IPO registrations (S-1, F-1) · Registrants
SEVCON, INC.
- SEC CIK
- 825411 · filings on EDGAR ↗
- Former names
- TECH OPS SEVCON INC (1995–2011)
- Registration
- Form S-1, first filed 2014-06-27, last 2016-08-12; 2 initial registrations, 1 amendment
- Outcome
- Final prospectus filed 2014-08-01; declared effective 2014-08-01
- Industry (SIC)
- Electrical Industrial Apparatus 3620
- Incorporated in
- DE
- Business address
- 155 NORTHBORO ROAD, Southborough, MA 01772
- EIN
- 04-2985631
- EDGAR entity type
- operating
- Insiders and CEO pay
- SEVCON, INC. on the corporate pages
Offering terms
- Final price
- $21.50 per share (424B1 filed 2014-08-01)
- Shares sold
- 465,500
- Gross proceeds
- $10,008,250 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol SEV
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: SEVCON, INC. EXACT (EIN (EXACT))
- SEC filer: SEVCON, INC. EXACT (CIK (EXACT))
- Person page: David RA Steadman Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Marvin G Schorr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2014-06-27 | S-1 | S-1 (registration) | SEVCON, INC. | 0001140361-14-026850 ↗ |
| 2014-07-29 | S-1/A | S-1/A (amendment) | SEVCON, INC. | 0001140361-14-029680 ↗ |
| 2014-08-01 | 424B1 | 424B1 (final prospectus) | SEVCON, INC. | 0001140361-14-030431 ↗ |
| 2014-08-01 | EFFECT | EFFECT (declared effective) | SEVCON, INC. | 9999999995-14-002367 ↗ |
| 2016-08-12 | S-1 | S-1 (registration) | SEVCON, INC. | 0001171843-16-011735 ↗ |
| 2016-08-24 | EFFECT | EFFECT (declared effective) | SEVCON, INC. | 9999999995-16-005500 ↗ |
| 2017-09-28 | EFFECT | EFFECT (declared effective) | SEVCON, INC. | 9999999995-17-002607 ↗ |
| 2017-09-28 | EFFECT | EFFECT (declared effective) | SEVCON, INC. | 9999999995-17-002609 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2014-07-29 | S-1/A | registration statement | $21.50 | 465,500 | $10,008,250 | Nasdaq SEV | 0 | primary document; price sentence, shares headline, proceeds computed | document ↗ | |
| 2014-08-01 | 424B1 | final prospectus | $21.50 | 465,500 | $10,008,250 | Nasdaq SEV | 0 | primary document; price sentence, shares headline, proceeds computed | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| HEMSLEY MAARTEN D | Director | 11 | 2006–2015 | ||
| ROSENBERG PAUL B | Director | 14 | 2006–2014 | ||
| SCHORR MARVIN G | Director | 12 | 2006–2015 | person page Fuzzy | |
| START BERNARD F | Director | 18 | 2006–2014 | ||
| STEADMAN DAVID RA | Director | 22 | 2006–2017 | person page Fuzzy | |
| Stump Paul O | Director | 15 | 2006–2017 | ||
| HUMMINGBIRD CAPITAL LLC | TenPercentOwnerOther | 3 | 2006–2007 | ||
| HUMMINGBIRD MANAGEMENT LLC | TenPercentOwnerOther | 3 | 2006–2007 | ||
| HUMMINGBIRD MICROCAP VALUE FUND LP | TenPercentOwnerOther | 3 | 2006–2007 | ||
| HUMMINGBIRD VALUE FUND LP | TenPercentOwnerOther | 3 | 2006–2007 | ||
| SONKIN PAUL D | TenPercentOwnerOther | 3 | 2006–2007 | ||
| FARQUHAR PAUL NEIL | Director,Officer; Officer | CFO and Treassurer; CFO & Treasurer; Vice President and CFO; Vice President and Treasurer; Vice President & CFO; Vice President & Treasurer | 15 | 2007–2017 | |
| MCPARTLIN PAUL A | Officer | Vice President & CFO | 1 | 2007 | |
| BOYLE MATTHEW | Director,Officer; Officer | CFO & President; Preident and CEO; President and CEO; President & CEO; President & CFO; President & COO | 17 | 2007–2017 | |
| Wang Frederick A | Director | 9 | 2010–2016 | ||
| KETELHUT WILLIAM J | Director | 20 | 2011–2017 | ||
| ANGIOLILLO GLENN | Director | 8 | 2014–2017 | ||
| Morris Ryan J. | Director; Director,Officer; Director,TenPercentOwner | Executive Chairman | 26 | 2014–2017 | |
| Schenker Walter Milton | Director | 14 | 2014–2017 | ||
| Goldfarb Matthew | Director | 5 | 2016–2017 | ||
| Meson Constructive Capital LP | TenPercentOwner | 3 | 2016–2017 | ||
| Bassi Holding S.r.l. | TenPercentOwner | 3 | 2016–2017 | ||
| Sidlow David | Officer | Managing Director, Sevcon Ltd | 1 | 2017 | |
| Bassi Andrea | Officer,TenPercentOwner | General Manager, Bassi S.r.l | 2 | 2017 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Contractor | PROCARE LTC OF MA LLC | MA | Nonprofit contractors (Form 990) | same street address and ZIP code, 155 NORTHBORO RD 01772 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | SEVCON, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | SEVCON, INC. | EIN (EXACT) | ||
| Person page | David RA Steadman | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Marvin G Schorr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Electrical Industrial Apparatus, MA first:
- NUVERA FUEL CELLS INC MA
- Newbury Street II Acquisition Corp MA
- HYDROGEN BURNER TECHNOLOGY INC CA
- Bloom Energy Corp CA
- Forgent Power Solutions, Inc. CA
- PROTON ENERGY SYSTEMS INC CT
- FUELCELL ENERGY INC CT
- China Carbon Graphite Group, Inc. F4
- China Power Equipment, Inc. F4
- RMG Acquisition Corp. III FL
In other datasets, the same topic (Technology) in MA:
- Form D issuer: 10 Percent Happier, Inc. (Form D private offerings)
- Lobbying client: 5G ACTION NOW (Federal lobbying (LDA))
Interests: Electrical Industrial Apparatus · Technology