IPO registrations (S-1, F-1) · Registrants

FIRST UNITED CORP/MD/

SEC CIK
763907 · filings on EDGAR ↗
Registration
Form S-1, first filed 2012-04-02, last 2017-02-06; 2 initial registrations, 3 amendments
Outcome
Final prospectus filed 2017-02-09; declared effective 2012-04-13
Industry (SIC)
National Commercial Banks 6021
Incorporated in
MD
Business address
19 S SECOND ST, Oakland, MD 21550
EIN
52-1380770
Ticker
FUNC (Nasdaq)
EDGAR entity type
operating
Insiders and CEO pay
FIRST UNITED CORP/MD/ on the corporate pages

Offering terms

Final price
$11.93 per share (424B4 filed 2017-02-09)
Shares sold
783,626
Gross proceeds
$9,348,658 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol FUNC

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 15

FiledFormWhat it isName as filedEDGAR
2012-04-02S-1S-1 (registration)FIRST UNITED CORP/MD/0001144204-12-019424 ↗
2012-04-13EFFECTEFFECT (declared effective)FIRST UNITED CORP/MD/9999999995-12-001034 ↗
2012-04-18EFFECTEFFECT (declared effective)FIRST UNITED CORP/MD/9999999995-12-001093 ↗
2013-03-28EFFECTEFFECT (declared effective)FIRST UNITED CORP/MD/9999999995-13-000817 ↗
2013-03-28EFFECTEFFECT (declared effective)FIRST UNITED CORP/MD/9999999995-13-000822 ↗
2014-04-07EFFECTEFFECT (declared effective)FIRST UNITED CORP/MD/9999999995-14-000891 ↗
2014-04-07EFFECTEFFECT (declared effective)FIRST UNITED CORP/MD/9999999995-14-000892 ↗
2015-04-07EFFECTEFFECT (declared effective)FIRST UNITED CORP/MD/9999999995-15-000803 ↗
2016-03-31EFFECTEFFECT (declared effective)FIRST UNITED CORP/MD/9999999995-16-004087 ↗
2016-11-07S-1S-1 (registration)FIRST UNITED CORP/MD/0001144204-16-132106 ↗
2016-11-18S-1/AS-1/A (amendment)FIRST UNITED CORP/MD/0001144204-16-135320 ↗
2017-01-26S-1/AS-1/A (amendment)FIRST UNITED CORP/MD/0001144204-17-004000 ↗
2017-02-06S-1/AS-1/A (amendment)FIRST UNITED CORP/MD/0001144204-17-006005 ↗
2017-02-08EFFECTEFFECT (declared effective)FIRST UNITED CORP/MD/9999999995-17-000324 ↗
2017-02-09424B4424B4 (final prospectus)FIRST UNITED CORP/MD/0001144204-17-006885 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2017-02-06S-1/Aregistration statement$9.00783,626$7,052,634Nasdaq FUNC0primary document; price line, shares headline, proceeds computeddocument ↗
2017-02-09424B4final prospectus$11.93783,626$9,348,658Nasdaq FUNC0primary document; price line, shares headline, proceeds computeddocument ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
CANNON FAYE EDirector72006–2010
GRANT WILLIAM BDirector,OfficerCEO; Chairman and CEO; Chairman & CEO; Chairman/CEO/President; Chief Executive Officer202006–2015
Rodeheaver Carissa LynnDirector; Director,Officer; Officer; OtherChairman, President & CEO; Chief Financial Officer; President; President and CEO; President & CEO992006–2026
FITZWATER JEANNETTE ROfficerSenior Vice President62006–2009
RUDY IRVIN ROBERTDirector822006–2026
Rush Jason BarryDirector,Officer; OfficerChairman, President & CEO; President & CEO; SVP & Chief Operating Officer; SVP & COO; SVP & Director of Operations; VP and Director of Operations512006–2026
MCDONALD ELAINE LDirector292006–2020
LANTZ STEVEN MOfficerSr. VP & Sr. Lending Officer62006–2009
MORAN DONALD EDirector372006–2014
Burkey M KathrynDirector482006–2020person page Fuzzy
Walls H Andrew IIIDirector472006–2026
KURTZ ROBERT WDirector; Director,OfficerPresident; President/Chief Risk Officer342007–2019
HELBIG EUGENE D JROfficerSr. V.P & Sr. Trust Officer92007–2011
BEACHY DAVID JDirector82008–2013
COX PAUL B JRDirector72008–2013
HINKLE RAYMOND FDirector32008–2010
McCullough JohnDirector422008–2023
MYERS KAREN FDirector32008
Ruddell GaryDirector282008–2021
STANTON RICHARD GDirector72008–2014
STUCK ROBERT GDirector122008–2018
MURRAY ROBIN EOfficerSenior Vice President; SVP & Dir. of Retail Banking82008–2017
THAYER FREDERICK A IVOfficerSr. VP & Director of Sales22008–2009
Sanders KeithOfficerEVP & Chief Wealth Officer; First VP & Sr Trust Officer; Senior Trust Officer; Sr. VP and Sr. Trust Officer; Sr. V.P & Sr. Trust Officer; Sr. VP & Sr. Trust Officer; SVP & Senior Trust Officer; SVP & Sr. Trust Officer262011–2026
Bemiller Tracy S.OfficerSenior Lending Officer12012
Boal Brian R.Director432014–2026person page Fuzzy
Shockley Marisa A.Director332014–2024
Barr John F.Director192014–2026person page Fuzzy
Sines Beverly AOfficer; OtherSVP & Chief Credit Officer; V.P./Chief Credit Officer32014–2020
Sturm Tonya K.OfficerCFO; EVP & CFO; SVP & CFO292015–2026person page Fuzzy
Fisher Robert L. IIOfficerChief Banking Officer; Chief Revenue Officer; EVP & Chief Banking Officer; EVP & Chief Lending Officer; EVP & Chief Revenue Officer; SVP & Chief Lending Officer; SVP & Chief Revenue Officer; SVP & Chielf Lending Officer; SVP & Senior Loan Officer352016–2026
Milon PatriciaDirector92020–2026
Chadha SanuDirector82021–2026
DiPietro ChristyDirector102021–2026
Moran BethDirector62023–2026
Hessler KevinDirector52023–2026
Peterson Julie WOfficerSVP & Chief Credit Officer; SVP & Chief Risk Officer; VP & Chief Credit Officer62024–2026
Tasker Anthony JamesOfficerSVP & COO42026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
SEC filerFIRST UNITED CORP/MD/SEC filers (EDGAR)CIK (EXACT)
Form 5500 plan sponsorFIRST UNITED CORPORATIONEIN (EXACT)
Person pageBrian R BoalPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageJohn F BarrPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageM Kathryn BurkeyPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageTonya K SturmPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.