IPO registrations (S-1, F-1) · Registrants
NORTHEAST BANCORP /ME/
- SEC CIK
- 811831 · filings on EDGAR ↗
- Former names
- BETHEL BANCORP (1995–1997)
- Registration
- Form S-1, first filed 2012-03-19, last 2012-05-03; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 2012-05-16; declared effective 2012-05-14
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- ME
- Business address
- 500 CANAL ST, Lewiston, ME 04240-6594
- EIN
- 01-0425066
- EDGAR entity type
- operating
- Insiders and CEO pay
- NORTHEAST BANCORP /ME/ on the corporate pages
On this site
- Form 5500 plan sponsor: NORTHEAST BANCORP EXACT (EIN (EXACT))
- Form D issuer: NORTHEAST BANCORP /ME/ EXACT (CIK (EXACT))
- SEC filer: NORTHEAST BANCORP /ME/ EXACT (CIK (EXACT))
- Person page: Claire S Bean Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: James D Delamater Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2012-03-19 | S-1 | S-1 (registration) | NORTHEAST BANCORP /ME/ | 0001193125-12-121770 ↗ |
| 2012-04-12 | S-1/A | S-1/A (amendment) | NORTHEAST BANCORP /ME/ | 0001193125-12-160532 ↗ |
| 2012-05-03 | S-1/A | S-1/A (amendment) | NORTHEAST BANCORP /ME/ | 0001193125-12-206338 ↗ |
| 2012-05-14 | EFFECT | EFFECT (declared effective) | NORTHEAST BANCORP /ME/ | 9999999995-12-001548 ↗ |
| 2012-05-16 | 424B1 | 424B1 (final prospectus) | NORTHEAST BANCORP /ME/ | 0001193125-12-236741 ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Blais Marcel | Officer | Chief Operating Officer; COO-Community Banking Division; SVP; SVP/COO | 10 | 2006–2011 | |
| Jackson Philip C | Director; Director,Officer | SVP | 7 | 2006–2011 | |
| Delamater James D | Director,Officer; Officer | CEO - Community Banking Div.; CEO-Community Banking Division; Pres & CEO; President & CEO | 13 | 2006–2011 | person page Fuzzy |
| Johnson Robert Stuart | Officer | CFO; CFO - Comm Banking Division; CFO-Community Banking Division; Chief Financial Officer | 9 | 2006–2012 | |
| SCHIAVI JOHN | Director | 8 | 2006–2011 | ||
| BERLUCCHI GARY | Officer | Senior Vice President | 1 | 2006 | |
| Lazenby Pender J | Director,Officer; Officer | Chief Risk Officer; SVP Chief Risk Officer | 5 | 2006–2011 | |
| ROSMARIN JOHN | Director; Other | 10 | 2006–2011 | ||
| WILSON DENNIS A | Director; Other | 2 | 2007–2008 | ||
| BOUCHARD JOHN | Director | 1 | 2007 | ||
| Ayotte Conrad L | Director | 9 | 2008–2011 | ||
| Orestis John C | Director | 12 | 2008–2019 | ||
| KELLY JUDITH | Director | 10 | 2008–2019 | ||
| GOGVEN RONALD J | Director | 3 | 2008–2011 | ||
| Day James P | Director | 6 | 2008–2011 | ||
| WIGHT STEPHEN W | Director | 3 | 2010–2011 | ||
| Linscott Craig | Director; Officer | Senior Vice President | 2 | 2010–2011 | |
| Bean Claire S | Officer | CFO and COO; COO; COO and CFO | 7 | 2011–2015 | person page Fuzzy |
| BlackRock Inc. | DirectorOther | 5 | 2011–2013 | ||
| BlackRock Investment Management, LLC | DirectorOther | 5 | 2011–2013 | ||
| Botein Matthew | Director | 5 | 2011–2019 | ||
| Campion Heather | Officer | Chief Administrative Officer | 4 | 2011–2013 | |
| GLAUBER ROBERT R | Director | Chairman of the Board | 4 | 2011–2019 | |
| R3 FHB Master LP | DirectorOther | 5 | 2011–2013 | ||
| Tanner David Allen | Director | 3 | 2011–2019 | ||
| WAYNE RICHARD | Director,Officer | Chief Executive Officer; President and CEO; President & CEO | 21 | 2011–2019 | |
| McClean Peter Walter | Director | 3 | 2011–2016 | ||
| East Rock Capital GP, LLC | DirectorOther | 2 | 2011–2012 | ||
| East Rock Capital, LLC | DirectorOther | 2 | 2011–2012 | ||
| Shapiro Adam | DirectorOther | 2 | 2011–2012 | ||
| Dorsey Cheryl | Director | 2 | 2011–2019 | ||
| DiFulvio William F. | Officer | Chief Risk Officer | 3 | 2013–2014 | |
| Stephens Jason K. | Officer | Corporate Controller | 2 | 2013 | |
| Pinheiro Brian | Officer | Cheif Risk Officer; Chief Risk Officer | 9 | 2015–2019 | |
| Shaughnessy Brian W. | Officer | Chief Financial Officer | 4 | 2015–2016 | |
| Wiedemann Lindsay | Officer | Corporate Controller; VP, Corporate Controller | 2 | 2015–2019 | |
| MAGNOLIA CAPITAL FUND, LP | Other; TenPercentOwner | 3 | 2016 | ||
| MAGNOLIA GROUP, LLC | Other; TenPercentOwner | 3 | 2016 | ||
| Peterson Adam K | Other; TenPercentOwner | 3 | 2016 | ||
| Dignan Patrick D | Officer | Executive Vice President | 3 | 2017–2019 | |
| Jenkins Julie | Officer | Sr. VP, Director of Operations; SVP, Director of Operations; SVP/Director of Operations | 10 | 2017–2019 | |
| Lapointe Jean-Pierre | Officer | CFO / TREASURER; Chief Financial Officer | 12 | 2017–2019 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2016-07-08 | NORTHEAST BANCORP /ME/ | Commercial Banking | $15,050,000 | $15,050,000 | 10 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.