IPO registrations (S-1, F-1) · Registrants
Carbon Energy Corp
- SEC CIK
- 86264 · filings on EDGAR ↗
- Former names
- Carbon Natural Gas Co (2011–2018); ST LAWRENCE SEAWAY CORP (1995–2011)
- Registration
- Form S-1, first filed 2011-08-12, last 2018-09-06; 2 initial registrations, 7 amendments
- Outcome
- Declared effective 2011-12-21; withdrawal requested 2019-09-13
- Industry (SIC)
- Crude Petroleum & Natural Gas 1311
- Incorporated in
- DE
- Business address
- 1700 BROADWAY, SUITE 1170, Denver, CO 80290
- EIN
- 26-0818050
- EDGAR entity type
- operating
- Insiders and CEO pay
- Carbon Energy Corp on the corporate pages
Offering terms
- Shares offered
- 408,000
- Listing
- Nasdaq under the symbol CRBO
- Lead underwriters
- RBC Capital Markets
- Syndicate
- of Contents
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: Carbon Energy Corporation Fuzzy (name and state)
- Business registration: CARBON ENERGY CORPORATION Fuzzy (name and state)
- Form 5500 plan sponsor: CARBON ENERGY CORPORATION EXACT (EIN (EXACT))
- Form D issuer: Carbon Natural Gas Co EXACT (CIK (EXACT))
- SEC filer: Carbon Energy Corp EXACT (CIK (EXACT))
Filings 11
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2011-08-12 | S-1 | S-1 (registration) | Carbon Natural Gas Co | 0001104659-11-046598 ↗ |
| 2011-09-16 | S-1/A | S-1/A (amendment) | Carbon Natural Gas Co | 0001104659-11-052122 ↗ |
| 2011-10-12 | S-1/A | S-1/A (amendment) | Carbon Natural Gas Co | 0001104659-11-055836 ↗ |
| 2011-11-17 | S-1/A | S-1/A (amendment) | Carbon Natural Gas Co | 0001104659-11-064905 ↗ |
| 2011-12-15 | S-1/A | S-1/A (amendment) | Carbon Natural Gas Co | 0001104659-11-069696 ↗ |
| 2011-12-21 | EFFECT | EFFECT (declared effective) | Carbon Natural Gas Co | 9999999995-11-003590 ↗ |
| 2018-05-25 | S-1 | S-1 (registration) | Carbon Natural Gas Co | 0001213900-18-006910 ↗ |
| 2018-07-02 | S-1/A | S-1/A (amendment) | Carbon Energy Corp | 0001213900-18-008566 ↗ |
| 2018-07-25 | S-1/A | S-1/A (amendment) | Carbon Energy Corp | 0001213900-18-009650 ↗ |
| 2018-09-06 | S-1/A | S-1/A (amendment) | Carbon Energy Corp | 0001213900-18-012205 ↗ |
| 2019-09-13 | RW | RW (withdrawal request) | Carbon Energy Corp | 0001213900-19-017897 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2018-09-06 | S-1/A | registration statement | $7.20 | 408,000 | $2,937,600 | Nasdaq CRBO | 2 | primary document; price line, shares headline, proceeds computed, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| GREENBLATT JOEL | Director,Officer,TenPercentOwner; TenPercentOwner | Chairman of the Board | 4 | 2006–2007 | |
| Nir Daniel | Director,Officer,TenPercentOwner | President & Treasurer | 2 | 2006 | |
| Berlin Duane L. | Director,Officer | Secretary | 1 | 2007 | |
| Grier Edward B. III | Director | 1 | 2007 | ||
| ZIMMERMAN BERNARD | Director,Officer,TenPercentOwner | Chairman, President & CEO | 1 | 2007 | |
| ZLATNISKI RONALD A | Director | 2 | 2007–2009 | ||
| MCDONALD PATRICK R | Director,Officer | Chief Executive Officer; CHIEF EXECUTIVE OFFICER; President & CEO | 24 | 2011–2020 | |
