IPO registrations (S-1, F-1) · Registrants
SB FINANCIAL GROUP, INC.
- SEC CIK
- 767405 · filings on EDGAR ↗
- Former names
- RURBAN FINANCIAL CORP (1995–2013)
- Registration
- Form S-1, first filed 2014-09-22, last 2014-11-06; 1 initial registration, 1 amendment
- Outcome
- Declared effective 2014-11-10
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- OH
- Business address
- 401 CLINTON ST, Defiance, OH 43512
- EIN
- 34-1395608
- Ticker
- SBFG (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- SB FINANCIAL GROUP, INC. on the corporate pages
Offering terms
- Shares offered
- 1,000,000
- Listing
- Nasdaq under the symbol SBFGP
- Lead underwriters
- KBW
- Syndicate
- Stifel
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: SB FINANCIAL GROUP EXACT (EIN (EXACT))
- Form D issuer: SB FINANCIAL GROUP, INC. EXACT (CIK (EXACT))
- SEC filer: RURBAN FINANCIAL CORP EXACT (CIK (EXACT))
- Person page: Rita A Kissner Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 3
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2014-09-22 | S-1 | S-1 (registration) | SB FINANCIAL GROUP, INC. | 0001213900-14-006808 ↗ |
| 2014-11-06 | S-1/A | S-1/A (amendment) | SB FINANCIAL GROUP, INC. | 0001193125-14-401136 ↗ |
| 2014-11-10 | EFFECT | EFFECT (declared effective) | SB FINANCIAL GROUP, INC. | 9999999995-14-003299 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2014-11-06 | S-1/A | registration statement | $10.00 | 1,000,000 | $10,000,000 | Nasdaq SBFGP | 2 | primary document; price table, shares headline, proceeds table, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| HENCH ERIC C | Director | 1 | 2006 | ||
| SEWELL JEFFREY DUANE | Officer | FORMER PRES & CEO OF SUB; PRESIDENT & CEO OF SUBSIDIARY; PRESIDENT OF SUBSIDIARY & COO | 3 | 2006–2007 | |
| Kissner Rita A | Director | 32 | 2006–2026 | person page Fuzzy | |
| KLEIN MARK A | Director,Officer; Officer | CHAIRMAN, PRESIDENT & CEO; CHAIRMAN, PRESIDENT, CEO; CHAIRMAN,PRESIDENT & CEO; CHAIRMAN,PRESIDENT,CEO; PRESIDENT & CEO; PRESIDENT & CEO OF SUBSIDIARY; PRESIDENT OF SUBSIDIARY | 66 | 2006–2026 | |
| WALZ J MICHAEL | Director; Other | 11 | 2006–2011 | ||
| Sauer Thomas L | Director; Other | 40 | 2006–2013 | ||
| JOYCE KENNETH A | Director,Officer; Officer; Other | President & CEO; PRESIDENT & CEO | 8 | 2006–2011 | |
| SINN DUANE L | Officer; Other | EVP & CFO; EVP & CHIEF FINANCIAL OFFICER | 11 | 2006–2011 | |
| THIEMANN HENRY R | Officer | FORMER PRESIDENT OF SUBSIDIARY; PRESIDENT & CEO OF SUBSIDIARY; PRESIDENT OF SUBSIDIARY | 5 | 2006–2010 | |
| ADAMS JAMES E | Officer | FORMER CFO | 1 | 2006 | |
| CONSTIEN ROBERT W | Officer | FORMER CEO OF SUBSIDIARY | 1 | 2006 | |
| HARDGROVE RICHARD L | Director | 32 | 2007–2026 | ||
| BUIS THOMAS A | Director; Other | 5 | 2007–2013 | ||
| CALLAN THOMAS M | Director; Other | 3 | 2007–2011 | ||
| COMPO JOHN R | Director; Other | 2 | 2007–2011 | ||
| FAHL JOHN | Director; Other | 2 | 2007–2008 | ||
| FAWCETT JR ROBERT A | Director | 16 | 2007–2023 | ||
| VANDEMARK STEVEN D | Director; Other | 2 | 2007–2011 | ||
| FINN GAYLYN J | Director | 25 | 2010–2026 | ||
| COSENTINO ANTHONY VAN | Officer | EVP & CFO; EVP & CFO OF SUBSIDIARY; EVP OF SUBSIDIARY; EXECUTIVE VICE PRESIDENT | 36 | 2010–2026 | |
| GATHMAN JONATHAN R. | Officer; Other | EVP OF SUBSIDIARY | 23 | 2010–2022 | |
| GRUBE STEVEN R. | Officer; Other | FORMER EVP OF SUBSIDIARY | 2 | 2010–2011 | |
| STOLLY TIMOTHY J. | Director | 32 | 2010–2026 | ||
| ISAAC LYNN AZAR | Director; Other | 14 | 2011–2014 | ||
| CATES GARY M | Director | 5 | 2013–2018 | ||
| CARTER GEORGE W | Director | 40 | 2013–2026 | ||
| MARTIN WILLIAM G | Director | 25 | 2014–2026 | ||
| HELBERG TOM R | Director | 12 | 2018–2026 | ||
| GAYTAN GARCIA JUAN ERNESTO | Officer | EVP OF SUBSIDIARY | 10 | 2018–2026 | |
| DILLER KEETA JANE | Officer | EVP, CHIEF RISK OFFICER; EVP OF SUBSIDIARY | 9 | 2019–2026 | |
| Homoelle David A. | Officer | EVP OF SUBSIDIARY; REGIONAL PRESIDENT OF SUBSIDIA | 9 | 2021–2026 | |
| CLAXTON TIMOTHY L. | Director | 8 | 2021–2026 | ||
| WALZ STEVEN A. | Officer | EVP OF SUBSIDIARY | 7 | 2022–2026 | |
| Strausbaugh Sue Ann | Director | 3 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2019-03-22 | SB FINANCIAL GROUP, INC. | Other | $138,818 | $138,818 | 2 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | SB FINANCIAL GROUP | OH | Form 5500 (employee benefit plans) | name and state |
| Form D issuer | SB FINANCIAL GROUP, INC. | OH | Form D private offerings | CIK (EXACT) |
| SEC filer | SB FINANCIAL GROUP, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | SB FINANCIAL GROUP | EIN (EXACT) | ||
| Person page | Rita A Kissner | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry State Commercial Banks, OH first:
- DCB FINANCIAL CORP OH
- Citizens Independent Bancorp, Inc. OH
- MW Bancorp, Inc. OH
- FARMERS NATIONAL BANC CORP /OH/ OH
- LNB BANCORP INC OH
- MIDDLEFIELD BANC CORP OH
- CIVISTA BANCSHARES, INC. OH
- SUPERIOR BANCORP AL
- NEXITY FINANCIAL CORP AL
- CapitalSouth Bancorp AL
In other datasets, the same topic (Finance) in OH:
- Form D issuer: 18639 Harbor County LLC (Form D private offerings)
- Lobbying client: ADS ALLIANCE DATA SYSTEMS (Federal lobbying (LDA))
Interests: State Commercial Banks · Finance