IPO registrations (S-1, F-1) · Registrants
NAVIDEA BIOPHARMACEUTICALS, INC.
- SEC CIK
- 810509 · filings on EDGAR ↗
- Former names
- NEOPROBE CORP (1995–2011)
- Registration
- Form S-1, first filed 2008-05-05, last 2022-08-02; 6 initial registrations, 8 amendments
- Outcome
- Final prospectus filed 2022-08-04; declared effective 2008-05-08
- Industry (SIC)
- In Vitro & In Vivo Diagnostic Substances 2835
- Incorporated in
- DE
- Business address
- 4995 BRADENTON AVENUE, SUITE 240, Dublin, OH 43017
- EIN
- 31-1080091
- EDGAR entity type
- operating
- Insiders and CEO pay
- NAVIDEA BIOPHARMACEUTICALS, INC. on the corporate pages
On this site
- Business registration: NAVIDEA BIOPHARMACEUTICALS, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: NAVIDEA BIOPHARMACEUTICALS EXACT (EIN (EXACT))
- Federal award recipient: NAVIDEA BIOPHARMACEUTICALS, INC. Fuzzy (name and state)
- SEC filer: NAVIDEA BIOPHARMACEUTICALS, INC. EXACT (CIK (EXACT))
- Person page: Owen E Johnson MD Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Peter F Drake Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Thomas F Farb Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 52
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2008-05-05 | S-1 | S-1 (registration) | NEOPROBE CORP | 0000950152-08-003459 ↗ |
| 2008-05-08 | EFFECT | EFFECT (declared effective) | NEOPROBE CORP | 9999999995-08-001484 ↗ |
| 2008-05-08 | EFFECT | EFFECT (declared effective) | NEOPROBE CORP | 9999999995-08-001487 ↗ |
| 2008-06-11 | S-1/A | S-1/A (amendment) | NEOPROBE CORP | 0000950152-08-004563 ↗ |
| 2008-07-24 | S-1/A | S-1/A (amendment) | NEOPROBE CORP | 0000950152-08-005603 ↗ |
| 2008-08-11 | S-1/A | S-1/A (amendment) | NEOPROBE CORP | 0000950152-08-006360 ↗ |
| 2008-08-20 | S-1/A | S-1/A (amendment) | NEOPROBE CORP | 0000950152-08-006667 ↗ |
| 2008-08-29 | EFFECT | EFFECT (declared effective) | NEOPROBE CORP | 9999999995-08-002673 ↗ |
| 2008-12-22 | EFFECT | EFFECT (declared effective) | NEOPROBE CORP | 9999999995-08-003742 ↗ |
| 2009-01-09 | EFFECT | EFFECT (declared effective) | NEOPROBE CORP | 9999999995-09-000061 ↗ |
| 2009-01-20 | S-1 | S-1 (registration) | NEOPROBE CORP | 0000950152-09-000419 ↗ |
| 2009-01-30 | EFFECT | EFFECT (declared effective) | NEOPROBE CORP | 9999999995-09-000258 ↗ |
| 2009-05-01 | EFFECT | EFFECT (declared effective) | NEOPROBE CORP | 9999999995-09-001160 ↗ |
| 2009-12-23 | EFFECT | EFFECT (declared effective) | NEOPROBE CORP | 9999999995-09-003589 ↗ |
| 2009-12-29 | S-1 | S-1 (registration) | NEOPROBE CORP | 0001144204-09-066702 ↗ |
| 2010-01-07 | EFFECT | EFFECT (declared effective) | NEOPROBE CORP | 9999999995-10-000130 ↗ |
