IPO registrations (S-1, F-1) · Registrants

Applied Minerals, Inc.

SEC CIK
8328 · filings on EDGAR ↗
Former names
ATLAS MINING CO (1999–2009)
Registration
Form S-1, first filed 2009-12-23, last 2018-08-30; 8 initial registrations, 10 amendments
Outcome
Declared effective 2010-04-26
Industry (SIC)
Mining & Quarrying of Nonmetallic Minerals (No Fuels) 1400
Incorporated in
DE
Business address
PO BOX 432, 1200 SILVER CITY RD, Eureka, UT 84628
EIN
82-0096527
EDGAR entity type
operating
Insiders and CEO pay
Applied Minerals, Inc. on the corporate pages

Filings 30

FiledFormWhat it isName as filedEDGAR
2009-12-23S-1S-1 (registration)Applied Minerals, Inc.0000008328-09-000125 ↗
2010-02-05S-1/AS-1/A (amendment)Applied Minerals, Inc.0000008328-10-000009 ↗
2010-04-12S-1/AS-1/A (amendment)Applied Minerals, Inc.0000008328-10-000029 ↗
2010-04-26EFFECTEFFECT (declared effective)Applied Minerals, Inc.9999999995-10-001168 ↗
2010-12-09S-1S-1 (registration)Applied Minerals, Inc.0000008328-10-000082 ↗
2010-12-27S-1/AS-1/A (amendment)Applied Minerals, Inc.0000008328-10-000099 ↗
2010-12-30EFFECTEFFECT (declared effective)Applied Minerals, Inc.9999999995-11-000026 ↗
2011-05-26S-1S-1 (registration)Applied Minerals, Inc.0000008328-11-000029 ↗
2011-06-27EFFECTEFFECT (declared effective)Applied Minerals, Inc.9999999995-11-001967 ↗
2011-11-15EFFECTEFFECT (declared effective)Applied Minerals, Inc.9999999995-11-003309 ↗
2012-02-06EFFECTEFFECT (declared effective)Applied Minerals, Inc.9999999995-12-000399 ↗
2013-10-02S-1S-1 (registration)Applied Minerals, Inc.0000008328-13-000045 ↗
2013-12-19S-1/AS-1/A (amendment)Applied Minerals, Inc.0000008328-13-000068 ↗
2013-12-20S-1/AS-1/A (amendment)Applied Minerals, Inc.0000008328-13-000070 ↗
2014-02-07S-1/AS-1/A (amendment)Applied Minerals, Inc.0000008328-14-000025 ↗
2014-03-31S-1/AS-1/A (amendment)Applied Minerals, Inc.0000008328-14-000032 ↗
2014-04-14S-1/AS-1/A (amendment)Applied Minerals, Inc.0000008328-14-000035 ↗
2014-04-18EFFECTEFFECT (declared effective)Applied Minerals, Inc.9999999995-14-001050 ↗
2015-02-18S-1S-1 (registration)Applied Minerals, Inc.0001437749-15-002885 ↗
2015-04-10S-1/AS-1/A (amendment)Applied Minerals, Inc.0001437749-15-007207 ↗
2015-04-24EFFECTEFFECT (declared effective)Applied Minerals, Inc.9999999995-15-000990 ↗
2015-06-24S-1S-1 (registration)Applied Minerals, Inc.0001437749-15-012780 ↗
2015-07-08EFFECTEFFECT (declared effective)Applied Minerals, Inc.9999999995-15-001866 ↗
2015-07-31EFFECTEFFECT (declared effective)Applied Minerals, Inc.9999999995-15-002137 ↗
2016-05-13EFFECTEFFECT (declared effective)Applied Minerals, Inc.9999999995-16-004648 ↗
2016-09-22S-1S-1 (registration)Applied Minerals, Inc.0001437749-16-039034 ↗
2016-10-14EFFECTEFFECT (declared effective)Applied Minerals, Inc.9999999995-16-005979 ↗
2018-07-24S-1S-1 (registration)Applied Minerals, Inc.0001437749-18-013625 ↗
2018-08-30S-1/AS-1/A (amendment)Applied Minerals, Inc.0001437749-18-016361 ↗
2018-09-14EFFECTEFFECT (declared effective)Applied Minerals, Inc.9999999995-18-002372 ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
IBS Capital CORPTenPercentOwner42006–2007
Jacobson William TDirector; Director,Officer; OfficerCEO, CFO, President; Interim CEO/President; President & CEO72006–2008
Martinez MarquetaOfficerSecretary22007
Dumont Robert LOfficerCEO/President12007
Gaensbauer John ShepherdOfficerExec Vice President-Bus Dev12007
Suveg Barbara SOfficerCFO12007
IBS CAPITAL LLCDirector,TenPercentOwner; Other; TenPercentOwner432007–2021
IBS TURNAROUND FUND (QP) (A LTD PARTNERSHIP)Director,TenPercentOwner; Other; TenPercentOwner392007–2021
LEVY JOHN FDirector272008–2022
Lyon Michael TOfficerCEO82008
TAFT DAVID ADirector; Director,TenPercentOwner; Other; TenPercentOwner332008–2021
Weiss Morris DDirector; Director,OfficerChief Restructuring Officer42008–2009
Zeitoun AndreDirector,OfficerPresident and CEO; President & CEO102009–2018
Carney Christopher TDirector,Officer; OfficerCEO; Chief Financial Officer; Interim CFO112009–2022
STONE EVAN D.Director212009–2013person page Fuzzy
GLEESON WILLIAMOfficerGeneral Counsel; GENERAL COUNSEL; LEGAL COUNSEL52011–2016
POHLY ROBERTTenPercentOwner62012–2019
SAMLYN CAPITAL, LLCDirector,TenPercentOwner; TenPercentOwner62012–2019
Samlyn Offshore Master Fund Ltd.TenPercentOwner62012–2019
SAMLYN ONSHORE FUND LPTenPercentOwner62012–2019
Samlyn Partners, LLCTenPercentOwner62012–2019
Krishnamurti NatOfficerCFO42013–2015
CONCHA MARIODirector372013–2022
ALI ZAMANIDirector222014–2018
BETZ ROBERTDirector252014–2022
Tirpak Bradley MDirector102015–2017
KINGDON CAPITAL MANAGEMENT, L.L.C.TenPercentOwner; TenPercentOwnerOther22017–2018
Kingdon GP, LLCTenPercentOwner; TenPercentOwnerOther22017–2018
KINGDON MARK ETenPercentOwner; TenPercentOwnerOther22017–2018
M. Kingdon Offshore Master Fund L.P.TenPercentOwner; TenPercentOwnerOther22017–2018
BERYLSON JAMESOther; TenPercentOwner22017–2018
Barry MichaelDirector12018
SCOTT GEOFFREY GATESDirector22021–2022

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2017-09-05Applied Minerals, Inc.Other$910,000$910,00071
2014-11-06Applied Minerals, Inc.Other$12,500,000$12,500,00071

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.