IPO registrations (S-1, F-1) · Registrants
Walter Energy, Inc.
- SEC CIK
- 837173 · filings on EDGAR ↗
- Name on the registration
- WALTER INDUSTRIES INC /NEW/
- Former names
- WALTER INDUSTRIES INC /NEW/ (1995–2009); WALTER INDUSTRIES INC/NEW/ (1995–1995)
- Registration
- Form S-1, first filed 1995-05-02, last 1995-10-06; 2 initial registrations, 5 amendments
- Outcome
- No final prospectus, effectiveness notice or withdrawal within two years of the registration
- Industry (SIC)
- Silver Ores 1220
- Incorporated in
- DE
- Business address
- 3000 RIVERCHASE GALLERIA, SUITE 1700, Birmingham, AL 35244
- EIN
- 13-3429953
- EDGAR entity type
- operating
- Insiders and CEO pay
- Walter Energy, Inc. on the corporate pages
Offering terms
- Shares offered
- 31,911,136
- Listing
- Nasdaq under the symbol WLTR
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: NEW WEI, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: WALTER ENERGY, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: NEW WEI, INC. EXACT (EIN (EXACT))
- SEC filer: Walter Energy, Inc. EXACT (CIK (EXACT))
- Person page: Bernard G Rethore Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Larry E Williams Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1995-05-02 | S-1 | S-1 (registration) | WALTER INDUSTRIES INC /NEW/ | 0000950112-95-001218 ↗ |
| 1995-05-02 | S-1 | S-1 (registration) | WALTER INDUSTRIES INC /NEW/ | 0000950112-95-001219 ↗ |
| 1995-08-09 | S-1/A | S-1/A (amendment) | WALTER INDUSTRIES INC /NEW/ | 0000950112-95-002064 ↗ |
| 1995-08-09 | S-1/A | S-1/A (amendment) | WALTER INDUSTRIES INC /NEW/ | 0000950112-95-002065 ↗ |
| 1995-09-14 | S-1/A | S-1/A (amendment) | WALTER INDUSTRIES INC /NEW/ | 0000950112-95-002406 ↗ |
| 1995-09-14 | S-1/A | S-1/A (amendment) | WALTER INDUSTRIES INC /NEW/ | 0000950112-95-002407 ↗ |
| 1995-10-06 | S-1/A | S-1/A (amendment) | WALTER INDUSTRIES INC /NEW/ | 0000950112-95-002632 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1995-10-06 | S-1/A | registration statement | 31,911,136 | - | Nasdaq WLTR | 0 | from the submission text; shares headline | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| TOKARZ MICHAEL T | Director | 97 | 2006–2015 | ||
| Smith Dale B | Officer | COO,Mueller Water Products | 1 | 2006 | |
| CAUTHEN CHARLES E | Officer | CFO, Homebuilding Group; CFO,JWH Holding Company,LLC; Pres.,Jim Walter Homes, Inc. | 16 | 2006–2009 | |
| PATRICK VICTOR P | Director,Officer; Officer | CEO,CFO,Gen.Counsel; Sr.VP,Secretary,Gen.Counsel; Vice Chairman,CFO,Gen.Counsel; Vice Chairman Sec.,Gen.Counsel | 28 | 2006–2010 | |
| RICHMOND GEORGE R | Director,Officer; Officer | CEO of Jim Walter Resources; President and COO; Pres of Jim Walter Resources | 23 | 2006–2010 | |
| TROY JOSEPH J | Officer | EVP,JWH Holding Company LLC; Executive Vice President & CFO; Senior Vice President; Senior Vice President & CFO | 20 | 2006–2008 | |
| WILLIAMS LARRY E | Officer | Senior Vice President | 17 | 2006–2009 | person page Fuzzy |
| DEARDEN MILES C III | Officer | Senior VP and Treasurer | 25 | 2006–2010 | |
| HYLAND GREGORY E | Director,Officer | Chairman, President and CEO | 2 | 2006 | |
| OHRT WILLIAM F | Officer | Executive Vice Pres; Executive Vice Pres and CFO | 6 | 2006–2007 | |
| Torok Raymond | Officer | President of U.S.Pipe | 5 | 2006 | |
| Honnold Lisa A | Officer | Senior VP & Controller; SVP, Controller, Interim CFO; SVP,Controller,Interim CFO; SVP,Interim CFO | 22 | 2006–2011 | |
| CLARK HOWARD LONGSTRETH JR | Director | 9 | 2006–2012 | ||
| KOLB JERRY W | Director | 19 | 2006–2015 | ||
| KRIEGSHAUSER PATRICK A | Director | 16 | 2006–2015 | ||
