IPO registrations (S-1, F-1) · Registrants
DORAL FINANCIAL CORP
- SEC CIK
- 840889 · filings on EDGAR ↗
- Former names
- FIRST FINANCIAL CARIBBEAN CORP (1994–1997)
- Registration
- Form S-1, first filed 2010-05-21, last 2010-08-05; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 2010-08-06; declared effective 2010-08-06
- Industry (SIC)
- Commercial Banks, NEC 6029
- Incorporated in
- PR
- Business address
- 1451 FRANKLIN D ROOSEVELT AVENUE, San Juan, PR 00920-2717
- EIN
- 66-0312162
- EDGAR entity type
- operating
- Insiders and CEO pay
- DORAL FINANCIAL CORP on the corporate pages
On this site
- Business registration: DORAL FINANCIAL CORPORATION Fuzzy (name and state)
- Form 5500 plan sponsor: DORAL FINANCIAL CORPORATION EXACT (EIN (EXACT))
- SEC filer: DORAL FINANCIAL CORP EXACT (CIK (EXACT))
- Person page: Douglas L Jacobs Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Mr Michael J O'Hanlon Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2010-05-21 | S-1 | S-1 (registration) | DORAL FINANCIAL CORP | 0000950123-10-051987 ↗ |
| 2010-06-28 | S-1/A | S-1/A (amendment) | DORAL FINANCIAL CORP | 0000950123-10-061755 ↗ |
| 2010-08-02 | S-1/A | S-1/A (amendment) | DORAL FINANCIAL CORP | 0000950123-10-070628 ↗ |
| 2010-08-05 | S-1/A | S-1/A (amendment) | DORAL FINANCIAL CORP | 0000950123-10-073508 ↗ |
| 2010-08-06 | 424B4 | 424B4 (final prospectus) | DORAL FINANCIAL CORP | 0000950123-10-074414 ↗ |
| 2010-08-06 | EFFECT | EFFECT (declared effective) | DORAL FINANCIAL CORP | 9999999995-10-002383 ↗ |
| 2011-05-06 | EFFECT | EFFECT (declared effective) | DORAL FINANCIAL CORP | 9999999995-11-001426 ↗ |
| 2011-05-09 | 424B4 | 424B4 (final prospectus) | DORAL FINANCIAL CORP | 0000950123-11-047517 ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Soriano Lidio | Officer | CFO | 1 | 2006 | |
| Wakeman Glen | Director,Officer; Officer | President and CEO; President & CEO; President & COO | 10 | 2006–2013 | |
| LEVIS ZOILA | Director | 1 | 2006 | ||
| Garcia-Velez Calixto | OfficerOther | Executive Vice President | 2 | 2006 | |
| Blanco Lesbia | Officer; OfficerOther | EVP; EVP & Human Resources Director; See Remarks | 3 | 2006–2010 | |
| Domingo Marangal I | OfficerOther | EVP - Chief Investment Officer | 1 | 2006 | |
| Mayoral-Wilson Olga | Officer | EVP & Corporate Comm Director | 1 | 2006 | |
| Tous Arturo | Officer | VP & Chief Accounting Officer | 1 | 2006 | |
| Ubarri Enrique R | Officer | EVP & General Counsel | 6 | 2006–2013 | |
| BRAVO ISRAEL | Officer | EVP - Information Technology | 1 | 2006 | |
| Ortiz Cesar A | OfficerOther | Controller | 1 | 2006 | |
| Leiva Gerardo | Officer | EVP - Chief Operations Officer | 1 | 2007 | |
| Poulton Christopher C | Officer; OfficerOther | EVP; EVP - Chief Bus. Dev. Officer; EVP / Chief Bus. Dev. Officer; EVP-Chief Business Dev Officer; EVP - U.S. Operations | 10 | 2007–2013 | |
| BAIER FRANK W | Director | 2 | 2007–2011 | ||
| Doral GP Ltd. | TenPercentOwner | 3 | 2007–2010 | ||
| Doral Holdings Delaware, LLC | TenPercentOwner | 3 | 2007–2010 | ||
| Doral Holdings, L.P. | TenPercentOwner | 3 | 2007–2010 | ||
| King David E | Director | 1 | 2007 | ||
| LEVKOWITZ HOWARD | Director | 1 | 2007 | ||
| O'Hanlon Michael J. | Director | 1 | 2007 | person page Fuzzy | |
| UZIEL ORI | Director | 2 | 2007–2008 | ||
| Makowski Paul | OfficerOther | EVP | 1 | 2007 | |
| Vazquez Laura | Officer | Chief Accounting Officer; Principal Accounting Officer | 2 | 2008–2010 | |
| Gilleran James E. | Director | 4 | 2008–2011 | ||
| TWOMEY KEVIN M | Director | 2 | 2008 | ||
| Buchert Dennis G. | Director | 3 | 2008–2011 | ||
| Quinlan Raymond J. | Director | 2 | 2008 | ||
| JACOBS DOUGLAS L | Director | 3 | 2010–2011 | person page Fuzzy | |
| KLEINMAN MARK I | Director | 2 | 2010 | ||
| Wahlman Robert E. | Officer | EVP & CF & Investment Officer; See remarks; See Remarks | 5 | 2010–2012 | |
| Smith Gerard L | Director | 3 | 2011 | ||
| Spagnoletti Maurice J | Officer | See General Remarks | 4 | 2011 | |
| Mendez Jesus Francisco | Officer | EVP - PR Operations | 2 | 2013 | |
| Ivanov Penko Krassimir | Officer | See Remarks | 2 | 2013 | |
| HOOSTON DAVID E | Officer | Chief Financial Officer | 1 | 2013 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.