IPO registrations (S-1, F-1) · Registrants

Axogen, Inc.

SEC CIK
805928 · filings on EDGAR ↗
Former names
LECTEC CORP /MN/ (1995–2011)
Registration
Form S-1, first filed 2013-05-14, last 2013-08-07; 1 initial registration, 6 amendments
Outcome
Final prospectus filed 2013-08-09; declared effective 2013-08-08
Industry (SIC)
Electromedical & Electrotherapeutic Apparatus 3845
Incorporated in
MN
Business address
13631 PROGRESS BLVD., SUITE 400, Alachua, FL 32615
EIN
41-1301878
Ticker
AXGN (Nasdaq)
EDGAR entity type
operating
Insiders and CEO pay
Axogen, Inc. on the corporate pages

Offering terms

Final price
$3.00 per share (424B4 filed 2013-08-09)
Shares sold
6,000,000
Gross proceeds
$18,000,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol AXGN
Lead underwriters
Wells Fargo; JMP Securities (5,400,000 shares)
Syndicate
Ladenburg Thalmann (600,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 10

FiledFormWhat it isName as filedEDGAR
2013-05-14S-1S-1 (registration)AxoGen, Inc.0001193125-13-219690 ↗
2013-06-21S-1/AS-1/A (amendment)AxoGen, Inc.0001193125-13-267420 ↗
2013-07-15S-1/AS-1/A (amendment)AxoGen, Inc.0001193125-13-290507 ↗
2013-07-30S-1/AS-1/A (amendment)AxoGen, Inc.0001193125-13-308167 ↗
2013-08-05S-1/AS-1/A (amendment)AxoGen, Inc.0001193125-13-318818 ↗
2013-08-07S-1/AS-1/A (amendment)AxoGen, Inc.0001193125-13-323586 ↗
2013-08-07S-1/AS-1/A (amendment)AxoGen, Inc.0001193125-13-324273 ↗
2013-08-08EFFECTEFFECT (declared effective)AxoGen, Inc.9999999995-13-002354 ↗
2013-08-09424B4424B4 (final prospectus)AxoGen, Inc.0001193125-13-327569 ↗
2014-05-09EFFECTEFFECT (declared effective)AxoGen, Inc.9999999995-14-001417 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2013-08-07S-1/Aregistration statement4,186,046-Nasdaq AXGN3primary document; shares headline, cover names 2document ↗
2013-08-09424B4final prospectus$3.006,000,000$18,000,000Nasdaq AXGN3primary document; price sentence, shares headline, proceeds table, underwriting table 2, cover names 2document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
SIGG DANIEL CDirector32006–2008
Berlin Judd ADirector22007–2008
Rollwagen C AndrewDirector32007–2008person page Fuzzy
Hopfenspirger LarryTenPercentOwner22009–2011
Brink Sanford MDirector22009–2010
Periakaruppan RamanathanDirector12010
Freitag Gregory GeneDirector; Director,OfficerCEO, CFO; CFO; CFO, General Counsel & SVP BD; General Counsel; General Counsel & SVP BD492010–2024
HEANEY TIMOTHY MICHAELDirector22010
Rudelius Robert JamesDirector212010–2020
WORMS-LYNCH KEVIN CHRISTOPHERDirector22010
Hellervik Lowell WaldoDirector22011
Salovich ElmerDirector22011
De Novo Management II, L.L.C.TenPercentOwner32011–2012
De Novo Ventures II, L.P.TenPercentOwner32011–2012
Engels John POfficerVice President; VP92011–2017
Friedman Mark LouisOfficerSee Remarks; Vice President of RA/QA; VP Regulatory Affairs & Policy; VP, Regulatory & Quality; VP,Regulatory & Quality272011–2022
Gold Mark StephenDirector392011–2022
Grooms Jamie MarkDirector; Director,OfficerVP, CFO182011–2019
Hansen David KOfficerChief Accounting Officer; Corporate Controller; See Remarks; VP Finance & Treasurer182011–2019
Harper John FrederickDirector62011–2015
Hedger Bradley JayOfficerSee Remarks; Vice President, Sales32011–2012
Mandato Joseph MDirector; Director,TenPercentOwner132011–2016
Zaderej Karen L.Director,OfficerCEO; Chief Executive Officer; President and CEO562011–2024person page Fuzzy
Schiaparelli Jill FOfficerChief Marketing Officer; SVP, Bus. Strategy&Marketing92012–2014
MCCARREY SHAWN FOfficerSVP of Sales; SVP Sales182013–2019
DeVinney Erick WayneOfficerChief Innovation Officer; See Remarks; VP, Clinical&Translational Sc; VP of Clin. & Trans. Sciences; VP Peripheral Nerve Science462014–2026
