEO | 6 | 2007–2009 | |
| REISS BONNIE | Director | 8 | 2007–2010 | ||
| SENIFF DEAN CLARKE | Officer | Chief Financial Officer | 1 | 2007 | |
| Weinberg Richard | Director | 7 | 2007–2009 | ||
| LED Effects, Inc. | TenPercentOwner | 2 | 2008 | ||
| HONEYCUTT KENNETH W | Officer | Pres. & COO | 2 | 2008 | |
| PEGASUS PARTNERS IV LP | Director,TenPercentOwner; TenPercentOwner | 37 | 2008–2016 | ||
| COGUT CRAIG M | Director; Director,TenPercentOwner; TenPercentOwner | 65 | 2008–2017 | ||
| PEGASUS CAPITAL LLC | Director,TenPercentOwner; TenPercentOwner | 49 | 2008–2017 | ||
| Pegasus Investors IV GP, LLC | Director,TenPercentOwner; TenPercentOwner | 30 | 2008–2015 | ||
| Pegasus Investors IV, L.P. | Director,TenPercentOwner; TenPercentOwner | 29 | 2008–2015 | ||
| Pegasus Capital Advisors IV GP, LLC | Director; Director,TenPercentOwner; TenPercentOwner | 16 | 2008–2016 | ||
| Pegasus Capital Advisors IV, L.P. | Director; Director,TenPercentOwner | 16 | 2008–2016 | ||
| Bopp Roland J. | Officer | Chief Operating Officer | 1 | 2009 | |
| Wallbrink Kathryn Reynolds | Officer | Sr. VP Strategy and Finance; Sr. VP, Strategy and Finance; Sr. VP, Strategy & Finance | 3 | 2009 | |
| KONINKLIJKE PHILIPS ELECTRONICS NV | TenPercentOwner | 2 | 2009–2010 | ||
| Cohen Jonathan Todd | Officer | VP & Chief Accounting Officer; VP & CHIEF ACCOUNTING OFFICER | 2 | 2009–2010 | |
| Haram Khaled | Officer | President and COO | 1 | 2010 | |
| GUTIERREZ CARLOS M | Director | 2 | 2010 | ||
| Kempner Michael W | Director | 9 | 2010–2013 | ||
| Montana Joseph C | Director | 2 | 2010 | ||
| Moseley T Michael | Director | 4 | 2010–2013 | ||
| Stanley John T | Officer | Chief Operating Officer | 1 | 2010 | |
| Kaiser Gregory T. | Officer | Chief Financial Officer; INTERIM CFO | 2 | 2010 | |
| LSGC Holdings LLC | Director,TenPercentOwner | 9 | 2010–2012 | ||
| Darnell Charles | Director | 4 | 2010–2013 | ||
| Wagner Leon | Director | 15 | 2011–2015 | ||
| Henderson David | Officer | Chief Development Officer | 2 | 2011 | |
| Russ Edward | Officer | Chief Business Development Off | 1 | 2011 | |
| Haworth James F. | Officer | Chief Executive Officer | 2 | 2011 | |
| LSGC Holdings II LLC | Director; Director,TenPercentOwner | 10 | 2011–2014 | ||
| PCA LSG Holdings, LLC | Director; Director,TenPercentOwner | 20 | 2011–2015 | ||
| Beck Andrew | Officer | Chief Communications Officer | 1 | 2012 | |
| Pegasus Capital Advisors GP, L.L.C. | Director; Director,TenPercentOwner | 2 | 2012 | ||
| Pegasus Capital Advisors, L.P. | Director; Director,TenPercentOwner | 2 | 2012 | ||
| LSGC Holdings IIIa, LLC | Director,TenPercentOwner; TenPercentOwner | 6 | 2012–2017 | ||
| Riverwood Capital GP Ltd. | Director,TenPercentOwner; TenPercentOwner | 5 | 2012–2017 | ||
| Riverwood Capital L.P. | Director,TenPercentOwner; TenPercentOwner | 6 | 2012–2017 | ||
| Riverwood Capital Partners L.P. | Director,TenPercentOwner; TenPercentOwner | 6 | 2012–2017 | ||
| BRATHWAITE NICHOLAS | Director | 3 | 2012–2013 | ||
| SMACH THOMAS J | Director | 6 | 2012–2014 | ||
| den Daas Kaj | Director | 3 | 2012–2013 | ||