| 2010-01-07 | EFFECT | EFFECT (declared effective) | NEOPROBE CORP | 9999999995-10-000146 ↗ |
| 2010-08-09 | EFFECT | EFFECT (declared effective) | NEOPROBE CORP | 9999999995-10-002404 ↗ |
| 2010-08-13 | EFFECT | EFFECT (declared effective) | NEOPROBE CORP | 9999999995-10-002467 ↗ |
| 2010-10-04 | EFFECT | EFFECT (declared effective) | NEOPROBE CORP | 9999999995-10-002850 ↗ |
| 2011-05-09 | EFFECT | EFFECT (declared effective) | NEOPROBE CORP | 9999999995-11-001450 ↗ |
| 2012-08-30 | EFFECT | EFFECT (declared effective) | NAVIDEA BIOPHARMACEUTICALS, INC. | 9999999995-12-002611 ↗ |
| 2012-08-30 | EFFECT | EFFECT (declared effective) | NAVIDEA BIOPHARMACEUTICALS, INC. | 9999999995-12-002612 ↗ |
| 2012-10-17 | EFFECT | EFFECT (declared effective) | NAVIDEA BIOPHARMACEUTICALS, INC. | 9999999995-12-003012 ↗ |
| 2014-01-30 | EFFECT | EFFECT (declared effective) | NAVIDEA BIOPHARMACEUTICALS, INC. | 9999999995-14-000271 ↗ |
| 2014-05-28 | EFFECT | EFFECT (declared effective) | NAVIDEA BIOPHARMACEUTICALS, INC. | 9999999995-14-001604 ↗ |
| 2017-12-27 | EFFECT | EFFECT (declared effective) | NAVIDEA BIOPHARMACEUTICALS, INC. | 9999999995-17-003335 ↗ |
| 2020-01-09 | EFFECT | EFFECT (declared effective) | NAVIDEA BIOPHARMACEUTICALS, INC. | 9999999995-20-000059 ↗ |
| 2020-06-03 | S-1 | S-1 (registration) | NAVIDEA BIOPHARMACEUTICALS, INC. | 0001437749-20-012350 ↗ |
| 2020-06-17 | S-1/A | S-1/A (amendment) | NAVIDEA BIOPHARMACEUTICALS, INC. | 0001437749-20-013341 ↗ |
| 2020-06-23 | EFFECT | EFFECT (declared effective) | NAVIDEA BIOPHARMACEUTICALS, INC. | 9999999995-20-001509 ↗ |
| 2020-09-01 | EFFECT | EFFECT (declared effective) | NAVIDEA BIOPHARMACEUTICALS, INC. | 9999999995-20-002328 ↗ |
| 2020-09-16 | EFFECT | EFFECT (declared effective) | NAVIDEA BIOPHARMACEUTICALS, INC. | 9999999995-20-002467 ↗ |
| 2021-02-16 | EFFECT | EFFECT (declared effective) | NAVIDEA BIOPHARMACEUTICALS, INC. | 9999999995-21-000669 ↗ |
| 2021-05-13 | S-1 | S-1 (registration) | NAVIDEA BIOPHARMACEUTICALS, INC. | 0001437749-21-012089 ↗ |
| 2021-05-24 | EFFECT | EFFECT (declared effective) | NAVIDEA BIOPHARMACEUTICALS, INC. | 9999999995-21-002085 ↗ |
| 2022-02-14 | S-1 | S-1 (registration) | NAVIDEA BIOPHARMACEUTICALS, INC. | 0001437749-22-003169 ↗ |
| 2022-05-24 | EFFECT | EFFECT (declared effective) | NAVIDEA BIOPHARMACEUTICALS, INC. | 9999999995-22-001572 ↗ |
| 2022-05-24 | EFFECT | EFFECT (declared effective) | NAVIDEA BIOPHARMACEUTICALS, INC. | 9999999995-22-001573 ↗ |
| 2022-05-24 | EFFECT | EFFECT (declared effective) | NAVIDEA BIOPHARMACEUTICALS, INC. | 9999999995-22-001574 ↗ |
| 2022-05-24 | EFFECT | EFFECT (declared effective) | NAVIDEA BIOPHARMACEUTICALS, INC. | 9999999995-22-001575 ↗ |