Johnston Lee Robert JrOfficerChief Finacial Officer; Chief Financial Officer62014–2015
DEERFIELD MANAGEMENT COTenPercentOwnerOther52015–2016
Deerfield Mgmt L.P.TenPercentOwnerOther52015–2016
Deerfield Special Situations Fund, L.P.TenPercentOwnerOther52015–2016
Flynn James ETenPercentOwnerOther52015–2016person page Fuzzy
Essex Woodlands Fund IX-GP, L.P.TenPercentOwner12015
Essex Woodlands Fund IX, L.P.TenPercentOwner22015–2017
Essex Woodlands IX, LLCTenPercentOwner12015
NEELS GUIDO JDirector; Director,TenPercentOwner212015–2025person page Fuzzy
Donovan Michael PatrickOfficerVice President, Operations; VP Operations402015–2024
MARIANI PETER JOfficerChief Financial Officer; EVP & Chief Financial Officer292016–2023
Leach KevinOfficerVice President; Vice President Marketing72016–2018
Wendell Amy McBrideDirector282016–2026
Gingrich Jon S.OfficerChief Commercial Officer52017–2019
COLLERAN LISA NDirector22018
Scopelianos AngeloOfficerChief R&D Officer; VP Research & Development172018–2024
Billet IsabelleOfficerChief Strategy and BD Officer172018–2022
MARTINEZ MARIA D.OfficerChief Human Resources Officer182018–2023
Sandberg EricOfficerChief Commercial Officer102019–2022
Blackford Quentin S.Director102019–2022
Levine Alan MDirector162019–2026person page Fuzzy
Ottinger BradleyOfficerGeneral Counsel and CCO62020–2023
THOMAS PAULDirector132020–2026
JOHNSON JOHNDirector132021–2026
Burke William P. Mr.Director162022–2026
TYNDALL JOSEPH A.Director142022–2026person page Fuzzy
Began Marc AOfficerEVP and General Counsel; EVP & General Counsel102023–2026
Naor NirOfficerCFO32024–2025
Kemp JensOfficerChief Marketing Officer102024–2026
Weiler Kathy JohnsonDirector102024–2026
DALE MICHAEL DDirector,Officer; OfficerCEO and President; Chief Executive Officer72024–2026person page Fuzzy
Hartley Lindsey MarieOfficerCFO82025–2026
Quackenbush DorisOfficerSales VP22026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
SEC filerAxogen, Inc.SEC filers (EDGAR)CIK (EXACT)
Business registrationAxogen CorporationState business registriesname and state
Business registrationAxogen CorporationState business registriesname and state
Business registrationAxogen CorporationState business registriesname and state
Business registrationAxogen CorporationState business registriesname and state
Business registrationAXOGEN CORPORATIONState business registriesname and state
Business registrationAXOGEN CORPORATIONState business registriesname and state
Business registrationAXOGEN CORPORATIONState business registriesname and state
Business registrationAXOGEN CORPORATIONState business registriesname and state
Business registrationAXOGEN CORPORATIONState business registriesname and state
Business registrationAXOGEN CORPORATIONState business registriesname and state
Business registrationAxogen, Inc.State business registriesname and state
Business registrationAXOGEN, INC.State business registriesname and state
Form 5500 plan sponsorLECTEC CORPORATIONEIN (EXACT)
Federal award recipientAXOGEN CORPORATIONFederal spending (USAspending)name and state
Lobbying clientAXOGEN CORPORATIONFederal lobbying (LDA)name and state
Lobbying clientAXOGEN INC.Federal lobbying (LDA)name and state
Lobbying clientAXOGEN, INC.Federal lobbying (LDA)name and state
Person pageAlan M LevinePeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageC Andrew RollwagenPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageGuido J NeelsPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageJames E FlynnPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwnerOther)
Person pageJoseph A Tyndall MDPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageKaren L ZaderejPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer)
Person pageMichael D DalePeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.