IPO registrations (S-1, F-1) · Registrants
FIRST UNITED CORP/MD/
- SEC CIK
- 763907 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2012-04-02, last 2017-02-06; 2 initial registrations, 3 amendments
- Outcome
- Final prospectus filed 2017-02-09; declared effective 2012-04-13
- Industry (SIC)
- National Commercial Banks 6021
- Incorporated in
- MD
- Business address
- 19 S SECOND ST, Oakland, MD 21550
- EIN
- 52-1380770
- Ticker
- FUNC (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- FIRST UNITED CORP/MD/ on the corporate pages
Offering terms
- Final price
- $11.93 per share (424B4 filed 2017-02-09)
- Shares sold
- 783,626
- Gross proceeds
- $9,348,658 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol FUNC
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: FIRST UNITED CORPORATION EXACT (EIN (EXACT))
- SEC filer: FIRST UNITED CORP/MD/ EXACT (CIK (EXACT))
- Person page: Brian R Boal Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: John F Barr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: M Kathryn Burkey Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Tonya K Sturm Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 15
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2012-04-02 | S-1 | S-1 (registration) | FIRST UNITED CORP/MD/ | 0001144204-12-019424 ↗ |
| 2012-04-13 | EFFECT | EFFECT (declared effective) | FIRST UNITED CORP/MD/ | 9999999995-12-001034 ↗ |
| 2012-04-18 | EFFECT | EFFECT (declared effective) | FIRST UNITED CORP/MD/ | 9999999995-12-001093 ↗ |
| 2013-03-28 | EFFECT | EFFECT (declared effective) | FIRST UNITED CORP/MD/ | 9999999995-13-000817 ↗ |
| 2013-03-28 | EFFECT | EFFECT (declared effective) | FIRST UNITED CORP/MD/ | 9999999995-13-000822 ↗ |
| 2014-04-07 | EFFECT | EFFECT (declared effective) | FIRST UNITED CORP/MD/ | 9999999995-14-000891 ↗ |
| 2014-04-07 | EFFECT | EFFECT (declared effective) | FIRST UNITED CORP/MD/ | 9999999995-14-000892 ↗ |
| 2015-04-07 | EFFECT | EFFECT (declared effective) | FIRST UNITED CORP/MD/ | 9999999995-15-000803 ↗ |
| 2016-03-31 | EFFECT | EFFECT (declared effective) | FIRST UNITED CORP/MD/ | 9999999995-16-004087 ↗ |
| 2016-11-07 | S-1 | S-1 (registration) | FIRST UNITED CORP/MD/ | 0001144204-16-132106 ↗ |
| 2016-11-18 | S-1/A | S-1/A (amendment) | FIRST UNITED CORP/MD/ | 0001144204-16-135320 ↗ |
| 2017-01-26 | S-1/A | S-1/A (amendment) | FIRST UNITED CORP/MD/ | 0001144204-17-004000 ↗ |
| 2017-02-06 | S-1/A | S-1/A (amendment) | FIRST UNITED CORP/MD/ | 0001144204-17-006005 ↗ |
| 2017-02-08 | EFFECT | EFFECT (declared effective) | FIRST UNITED CORP/MD/ | 9999999995-17-000324 ↗ |
| 2017-02-09 | 424B4 | 424B4 (final prospectus) | FIRST UNITED CORP/MD/ | 0001144204-17-006885 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2017-02-06 | S-1/A | registration statement | $9.00 | 783,626 | $7,052,634 | Nasdaq FUNC | 0 | primary document; price line, shares headline, proceeds computed | document ↗ | |
| 2017-02-09 | 424B4 | final prospectus | $11.93 | 783,626 | $9,348,658 | Nasdaq FUNC | 0 | primary document; price line, shares headline, proceeds computed | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| CANNON FAYE E | Director | 7 | 2006–2010 | ||
| GRANT WILLIAM B | Director,Officer | CEO; Chairman and CEO; Chairman & CEO; Chairman/CEO/President; Chief Executive Officer | 20 | 2006–2015 | |