| Scott Keith | Officer | Chief Commercial Officer | 2 | 2012 | |
| Cooper Andrew S. | Director | 1 | 2012 | ||
| Wacaster Steven W. | Director | 1 | 2012 | ||
| KNIGHT BRADLEY T | Officer | Chief Operating Officer | 2 | 2012 | |
| Marton Steven | Officer | Chief Executive Officer | 2 | 2012 | |
| SHIELDS THOMAS C | Officer | Chief Financial Officer; CHIEF FINANCIAL OFFICER | 3 | 2012–2013 | |
| Cleantech Europe II (A) LP | Director; Director,TenPercentOwner | 5 | 2012–2015 | ||
| Cleantech Europe II (B) LP | Director; Director,TenPercentOwner | 5 | 2012–2015 | ||
| Cleantech GP II Ltd | Director; Director,TenPercentOwner | 5 | 2012–2015 | ||
| Salty Samer | Director | 8 | 2012–2015 | ||
| Zouk Capital LLP | Director; Director,TenPercentOwner | 5 | 2012–2015 | ||
| Zouk Ventures Ltd | Director; Director,TenPercentOwner | 5 | 2012–2015 | ||
| Cage Jeremy S.M. | Officer | Chief Executive Officer | 2 | 2013 | |
| Meagher Patrick Louis | Officer | Exec. VP, Product Development; See Remarks | 2 | 2013 | |
| HANDY F PHILIP | Director | 2 | 2013 | ||
| Cleantech II General Partner L.P. | Director; Director,TenPercentOwner | 4 | 2013–2015 | ||
| Zouk Holdings Ltd | TenPercentOwner | 5 | 2013–2015 | ||
| Colistra Vincent J. | Officer | CHIEF EXECUTIVE OFFICER | 1 | 2013 | |
| Davis Richard Hannah Jr. | Director | 1 | 2013 | ||
| Rosenbaum Jonathan | Director | 4 | 2014–2015 | ||
| Sethre Jennifer A. | Officer | PRESIDENT | 1 | 2014 | |
| Philips Warner Alexander | Director | 2 | 2014–2015 | ||
| Pegasus Capital Partners IV, L.P. | Director | 2 | 2014 | ||
| Pegasus Capital Partners V, L.P. | Director | 2 | 2014 | ||
| Pegasus Investors V (GP), L.L.C. | Director; Director,TenPercentOwner; TenPercentOwner | 12 | 2014–2017 | ||
| CLIMAN SANFORD R | Director | 4 | 2014–2016 | ||
| MCGILL DENNIS | Director; Officer | Interim COO | 4 | 2014–2016 | |
| Jones James L | Director | 5 | 2014–2016 | ||
| BEDNARCIK EDWARD D | Officer | Chief Executive Officer | 2 | 2014 | |
| NESBIT WAYNE K | Officer | Chief Operations Officer | 2 | 2014 | |
| J.L. Serengeti Management LLC | TenPercentOwner | 1 | 2014 | ||
| LANASA JOSEPH A III | TenPercentOwner | 1 | 2014 | ||
| Serengeti Asset Management LP | TenPercentOwner | 1 | 2014 | ||
| Bernstein Seth | Director | 3 | 2014–2015 | ||
| LSGC Holdings III LLC | Director,TenPercentOwner; TenPercentOwner | 10 | 2015–2017 | ||
| Pegasus Investors V, L.P. | Director,TenPercentOwner; TenPercentOwner | 10 | 2015–2017 | ||
| Pegasus Partners V, L.P. | Director,TenPercentOwner; TenPercentOwner | 10 | 2015–2017 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2015-09-25 | LIGHTING SCIENCE GROUP CORP | Other Technology | $25,000,000 | $18,000,000 | 1 | 3 |
| 2014-09-17 | LIGHTING SCIENCE GROUP CORP | Other Technology | $32,525,000 | $32,525,000 | 4 | 3 |
| 2014-01-22 | LIGHTING SCIENCE GROUP CORP | Other Technology | $50,000,000 | $17,430,000 | 0 | 1 |
| 2014-01-22 | LIGHTING SCIENCE GROUP CORP | Other Technology | $20,000,000 | $20,000,000 | 0 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.