IPO registrations (S-1, F-1) · Registrants
ROCK OF AGES CORP
- SEC CIK
- 84581 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1997-08-15, last 1997-10-17; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 1997-10-21
- Industry (SIC)
- Cut Stone & Stone Products 3281
- Incorporated in
- DE
- Business address
- 560 GRANITEVILLE ROAD, Graniteville, VT 05654
- EIN
- 03-0153200
- EDGAR entity type
- operating
- Insiders and CEO pay
- ROCK OF AGES CORP on the corporate pages
On this site
- Business registration: ROCK OF AGES CORPORATION Fuzzy (name and state)
- Form 5500 plan sponsor: ROCK OF AGES CORPORATION EXACT (EIN (EXACT))
- Federal award recipient: ROCK OF AGES CORPORATION Fuzzy (name and state)
- SEC filer: ROCK OF AGES CORP EXACT (CIK (EXACT))
- Person page: Kurt M Swenson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer,TenPercentOwner))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-08-15 | S-1 | S-1 (registration) | ROCK OF AGES CORP | 0000950135-97-003555 ↗ |
| 1997-09-24 | S-1/A | S-1/A (amendment) | ROCK OF AGES CORP | 0000950135-97-003929 ↗ |
| 1997-10-16 | S-1/A | S-1/A (amendment) | ROCK OF AGES CORP | 0000950135-97-004150 ↗ |
| 1997-10-17 | S-1/A | S-1/A (amendment) | ROCK OF AGES CORP | 0000950135-97-004176 ↗ |
| 1997-10-21 | S-1MEF | S-1MEF (added securities) | ROCK OF AGES CORP | 0000950135-97-004199 ↗ |
| 1997-10-21 | 424B4 | 424B4 (final prospectus) | ROCK OF AGES CORP | 0000950135-97-004203 ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Urbach Richard M | Officer | President and COO/Retail Div | 1 | 2006 | |
| Plude Laura | Officer | CFO and Vice President Finance; Vice President CFO & Treasurer; VP Finance, CFO & Treasurer | 6 | 2007–2011 | |
| Estate of Douglas M. Schair | TenPercentOwner | 1 | 2007 | ||
| KIMBALL RICHARD C | Director; Director,Officer | Vice Chairman | 4 | 2007–2011 | |
| Hutchins Paul Henry | Officer | Vice President Administration; Vice President/Administration | 4 | 2008–2011 | |
| LABONTE DONALD | Director,Officer | President and CEO; President & CEO | 3 | 2008–2011 | |
| North Star Investment Management Corp. | TenPercentOwner | 48 | 2008–2010 | ||
| FOX JAMES L | Director | 2 | 2008–2011 | ||
| Sheiffer Pamela G | Director | 2 | 2008–2011 | ||
| SWENSON KEVIN C | TenPercentOwner | 1 | 2011 | ||
| SWENSON KURT M | Director,Officer,TenPercentOwner | Chairman | 1 | 2011 | person page Fuzzy |
| WEBSTER FREDERICK E JR | Director | 1 | 2011 | ||
| Swenson Granite Co LLC | TenPercentOwner | 1 | 2011 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.