| Rodeheaver Carissa Lynn | Director; Director,Officer; Officer; Other | Chairman, President & CEO; Chief Financial Officer; President; President and CEO; President & CEO | 99 | 2006–2026 | |
| FITZWATER JEANNETTE R | Officer | Senior Vice President | 6 | 2006–2009 | |
| RUDY IRVIN ROBERT | Director | 82 | 2006–2026 | ||
| Rush Jason Barry | Director,Officer; Officer | Chairman, President & CEO; President & CEO; SVP & Chief Operating Officer; SVP & COO; SVP & Director of Operations; VP and Director of Operations | 51 | 2006–2026 | |
| MCDONALD ELAINE L | Director | 29 | 2006–2020 | ||
| LANTZ STEVEN M | Officer | Sr. VP & Sr. Lending Officer | 6 | 2006–2009 | |
| MORAN DONALD E | Director | 37 | 2006–2014 | ||
| Burkey M Kathryn | Director | 48 | 2006–2020 | person page Fuzzy | |
| Walls H Andrew III | Director | 47 | 2006–2026 | ||
| KURTZ ROBERT W | Director; Director,Officer | President; President/Chief Risk Officer | 34 | 2007–2019 | |
| HELBIG EUGENE D JR | Officer | Sr. V.P & Sr. Trust Officer | 9 | 2007–2011 | |
| BEACHY DAVID J | Director | 8 | 2008–2013 | ||
| COX PAUL B JR | Director | 7 | 2008–2013 | ||
| HINKLE RAYMOND F | Director | 3 | 2008–2010 | ||
| McCullough John | Director | 42 | 2008–2023 | ||
| MYERS KAREN F | Director | 3 | 2008 | ||
| Ruddell Gary | Director | 28 | 2008–2021 | ||
| STANTON RICHARD G | Director | 7 | 2008–2014 | ||
| STUCK ROBERT G | Director | 12 | 2008–2018 | ||
| MURRAY ROBIN E | Officer | Senior Vice President; SVP & Dir. of Retail Banking | 8 | 2008–2017 | |
| THAYER FREDERICK A IV | Officer | Sr. VP & Director of Sales | 2 | 2008–2009 | |
| Sanders Keith | Officer | EVP & Chief Wealth Officer; First VP & Sr Trust Officer; Senior Trust Officer; Sr. VP and Sr. Trust Officer; Sr. V.P & Sr. Trust Officer; Sr. VP & Sr. Trust Officer; SVP & Senior Trust Officer; SVP & Sr. Trust Officer | 26 | 2011–2026 | |
| Bemiller Tracy S. | Officer | Senior Lending Officer | 1 | 2012 | |
| Boal Brian R. | Director | 43 | 2014–2026 | person page Fuzzy | |
| Shockley Marisa A. | Director | 33 | 2014–2024 | ||
| Barr John F. | Director | 19 | 2014–2026 | person page Fuzzy | |
| Sines Beverly A | Officer; Other | SVP & Chief Credit Officer; V.P./Chief Credit Officer | 3 | 2014–2020 | |
| Sturm Tonya K. | Officer | CFO; EVP & CFO; SVP & CFO | 29 | 2015–2026 | person page Fuzzy |
| Fisher Robert L. II | Officer | Chief Banking Officer; Chief Revenue Officer; EVP & Chief Banking Officer; EVP & Chief Lending Officer; EVP & Chief Revenue Officer; SVP & Chief Lending Officer; SVP & Chief Revenue Officer; SVP & Chielf Lending Officer; SVP & Senior Loan Officer | 35 | 2016–2026 | |
| Milon Patricia | Director | 9 | 2020–2026 | ||
| Chadha Sanu | Director | 8 | 2021–2026 | ||
| DiPietro Christy | Director | 10 | 2021–2026 | ||
| Moran Beth | Director | 6 | 2023–2026 | ||
| Hessler Kevin | Director | 5 | 2023–2026 | ||
| Peterson Julie W | Officer | SVP & Chief Credit Officer; SVP & Chief Risk Officer; VP & Chief Credit Officer | 6 | 2024–2026 | |
| Tasker Anthony James | Officer | SVP & COO | 4 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | FIRST UNITED CORP/MD/ | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | FIRST UNITED CORPORATION | EIN (EXACT) | ||
| Person page | Brian R Boal | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | John F Barr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | M Kathryn Burkey | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Tonya K Sturm | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.