IPO registrations (S-1, F-1) · Registrants
COMMUNITY FINANCIAL CORP /MD/
- SEC CIK
- 855874 · filings on EDGAR ↗
- Name on the registration
- TRI COUNTY FINANCIAL CORP /MD/
- Former names
- TRI COUNTY FINANCIAL CORP /MD/ (1996–2013)
- Registration
- Form S-1, first filed 2013-09-12, last 2013-09-24; 1 initial registration, 1 amendment
- Outcome
- Final prospectus filed 2013-09-27; declared effective 2013-09-26
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- MD
- Business address
- 3035 LEONARDTOWN RD, P O BOX 38, Waldorf, MD 20601
- EIN
- 52-1652138
- EDGAR entity type
- operating
- Insiders and CEO pay
- COMMUNITY FINANCIAL CORP /MD/ on the corporate pages
Offering terms
- Final price
- $18.75 per share (424B4 filed 2013-09-27)
- Shares sold
- 1,400,000
- Gross proceeds
- $26,250,000 before underwriting discounts and any over-allotment option
- Listing
- OTCQB under the symbol TCFC
- Lead underwriters
- KBW
- Syndicate
- Piper Sandler
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form D issuer: COMMUNITY FINANCIAL CORP /MD/ EXACT (CIK (EXACT))
- SEC filer: COMMUNITY FINANCIAL CORP /MD/ EXACT (CIK (EXACT))
- Person page: James F Dimisa Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Joseph V Stone Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Louis P Jenkins Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Matthew A Lindenbaum Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other))
- Person page: Philip T Goldstein Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: William J Pasenelli Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2013-09-12 | S-1 | S-1 (registration) | TRI COUNTY FINANCIAL CORP /MD/ | 0001193125-13-365336 ↗ |
| 2013-09-24 | S-1/A | S-1/A (amendment) | TRI COUNTY FINANCIAL CORP /MD/ | 0001193125-13-376340 ↗ |
| 2013-09-26 | EFFECT | EFFECT (declared effective) | TRI COUNTY FINANCIAL CORP /MD/ | 9999999995-13-002801 ↗ |
| 2013-09-27 | 424B4 | 424B4 (final prospectus) | TRI COUNTY FINANCIAL CORP /MD/ | 0001193125-13-381529 ↗ |
| 2014-11-05 | EFFECT | EFFECT (declared effective) | COMMUNITY FINANCIAL CORP /MD/ | 9999999995-14-003254 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-09-24 | S-1/A | registration statement | $18.80 | 1,400,000 | $26,320,000 | OTCQB TCFC | 2 | primary document; price line, shares headline, proceeds computed, cover names 1 | document ↗ | |
| 2013-09-27 | 424B4 | final prospectus | $18.75 | 1,400,000 | $26,250,000 | OTCQB TCFC | 2 | primary document; price sentence, shares headline, proceeds computed, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| COCKERHAM GREOGORY C | Director; DirectorOther; Officer; Other | Exec. V.P. & Chief Lending Off | 47 | 2006–2023 | |
| REDMOND HERBERT N JR | Director | 6 | 2006–2011 | ||
| SHEPHERD JAMES R | Director; Other | 9 | 2006–2019 | ||
| SLATER A JOSEPH JR | Director | 26 | 2006–2023 | ||
| SMITH H BEAMAN | Director | 21 | 2006–2014 | ||
| MIDDLETON MICHAEL L | Director; Director,Officer; Director,Officer,TenPercentOwner | Chairman and CEO; Executive Chairman; President and CEO | 52 | 2006–2019 | |
| GOLDSTEIN PHILIP T | Director | 10 | 2006–2014 | person page Fuzzy | |
| STONE JOSEPH V JR | Director | 21 | 2006–2023 | person page Fuzzy | |
| Burke James M | Director,Officer; Director,Officer,Other; Director,OfficerOther; Officer; OfficerOther | Chief Risk Officer; Executive Vice President; Exec. V.P., Sr. Credit Officer; President; President & CEO | 36 | 2007–2023 | |
| DiMisa James F | Director; Officer; Other | Exec. V.P. -- Operations | 30 | 2007–2023 | person page Fuzzy |
| PASENELLI WILLIAM J | Director,Officer; Officer | Executive V.P. & CFO; President & CEO; President & CFO | 31 | 2007–2021 | person page Fuzzy |
| BROWN C MARIE | Director,Officer | Executive V.P. & COO | 2 | 2008 | |
| JENKINS LOUIS P JR | Director | 9 | 2010–2023 | person page Fuzzy | |
| Peterson Mary Todd | Director | 32 | 2010–2023 | ||
| Javaid Mohammad Arshed | Director | 15 | 2013–2023 | ||
| Zabriskie Kathryn | Director | 9 | 2013–2023 | ||
| Capitani Todd L | Officer | EVP & Chief Financial Officer; EVP & Senior Financial Officer | 20 | 2014–2023 | |
| Parlett John K Jr | Director | 12 | 2014–2019 | ||
| Lombardi Christy | Officer | EVP/Chief Administrative Off.; EVP & Chief Operating Officer | 14 | 2015–2023 | |
| BASSWOOD CAPITAL MANAGEMENT, L.L.C. | DirectorOther | 2 | 2016 | ||
| Goldberg, Eric Seth | Director | 1 | 2016 | ||
| LINDENBAUM BENNETT D | Other | 2 | 2016 | ||
| LINDENBAUM MATTHEW A | Other | 2 | 2016 | person page Fuzzy | |
| Briscoe-Tonic Kimberly | Director | 5 | 2016–2022 | ||
| Sanders Edward Lawrence III | Director | 9 | 2018–2023 | ||
| Chappelle John Anthony | Other | 10 | 2020–2023 | ||
| Ebron Brian Scot | Other | 8 | 2020–2023 | ||
| Pierce Lacey Amanda | Other | 9 | 2020–2023 | ||
| Pierce Patrick Douglas | Other | 10 | 2020–2023 | ||
| Tay Tala | Other | 8 | 2020–2023 | ||
| McDonald Rebecca Middleton | Director | 8 | 2020–2023 | ||
| Adams Michael Brian | Director | 8 | 2021–2023 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2020-10-28 | COMMUNITY FINANCIAL CORP /MD/ | Commercial Banking | $20,000,000 | $20,000,000 | 15 | 1 |
| 2020-01-13 | COMMUNITY FINANCIAL CORP /MD/ | Commercial Banking | $15,000,000 | $10,758,520 | 59 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | COMMUNITY FINANCIAL CORP /MD/ | MD | Form D private offerings | CIK (EXACT) |
| SEC filer | COMMUNITY FINANCIAL CORP /MD/ | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | James F Dimisa | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Joseph V Stone Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Louis P Jenkins Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Matthew A Lindenbaum | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other) | |
| Person page | Philip T Goldstein | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | William J Pasenelli | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.