| 2022-07-01 | S-1/A | S-1/A (amendment) | NAVIDEA BIOPHARMACEUTICALS, INC. | 0001437749-22-016469 ↗ |
| 2022-07-20 | S-1/A | S-1/A (amendment) | NAVIDEA BIOPHARMACEUTICALS, INC. | 0001437749-22-017406 ↗ |
| 2022-08-02 | S-1/A | S-1/A (amendment) | NAVIDEA BIOPHARMACEUTICALS, INC. | 0001437749-22-018474 ↗ |
| 2022-08-03 | EFFECT | EFFECT (declared effective) | NAVIDEA BIOPHARMACEUTICALS, INC. | 9999999995-22-002236 ↗ |
| 2022-08-04 | 424B4 | 424B4 (final prospectus) | NAVIDEA BIOPHARMACEUTICALS, INC. | 0001437749-22-018824 ↗ |
| 2023-09-08 | EFFECT | EFFECT (declared effective) | NAVIDEA BIOPHARMACEUTICALS, INC. | 9999999995-23-002611 ↗ |
| 2024-01-31 | EFFECT | EFFECT (declared effective) | NAVIDEA BIOPHARMACEUTICALS, INC. | 9999999995-24-000252 ↗ |
| 2024-01-31 | EFFECT | EFFECT (declared effective) | NAVIDEA BIOPHARMACEUTICALS, INC. | 9999999995-24-000253 ↗ |
| 2024-01-31 | EFFECT | EFFECT (declared effective) | NAVIDEA BIOPHARMACEUTICALS, INC. | 9999999995-24-000254 ↗ |
| 2024-01-31 | EFFECT | EFFECT (declared effective) | NAVIDEA BIOPHARMACEUTICALS, INC. | 9999999995-24-000255 ↗ |
| 2024-01-31 | EFFECT | EFFECT (declared effective) | NAVIDEA BIOPHARMACEUTICALS, INC. | 9999999995-24-000259 ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Aschinger Carl J Jr | Director | 34 | 2006–2011 | ||
| AVITAL REUVEN | Director | 13 | 2006–2010 | ||
| Bland Kirby I | Director | 5 | 2006–2009 | ||
| KREVANS JULIUS R | Director | 2 | 2006–2007 | ||
| MILLER FRED B | Director | 10 | 2006–2010 | ||
| WHITLEY J FRANK | Director | 7 | 2006–2009 | ||
| LARSON BRENT L | Officer | EVP, CFO, Treas and Sec'y; EVP, CFO, Treas and Secy; EVP, CFO, Treas & Sec'y; EVP, CFO, Treas & Secy; SVP, CFO, Treas & Secy; VP Finance and CFO | 30 | 2006–2016 | |
| BUPP DAVID C | Director; Director,Officer | CEO and President | 24 | 2006–2011 | |
| Blair Anthony K | Officer | VP-Manufacturing & Operations | 7 | 2007–2011 | |
| BOSCH CARL M | Officer | VP - Instrument Development | 1 | 2007 | |
| BROWN RODGER A | Officer | Vice President | 12 | 2007–2013 | |
| Rash Douglas L | Officer | Vice President, Marketing | 5 | 2007–2010 | |
| Johnson Owen E | Director | 8 | 2007–2010 | person page Fuzzy | |
| Troup Gordon A | Director | 21 | 2008–2016 | ||
| Cope Frederick O | Officer | Senior VP and CSO; SVP; SVP & Chief Scientific Ofc; SVP & Chief Scientific Officer; SVP & CSO; Vice President | 16 | 2009–2018 | |
| FORD BRENDAN A | Director | 17 | 2010–2015 | ||
| Rowinsky Eric K | Director | 14 | 2010–2018 | ||
| PYKETT MARK JEROME | Director; Director,Officer; Officer | CEO; EVP; Pres. & CEO | 15 | 2010–2014 | |
| DRAKE PETER F | Director | 9 | 2011–2015 | person page Fuzzy | |