| LEONARD JOSEPH B | Director; Director,Officer | Interim CEO | 13 | 2006–2015 | |
| RETHORE BERNARD G | Director | 17 | 2006–2015 | person page Fuzzy | |
| OBRIEN MARK J | Director,Officer | CEO, Homebuilding Group; CEO, JWH Holding Company LLC | 5 | 2006–2009 | |
| Wagner A J | Director | 15 | 2007–2015 | ||
| Stewart Charles C | Officer | Pres.,COO,Sloss Industries; Pres., COO, Walter Coke; Pres.,COO,Walter Coke; SVP, Project Development | 30 | 2008–2013 | |
| Shull Keith M | Officer | SVP-Human Resources | 3 | 2010–2011 | |
| Madden Michael T | Officer | Global Head - Marketing; Global Head- Marketing; Senior Vice Pres - Marketing; SVP - Chief Commercial Officer; SVP - Chief Commerical Officer; SVP & Chief Comm Officer; SVP - Marketing; SVP-Sales & Marketing | 30 | 2010–2016 | |
| SCHELLER WALTER J | Director,Officer; Officer | Chief Executive Officer; Pres.and COO, JWResources; Pres-US Operation; Pres-US Operations | 29 | 2010–2016 | |
| Bona Catherine C | Officer | VP,interim Gen.Counsel,Secy. | 4 | 2011 | |
| BEATTY DAVID R | Director | 12 | 2011–2014 | ||
| CALDER KEITH | Director,Officer | CEO | 2 | 2011 | |
| FOYLE-TWINING GRAHAM | Officer | Global Head-H.R. | 2 | 2011 | |
| GRIFFIN JAMES | Officer | Global Head-Bus. Dev; Global Head-Bus.Dev. | 4 | 2011 | |
| MASCALL GRAHAM | Director | 16 | 2011–2015 | ||
| WINKELMANN NEIL | Officer | Pres-CD & Eur. Ops | 3 | 2011 | |
| hohol keenan harry | Officer | VP, Interim Gen Counsel & Secr | 2 | 2011 | |
| KERLEY ROBERT P | Officer | CAO & Interim Principal Fin Of; VP, Controller & CAO; VP, Corporate Controller & CAO | 15 | 2011–2014 | |
| Doppelt Earl H | Officer | EVP - General Counsel & Sec; Sr VP - General Counsel & Sec; Sr VP-General Counsel & Sec'y | 13 | 2012–2016 | |
| Cartwright Daniel Paul | Officer | Pres- Canadian Operations; Pres. - Canadian Operations; President-Canadian Operations | 9 | 2012–2014 | |
| Donnelly Richard Allen | Officer | Pre.,Jim Walter Resources Inc.; Pres - Jim Walter Resources; Pres, Jim Walter Resources,Inc; Pres,Jim Walter Resources Inc.; Pres,Jim Walter Resources, Inc | 13 | 2012–2016 | |
| Lynch Thomas J | Officer | Senior VP - Human Resources; SVP - Human Resources; SVP, Human Resources | 9 | 2012–2015 | |
| HARVEY WILLIAM G | Officer | EVP - Chief Financial Officer; Sr. VP-Chief Financial Officer | 11 | 2012–2016 | |
| HENDERSON MARY R | Director | 7 | 2013–2015 | ||
| Harrigan Kevin | Officer | VP Controller and CAO | 3 | 2014–2015 | |
| LYNCH THOMAS J | Officer | SVP - Human Resources | 2 | 2015 | |
| Chopin Brian M | Officer | Acting Controller and CAO | 2 | 2015–2016 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | NEW WEI, INC. | AL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | WALTER ENERGY, INC. | AL | State business registries | name and state |
| SEC filer | Walter Energy, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Walter Energy, Inc. | AL | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | NEW WEI, INC. | EIN (EXACT) | ||
| Person page | Bernard G Rethore | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Larry E Williams | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Silver Ores, AL first:
- WARRIOR MET COAL, INC. AL
- U.S. China Mining Group, Inc. FL
- ZEIGLER COAL HOLDING CO IL
- American Resources Corp IN
- HORIZON NR LLC KY
- MCCOY COAL CO KY
- RED RIDGE MINING INC KY
- RP TERMINAL LLC KY
- SUNNY RIDGE ENTERPRISES INC KY
- FLANARY BRANCH COAL CO INC KY
In other datasets, the same topic (Energy) in AL:
- Form D issuer: Accelerate Wind, Inc. (Form D private offerings)
- Lobbying client: AGM CONSULTING SERVICES, INC. (Federal lobbying (LDA))
Interests: Silver Ores · Energy