IPO registrations (S-1, F-1) · Registrants

CITIZENS FINANCIAL GROUP INC/RI

SEC CIK
759944 · filings on EDGAR ↗
Former names
CITIZENS FINANCIAL GROUP INC/DE (1999–2000)
Registration
Form S-1, first filed 2014-05-12, last 2015-07-28; 4 initial registrations, 8 amendments
Outcome
Final prospectus filed 2014-09-25; declared effective 2014-09-23
Industry (SIC)
State Commercial Banks 6022
Incorporated in
DE
Business address
1 CITIZENS PLAZA, Providence, RI 02903
EIN
05-0412693
Ticker
CFG, CFG-PE, CFG-PH, CFG-PI (NYSE, NYSE, NYSE, NYSE)
EDGAR entity type
operating
Insiders and CEO pay
CITIZENS FINANCIAL GROUP INC/RI on the corporate pages

Filings 22

FiledFormWhat it isName as filedEDGAR
2014-05-12S-1S-1 (registration)CITIZENS FINANCIAL GROUP INC/RI0001193125-14-195201 ↗
2014-06-20S-1/AS-1/A (amendment)CITIZENS FINANCIAL GROUP INC/RI0001193125-14-242748 ↗
2014-08-15S-1/AS-1/A (amendment)CITIZENS FINANCIAL GROUP INC/RI0001193125-14-311183 ↗
2014-09-08S-1/AS-1/A (amendment)CITIZENS FINANCIAL GROUP INC/RI0001193125-14-334394 ↗
2014-09-18S-1/AS-1/A (amendment)CITIZENS FINANCIAL GROUP INC/RI0001193125-14-345692 ↗
2014-09-23EFFECTEFFECT (declared effective)CITIZENS FINANCIAL GROUP INC/RI9999999995-14-002839 ↗
2014-09-25424B4424B4 (final prospectus)CITIZENS FINANCIAL GROUP INC/RI0001193125-14-352022 ↗
2015-03-12S-1S-1 (registration)CITIZENS FINANCIAL GROUP INC/RI0001193125-15-089412 ↗
2015-03-23S-1/AS-1/A (amendment)CITIZENS FINANCIAL GROUP INC/RI0001193125-15-100872 ↗
2015-03-25S-1/AS-1/A (amendment)CITIZENS FINANCIAL GROUP INC/RI0001193125-15-104425 ↗
2015-03-25S-1MEFS-1MEF (added securities)CITIZENS FINANCIAL GROUP INC/RI0001193125-15-105305 ↗
2015-03-25EFFECTEFFECT (declared effective)CITIZENS FINANCIAL GROUP INC/RI9999999995-15-000699 ↗
2015-03-26424B4424B4 (final prospectus)CITIZENS FINANCIAL GROUP INC/RI0001193125-15-106903 ↗
2015-07-21S-1S-1 (registration)CITIZENS FINANCIAL GROUP INC/RI0001193125-15-257598 ↗
2015-07-21S-1S-1 (registration)CITIZENS FINANCIAL GROUP INC/RI0001193125-15-257606 ↗
2015-07-28S-1/AS-1/A (amendment)CITIZENS FINANCIAL GROUP INC/RI0001193125-15-264832 ↗
2015-07-28S-1/AS-1/A (amendment)CITIZENS FINANCIAL GROUP INC/RI0001193125-15-265187 ↗
2015-07-28S-1MEFS-1MEF (added securities)CITIZENS FINANCIAL GROUP INC/RI0001193125-15-266600 ↗
2015-07-28EFFECTEFFECT (declared effective)CITIZENS FINANCIAL GROUP INC/RI9999999995-15-002080 ↗
2015-07-28EFFECTEFFECT (declared effective)CITIZENS FINANCIAL GROUP INC/RI9999999995-15-002081 ↗
2015-07-29424B4424B4 (final prospectus)CITIZENS FINANCIAL GROUP INC/RI0001193125-15-268422 ↗
2015-07-29424B4424B4 (final prospectus)CITIZENS FINANCIAL GROUP INC/RI0001193125-15-268427 ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Bowerman David J.OfficerVice Chair, Business Services102014–2016
Casady Mark SDirector202014–2020
Conner Brad L.OfficerVice Chair, Consumer Banking212014–2019
DI IORIO ANTHONY MDirector152014–2019
Fawcett John J.OfficerCFO (through March 3, 2017); Chief Financial Officer92014–2017
Gannon Stephen T.OfficerGeneral Counsel192014–2021
Gillespie Robert Andrew JosephDirector52014–2015
HANKOWSKY WILLIAM PDirector532014–2026
Hanna Howard W. IIIDirector252014–2021
HIGDON LEO I JRDirector352014–2022person page Fuzzy
KOCH CHARLES JOHNDirector332014–2022
Matthews Robert D. Jr.Director,OfficerVice Chair, Commercial Banking32014
NATIONAL WESTMINSTER BANK PLC /ENG/TenPercentOwner22014
NatWest Group Holdings Corp.TenPercentOwner22014
Ohsberg Ronald S.OfficerController72014–2016person page Fuzzy
RBS CBFM North America Corp.TenPercentOwner22014
RBSG International Holdings Ltd.TenPercentOwner82014–2015
ROYAL BANK OF SCOTLAND GROUP PLCTenPercentOwner82014–2015
ROYAL BANK OF SCOTLAND PLCTenPercentOwner82014–2015
RYAN ARTHUR FDirector152014–2019
Shanik Nancy L.OfficerChief Risk Officer122014–2016
Subramaniam Shivan S.Director462014–2024
VAN SAUN BRUCEDirector,OfficerChairman and CEO402014–2026
Watson Wendy A.Director462014–2025
ZURAITIS MARITADirector532014–2026
Rubino Robert C.Other52015
Woods Stephen R.Other62015
Aboaf Eric W.OfficerChief Financial Officer52015–2017
MCCREE DONALD H IIIOfficerChair of the Commercial Bank; Head of Commercial Banking; Vice Chair, Commercial Banking262015–2026
Cumming Christine MDirector512015–2026person page Fuzzy
GRIGGS MALCOLM DOfficerChief Risk Officer272016–2023
Black Randall JOfficerController52016–2018
Baker Mary EllenOfficerHead of Business Services112016–2022
Woods John FOfficerCFO (as of March 4, 2017); Chief Financial Officer172017–2025
Read Craig JackOfficerController; Controller (effective 8/11/18)152018–2024
KELLY EDWARD J IIIDirector402019–2026
Lillis TerranceDirector432019–2026
Coughlin BrendanOfficerHead of Consumer Banking; President262020–2026
Johnson Elizabeth S.OfficerChief Experience Officer162020–2025
LaMonica SusanOfficerChief Human Resources Officer192020–2026
Leary Robert GDirector342020–2026
Alexander LeeDirector312021–2026
Swift ChristopherDirector312021–2026
Ruttledge MichaelOfficerChief Information Officer122022–2026
Cummings KevinDirector272022–2026
Klane Polly N.OfficerGeneral Counsel42022–2024
SIEKERKA MICHELE NDirector272022–2026
Stein Richard L.OfficerChief Risk Officer52024–2026
Atkinson Tracy ADirector152024–2026
Schnirel Christopher JOfficerChief Accounting Officer42024–2026
Wade Claude E.Director102025–2026
Moosally MichelleOfficerChief Legal Officer52025–2026
Emerson Christopher ROfficerInterim CFO12025
Swimmer Theodore COfficerHead of Commercial Banking32025–2026
BANERJEE AUNOYOfficerChief Financial Officer42025–2026
Boss MatthewOfficerHead of Consumer Banking22026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.