| LEIDEL PETER A | Director | 14 | 2011–2019 | ||
| YORKTOWN ENERGY PARTNERS V LP | TenPercentOwner | 1 | 2011 | ||
| Yorktown Energy Partners VI LP | TenPercentOwner | 1 | 2011 | ||
| Yorktown V CO LLC | TenPercentOwner | 1 | 2011 | ||
| Yorktown VI Associates LLC | TenPercentOwner | 1 | 2011 | ||
| KENNEDY DAVID H | Director | 8 | 2011–2019 | ||
| LAWRENCE BRYAN H | Director | 11 | 2011–2019 | ||
| McDermott Paul G | Director | 1 | 2011 | ||
| STRUZESKI KEVIN D | Officer | CFO; Chief Financial Officer; CHIEF FINANCIAL OFFICER; CONSULTANT, FORMER CFO | 17 | 2011–2020 | |
| RBCP Energy Fund Investments, LP, c/o RBC Capital Partners | Other; TenPercentOwner | 2 | 2011–2012 | ||
| Yorktown Energy Partners IX, L.P. | TenPercentOwner | 2 | 2011 | ||
| Yorktown IX Associates LLC | TenPercentOwner | 2 | 2011 | ||
| Pierce Mark | Officer | Senior Vice President | 1 | 2012 | |
| Brandi James H | Director | 9 | 2012–2019 | ||
| Isaac Paul J | TenPercentOwner | 1 | 2012 | ||
| MORGENS EDWIN H | Director | 9 | 2012–2019 | ||
| Pierce Mark Duane | Officer | CONSULTANT, FORMER PRESIDENT; President; PRESIDENT | 15 | 2013–2020 | |
| MARXE AUSTIN W & GREENHOUSE DAVID M | TenPercentOwner | 2 | 2014–2015 | ||
| AWM Investment Company, Inc. | TenPercentOwner | 5 | 2015–2018 | ||
| Arbiter Partners Capital Management LLC | TenPercentOwner | 1 | 2016 | ||
| Yorktown Energy Partners XI, L.P. | TenPercentOwner | 4 | 2017–2018 | ||
| Yorktown XI Associates LLC | TenPercentOwner | 4 | 2017–2018 | ||
| Bailey John A | Director | 1 | 2019 | ||
| Kirsch Erich W. | Officer | PFO and PAO | 1 | 2020 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2018-04-18 | Carbon Natural Gas Co | Oil and Gas | $5,000,000 | $5,000,000 | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Carbon Energy Corporation | CO | State business registries | name and state |
| Business registration | CARBON ENERGY CORPORATION | CO | State business registries | name and state |
| Plan sponsor | CARBON ENERGY CORPORATION | CO | Form 5500 (employee benefit plans) | name and state |
| Plan sponsor | CARBON ENERGY CORPORATION | CO | Form 5500 (employee benefit plans) | name and state |
| Form D issuer | Carbon Natural Gas Co | CO | Form D private offerings | CIK (EXACT) |
| SEC filer | Carbon Energy Corp | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | CARBON ENERGY CORPORATION | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Crude Petroleum & Natural Gas, CO first:
- MARKWEST HYDROCARBON L.L.C. CO
- ULTRA PETROLEUM CORP CO
- PENNACO ENERGY INC CO
- GASCO ENERGY INC CO
- DUKE ENERGY FIELD SERVICES CORP CO
- WESTPORT RESOURCES CORP CO
- NEW FRONTIER ENERGY INC CO
- MARKWEST ENERGY PARTNERS L P CO
- BILL BARRETT CORP CO
- Storm Cat Energy CORP CO
In other datasets, the same topic (Energy) in CO:
- Form D issuer: Advanced Thermovoltaic Systems, Corp. (Form D private offerings)
- Lobbying client: ABENGOA SOLAR (Federal lobbying (LDA))
Interests: Crude Petroleum & Natural Gas · Energy