| JONES JESS | Director | 3 | 2011–2013 | ||
| Tulip Thomas H. | Officer; Other | Chief Bus. Officer; EVP & Chief Business Officer; President | 10 | 2011–2015 | |
| Regan William J. | Officer | SVP & CCO; SVP & Chief Compliance Officer; SVP, Chief Compliance Officer; SVP Global Reg Affairs; SVP-Global Reg Affairs&Quality; SVP-Global Regulatory Strategy; SVP of lobal Regulatory Strate | 12 | 2012–2017 | |
| Reininger Cornelia | Officer | SVP & Chief Medical Officer | 4 | 2012–2014 | |
| Platinum-Montaur Life Sciences, LLC | Other; TenPercentOwner | 5 | 2012–2014 | ||
| Platinum Partners Value Arbitrage Fund, LP | TenPercentOwner | 6 | 2012–2014 | ||
| GOLDBERG MICHAEL M | Director; Director,Officer | President & CEO | 13 | 2013–2017 | |
| KARSEN PERRY A | Director | 6 | 2014–2015 | ||
| LANDESMAN URI | TenPercentOwner | 2 | 2014 | ||
| Nordlicht Mark | TenPercentOwner | 2 | 2014 | ||
| Platinum Liquid Opportunity Management (NY) LLC | TenPercentOwner | 2 | 2014 | ||
| Platinum Management (NY) LLC | TenPercentOwner | 2 | 2014 | ||
| Platinum Partners Liquid Opportunity Master Fund L.P. | TenPercentOwner | 2 | 2014 | ||
| Gonzalez Ricardo J | Officer | Chief Executive Officer | 1 | 2014 | |
| Klima Thomas J | Officer | SVP and Chief Comm. Officer; SVP & Chief Commercial Ofc; SVP & Chief Commercial Officer | 3 | 2015–2017 | |
| GUETH ANTON | Director | 3 | 2015–2016 | ||
| Tomblyn Michael | Officer | SVP, Chief Med. Officer | 1 | 2015 | |
| Fiorino Anthony S. | Director | 3 | 2016–2017 | ||
| Greene Mark I | Director | 6 | 2016–2018 | ||
| Latkin Jed | Director,Officer; Officer | CEO, COO & CFO; COO and CFO; Interim COO | 15 | 2016–2021 | |
| RICE YEHUDA MICHAEL | Director | 8 | 2016–2021 | ||
| Bruck Claudine | Director | 7 | 2018–2021 | ||
| Scott John K Jr. | Director,TenPercentOwner; TenPercentOwner | 23 | 2018–2023 | ||
| Cutler Adam D. | Director | 5 | 2018–2021 | ||
| Rouan Sarah Kathryn | Director | 7 | 2018–2021 | ||
| Rosol Michael Stanley | Officer | Chief Medical Officer | 9 | 2018–2022 | |
| Kaufman Joel H. | Officer | Chief Business Officer | 3 | 2020–2021 | |
| Witter Malcolm G | Director | 24 | 2020–2022 | ||
| Bhalla Amit | Director | 17 | 2021–2022 | ||
| CAPPELLO ALEXANDER L | Director | 15 | 2021–2022 | ||
| Mikhail Michel | Officer | Chief Regulatory Officer | 2 | 2021 | |
| Winkler Agnieszka | Director | 2 | 2021 | ||
| FARB THOMAS F | Director | 2 | 2021 | person page Fuzzy | |
| Wilson Joshua M. | Director | 2 | 2022 | ||
| Stefanelli Jill | Director | 3 | 2023 | ||
| Moss Dana J | Director | 3 | 2023 | ||
| Dais Craig | Officer | Chief Financial Officer; CHIEF FINANCIAL OFFICER | 2 | 2023 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.