IPO registrations (S-1, F-1) · Registrants
CVD EQUIPMENT CORP
- SEC CIK
- 766792 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2007-07-03, last 2007-09-19; 1 initial registration, 4 amendments
- Outcome
- Final prospectus filed 2007-09-20; declared effective 2007-09-19
- Industry (SIC)
- Special Industry Machinery, NEC 3559
- Incorporated in
- NY
- Business address
- 355 S. TECHNOLOGY DRIVE, Central Islip, NY 11722
- EIN
- 11-2621692
- Ticker
- CVV (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- CVD EQUIPMENT CORP on the corporate pages
Offering terms
- Final price
- $4.75 per share (424B1 filed 2007-09-20)
- Shares sold
- 1,200,000
- Gross proceeds
- $5,700,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol CVV
- Lead underwriters
- Collins Stewart Llc
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: CVD EQUIPMENT CORPORATION EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: CVD EQUIPMENT CORPORATION Fuzzy (name and state)
- Business registration: CVD EQUIPMENT CORPORATION Fuzzy (name and state)
- Form 5500 plan sponsor: CVD EQUIPMENT CORPORATION EXACT (EIN (EXACT))
- Federal award recipient: CVD EQUIPMENT CORP Fuzzy (name and state)
- Federal award recipient: CVD EQUIPMENT CORPORATION Fuzzy (name and state)
- SEC filer: CVD EQUIPMENT CORP EXACT (CIK (EXACT))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2007-07-03 | S-1 | S-1 (registration) | CVD EQUIPMENT CORP | 0001144204-07-035202 ↗ |
| 2007-08-07 | S-1/A | S-1/A (amendment) | CVD EQUIPMENT CORP | 0001144204-07-040798 ↗ |
| 2007-08-14 | S-1/A | S-1/A (amendment) | CVD EQUIPMENT CORP | 0001144204-07-043110 ↗ |
| 2007-09-10 | S-1/A | S-1/A (amendment) | CVD EQUIPMENT CORP | 0001144204-07-048734 ↗ |
| 2007-09-19 | S-1/A | S-1/A (amendment) | CVD EQUIPMENT CORP | 0001144204-07-050129 ↗ |
| 2007-09-19 | EFFECT | EFFECT (declared effective) | CVD EQUIPMENT CORP | 9999999995-07-003719 ↗ |
| 2007-09-20 | 424B1 | 424B1 (final prospectus) | CVD EQUIPMENT CORP | 0001144204-07-050420 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2007-09-19 | S-1/A | registration statement | 1,250,000 | - | NYSE American CVV | 1 | primary document; shares headline, cover names 1 | document ↗ | ||
| 2007-09-20 | 424B1 | final prospectus | $4.75 | 1,200,000 | $5,700,000 | Nasdaq CVV | 1 | primary document; price sentence, shares headline, proceeds table, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Swan Bruce T | Director; Other | 29 | 2006–2016 | ||
| Temple Alan H Jr | Director; Other | 19 | 2006–2011 | ||
| ROSENBAUM LEONARD A | Director,Officer; Director,Officer,TenPercentOwner; Director,TenPercentOwner; Other; TenPercentOwnerOther | CEO, President; CEO. President; Pres, CEO, Chairman; President; President, CEO; President, CEO, Chairman | 60 | 2006–2021 | |
| TEITELBAUM MARTIN J | Director; Director,Officer; Other | Assistant Secretary | 21 | 2007–2021 | |
| GUNTHER CONRAD J JR | Director | 29 | 2007–2023 | ||
| Strobl Karlheinz | Officer | Vice President | 7 | 2009–2018 | |
| CHARLES GLEN R | Officer | CFO, Secretary; CFO/Secretary; Chief Financial Officer, Secre | 17 | 2010–2018 | |
| WALTERS KELLY SCOTT | Director | 16 | 2010–2016 | ||
| LEVY CAROL R | Director | 5 | 2011–2013 | ||
| LINSS WILLIAM S | Officer; Other | Vice President | 12 | 2013–2019 | |
| COLLINS KEVIN RICHARD | Officer | Officer; Vice President; Vice President and GM of SDC; VP & GM (SDC) | 7 | 2013–2023 | |
| FIRESTONE LAWRENCE | Director | 4 | 2014–2016 | ||
| ARAGON STEVEN | Officer; Other | Chief Operating Officer; COO | 14 | 2014–2021 | |
| NIELSEN RAYMOND A | Director; Other | 9 | 2016–2024 | ||
| Waldman Lawrence | Director | 10 | 2016–2025 | ||
| LAKIOS EMMANUEL N | Director,Officer; Officer | President and CEO; President & CEO; Vice President | 11 | 2017–2023 | |
| BRILL DR ROBERT M | Director | 7 | 2018–2025 | ||
| MCNEILL THOMAS | Officer | CFO; Chief Financial Officer | 2 | 2019–2021 | |
| Shatalov Maxim S. | Officer | Vice President; Vice President - Engineering; Vice President-Engineering | 4 | 2020–2023 | |
| Brogan Jeffrey Alan | Officer | VP Sales & Marketing | 4 | 2021–2023 | |
| Catalano Richard Andrew | Officer | Chief Financial Officer; VP & Chief Financial Officer | 2 | 2022–2023 | |
| ADA Partners, L.P. | TenPercentOwner | 9 | 2022–2024 | ||
| AFRICK ANDREW | Director,TenPercentOwner; TenPercentOwner | 12 | 2022–2025 | ||
| Cheesman Warren David | Officer | Vice President-Manufacturing | 2 | 2022–2023 | |
| Wasser Debra Ann | Director | 3 | 2023–2025 | ||
| Lotfi Ashraf Wagih | Director | 3 | 2023–2025 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | CVD EQUIPMENT CORPORATION | NY | State business registries | name and state |
| Business registration | CVD EQUIPMENT CORPORATION | NY | State business registries | name and state |
| Business registration | CVD EQUIPMENT CORPORATION | NY | State business registries | name and state |
| Plan sponsor | CVD EQUIPMENT CORPORATION | NY | Form 5500 (employee benefit plans) | name and state |
| Federal award recipient | CVD EQUIPMENT CORP | NY | Federal spending (USAspending) | name and state |
| Federal award recipient | CVD EQUIPMENT CORPORATION | NY | Federal spending (USAspending) | name and state |
| Patent assignee | CVD Equipment Corporation | NY | Patents (USPTO) | name and state |
| SEC filer | CVD EQUIPMENT CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | CVD Equipment Corporation | NY | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | CVD EQUIPMENT CORPORATION | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Special Industry Machinery, NEC, NY first:
- COMMODORE SEPARATION TECHNOLOGIES INC NY
- DATAMAX INTERNATIONAL CORP FL
- INTEVAC INC CA
- DUPONT PHOTOMASKS INC TX
- DTM CORP /TX/ TX
- WOLF ENERGY SERVICES INC. TX
- WJ COMMUNICATIONS INC CA
- NORTEM, N.V. P7
- DDS TECHNOLOGIES USA INC NV
- AXCELIS TECHNOLOGIES INC MA
In other datasets, the same topic (Manufacturing) in NY:
- Form D issuer: 360 Holdings I Corp. (Form D private offerings)
- Lobbying client: ALCOA (Federal lobbying (LDA))
Interests: Special Industry Machinery, NEC · Manufacturing