IPO registrations (S-1, F-1) · Registrants
BROOKE CORP
- SEC CIK
- 834408 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2005-04-21, last 2006-11-03; 2 initial registrations, 2 amendments
- Outcome
- Final prospectus filed 2005-08-11; declared effective 2006-11-06
- Industry (SIC)
- Insurance Agents, Brokers & Service 6411
- Incorporated in
- KS
- Business address
- 205 F STREET 2ND FLOOR, Phillipsburg, KS 67661
- EIN
- 48-1009756
- EDGAR entity type
- operating
- Insiders and CEO pay
- BROOKE CORP on the corporate pages
Offering terms
- Final price
- $11.50 per share (424B4 filed 2005-08-11)
- Shares sold
- 2,500,000
- Gross proceeds
- $28,750,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol BXXX
- Lead underwriters
- Piper Sandler
- Syndicate
- Sandler O’Neill & Partners, L.P (1,500,000); Fox-Pitt, Kelton Inc (500,000); Oppenheimer (500,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: BROOKE AGENCY SERVICES COMPANY LLC EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: BROOKE CORPORATION EXACT (EIN (EXACT, as the state registration reports it))
- Form 5500 plan sponsor: BROOKE CORPORATION EXACT (EIN (EXACT))
- SEC filer: BROOKE CORP EXACT (CIK (EXACT))
- Person page: Joe L Barnes Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2005-04-21 | S-1 | S-1 (registration) | BROOKE CORP | 0001193125-05-081729 ↗ |
| 2005-07-28 | S-1/A | S-1/A (amendment) | BROOKE CORP | 0001193125-05-150982 ↗ |
| 2005-08-11 | 424B4 | 424B4 (final prospectus) | BROOKE CORP | 0001193125-05-165292 ↗ |
| 2006-10-11 | S-1 | S-1 (registration) | BROOKE CORP | 0001193125-06-206256 ↗ |
| 2006-11-03 | S-1/A | S-1/A (amendment) | BROOKE CORP | 0001193125-06-222383 ↗ |
| 2006-11-06 | EFFECT | EFFECT (declared effective) | BROOKE CORP | 9999999995-06-002194 ↗ |
| 2007-06-25 | EFFECT | EFFECT (declared effective) | BROOKE CORP | 9999999995-07-002519 ↗ |
| 2007-08-07 | EFFECT | EFFECT (declared effective) | BROOKE CORP | 9999999995-07-003160 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2005-07-28 | S-1/A | registration statement | 2,500,000 | - | Nasdaq BXXX | 1 | primary document; shares headline | document ↗ | ||
| 2005-08-11 | 424B4 | final prospectus | $11.50 | 2,500,000 | $28,750,000 | Nasdaq BXXX | 4 | primary document; price sentence, shares headline, proceeds table, underwriting table 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| LOWRY SHAWN | Director,Officer,TenPercentOwner; Officer; Officer,TenPercentOwner | President of Subsidiary; Pres. of Sub., VP of Issuer | 3 | 2006–2007 | |
| GARST KYLE L | Officer; Officer,TenPercentOwner | Senior V P of Subsidiary; Senior VP of Subsidiary | 4 | 2006–2007 | |
| LARSON ANITA F | Director,Officer; Director,Officer,TenPercentOwner | President and COO | 3 | 2006–2007 | |
| HESS MICHAEL S | Officer | President of Subsidiary | 1 | 2006 | |
| ORR ROBERT D | Director,Officer,TenPercentOwner; Director,Officer,TenPercentOwnerOther | Chairman and CEO; Chairman of the Board | 4 | 2006–2008 | |
| ORR LELAND G | Director,Officer; Director,Officer,TenPercentOwner; Officer | CFO and Treasurer; CFO, Treasurer & Asst Secy; President & CEO | 8 | 2006–2008 | |
| Holthus Mitchell G | Director | 1 | 2006 | ||
| BARNES JOE L | Director | 3 | 2006–2007 | person page Fuzzy | |
| BROOKE HOLDINGS INC | TenPercentOwner; TenPercentOwnerOther | 39 | 2006–2008 | ||
| LOWRY MICHAEL | Officer,TenPercentOwnerOther; TenPercentOwnerOther | President of Subsidiary | 2 | 2007 | |
| INGRAHAM JAMES H | Officer | General Counsel & Secretary | 1 | 2007 | |
| Allen John L | Director | 1 | 2007 | ||
| Hubbard Derrol D | Director | 5 | 2007–2008 | ||
| Bouchey Keith E | Director,Officer | CEO and President; President & CEO | 4 | 2007–2008 | |
| Baranowski Carl | Officer | Sr VP & Gen Counsel | 1 | 2008 | |
| Vrbas Travis Wade | Officer | CFO, Treas & Asst Secy | 1 | 2008 | |
| SILVER JACK | TenPercentOwner | 1 | 2008 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | BROOKE AGENCY SERVICES COMPANY LLC | KS | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | BROOKE CORPORATION | KS | State business registries | EIN (EXACT, as the state registration reports it) |
| SEC filer | BROOKE CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | BROOKE CORPORATION | EIN (EXACT) | ||
| Person page | Joe L Barnes | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Insurance Agents, Brokers & Service, KS first:
- SelectQuote, Inc. KS
- HUB INTERNATIONAL LTD A6
- EXTEND HEALTH INC CA
- CHRISTIAN STANLEY INC CA
- Roadzen Inc. CA
- CORE INC CA
- PAULA FINANCIAL CA
- AMERICAN SAFETY INSURANCE HOLDINGS LTD D0
- Accelerant Holdings E9
- UIB Group Ltd F4
In other datasets, the same topic (Insurance) in KS:
- Form D issuer: IMA Financial Group, Inc. (Form D private offerings)
- Lobbying client: AMERICAN ACADEMY OF FAMILY PHYSICIANS (Federal lobbying (LDA))
Interests: Insurance Agents, Brokers & Service · Insurance