IPO registrations (S-1, F-1) · Registrants
CITIZENS FINANCIAL GROUP INC/RI
- SEC CIK
- 759944 · filings on EDGAR ↗
- Former names
- CITIZENS FINANCIAL GROUP INC/DE (1999–2000)
- Registration
- Form S-1, first filed 2014-05-12, last 2015-07-28; 4 initial registrations, 8 amendments
- Outcome
- Final prospectus filed 2014-09-25; declared effective 2014-09-23
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- DE
- Business address
- 1 CITIZENS PLAZA, Providence, RI 02903
- EIN
- 05-0412693
- Ticker
- CFG, CFG-PE, CFG-PH, CFG-PI (NYSE, NYSE, NYSE, NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- CITIZENS FINANCIAL GROUP INC/RI on the corporate pages
On this site
- Form 5500 plan sponsor: CITIZENS FINANCIAL GROUP, INC. EXACT (EIN (EXACT))
- SEC filer: CITIZENS FINANCIAL GROUP INC/RI EXACT (CIK (EXACT))
- Person page: Christine M Cumming Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Leo I Higdon Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Ronald S Ohsberg Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 22
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2014-05-12 | S-1 | S-1 (registration) | CITIZENS FINANCIAL GROUP INC/RI | 0001193125-14-195201 ↗ |
| 2014-06-20 | S-1/A | S-1/A (amendment) | CITIZENS FINANCIAL GROUP INC/RI | 0001193125-14-242748 ↗ |
| 2014-08-15 | S-1/A | S-1/A (amendment) | CITIZENS FINANCIAL GROUP INC/RI | 0001193125-14-311183 ↗ |
| 2014-09-08 | S-1/A | S-1/A (amendment) | CITIZENS FINANCIAL GROUP INC/RI | 0001193125-14-334394 ↗ |
| 2014-09-18 | S-1/A | S-1/A (amendment) | CITIZENS FINANCIAL GROUP INC/RI | 0001193125-14-345692 ↗ |
| 2014-09-23 | EFFECT | EFFECT (declared effective) | CITIZENS FINANCIAL GROUP INC/RI | 9999999995-14-002839 ↗ |
| 2014-09-25 | 424B4 | 424B4 (final prospectus) | CITIZENS FINANCIAL GROUP INC/RI | 0001193125-14-352022 ↗ |
| 2015-03-12 | S-1 | S-1 (registration) | CITIZENS FINANCIAL GROUP INC/RI | 0001193125-15-089412 ↗ |
| 2015-03-23 | S-1/A | S-1/A (amendment) | CITIZENS FINANCIAL GROUP INC/RI | 0001193125-15-100872 ↗ |
| 2015-03-25 | S-1/A | S-1/A (amendment) | CITIZENS FINANCIAL GROUP INC/RI | 0001193125-15-104425 ↗ |
| 2015-03-25 | S-1MEF | S-1MEF (added securities) | CITIZENS FINANCIAL GROUP INC/RI | 0001193125-15-105305 ↗ |
| 2015-03-25 | EFFECT | EFFECT (declared effective) | CITIZENS FINANCIAL GROUP INC/RI | 9999999995-15-000699 ↗ |
| 2015-03-26 | 424B4 | 424B4 (final prospectus) | CITIZENS FINANCIAL GROUP INC/RI | 0001193125-15-106903 ↗ |
| 2015-07-21 | S-1 | S-1 (registration) | CITIZENS FINANCIAL GROUP INC/RI | 0001193125-15-257598 ↗ |
| 2015-07-21 | S-1 | S-1 (registration) | CITIZENS FINANCIAL GROUP INC/RI | 0001193125-15-257606 ↗ |
| 2015-07-28 | S-1/A | S-1/A (amendment) | CITIZENS FINANCIAL GROUP INC/RI | 0001193125-15-264832 ↗ |
| 2015-07-28 | S-1/A | S-1/A (amendment) | CITIZENS FINANCIAL GROUP INC/RI | 0001193125-15-265187 ↗ |
| 2015-07-28 | S-1MEF | S-1MEF (added securities) | CITIZENS FINANCIAL GROUP INC/RI | 0001193125-15-266600 ↗ |
| 2015-07-28 | EFFECT | EFFECT (declared effective) | CITIZENS FINANCIAL GROUP INC/RI | 9999999995-15-002080 ↗ |
| 2015-07-28 | EFFECT | EFFECT (declared effective) | CITIZENS FINANCIAL GROUP INC/RI | 9999999995-15-002081 ↗ |
| 2015-07-29 | 424B4 | 424B4 (final prospectus) | CITIZENS FINANCIAL GROUP INC/RI | 0001193125-15-268422 ↗ |
| 2015-07-29 | 424B4 | 424B4 (final prospectus) | CITIZENS FINANCIAL GROUP INC/RI | 0001193125-15-268427 ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Bowerman David J. | Officer | Vice Chair, Business Services | 10 | 2014–2016 | |
| Casady Mark S | Director | 20 | 2014–2020 | ||
| Conner Brad L. | Officer | Vice Chair, Consumer Banking | 21 | 2014–2019 | |
| DI IORIO ANTHONY M | Director | 15 | 2014–2019 | ||
| Fawcett John J. | Officer | CFO (through March 3, 2017); Chief Financial Officer | 9 | 2014–2017 | |
| Gannon Stephen T. | Officer | General Counsel | 19 | 2014–2021 | |
| Gillespie Robert Andrew Joseph | Director | 5 | 2014–2015 | ||
| HANKOWSKY WILLIAM P | Director | 53 | 2014–2026 | ||
| Hanna Howard W. III | Director | 25 | 2014–2021 | ||
| HIGDON LEO I JR | Director | 35 | 2014–2022 | person page Fuzzy | |
| KOCH CHARLES JOHN | Director | 33 | 2014–2022 | ||
| Matthews Robert D. Jr. | Director,Officer | Vice Chair, Commercial Banking | 3 | 2014 | |
| NATIONAL WESTMINSTER BANK PLC /ENG/ | TenPercentOwner | 2 | 2014 | ||
| NatWest Group Holdings Corp. | TenPercentOwner | 2 | 2014 | ||
| Ohsberg Ronald S. | Officer | Controller | 7 | 2014–2016 | person page Fuzzy |
| RBS CBFM North America Corp. | TenPercentOwner | 2 | 2014 | ||
| RBSG International Holdings Ltd. | TenPercentOwner | 8 | 2014–2015 | ||
| ROYAL BANK OF SCOTLAND GROUP PLC | TenPercentOwner | 8 | 2014–2015 | ||
| ROYAL BANK OF SCOTLAND PLC | TenPercentOwner | 8 | 2014–2015 | ||
| RYAN ARTHUR F | Director | 15 | 2014–2019 | ||
| Shanik Nancy L. | Officer | Chief Risk Officer | 12 | 2014–2016 | |
| Subramaniam Shivan S. | Director | 46 | 2014–2024 | ||
| VAN SAUN BRUCE | Director,Officer | Chairman and CEO | 40 | 2014–2026 | |
| Watson Wendy A. | Director | 46 | 2014–2025 | ||
| ZURAITIS MARITA | Director | 53 | 2014–2026 | ||
| Rubino Robert C. | Other | 5 | 2015 | ||
| Woods Stephen R. | Other | 6 | 2015 | ||
| Aboaf Eric W. | Officer | Chief Financial Officer | 5 | 2015–2017 | |
| MCCREE DONALD H III | Officer | Chair of the Commercial Bank; Head of Commercial Banking; Vice Chair, Commercial Banking | 26 | 2015–2026 | |
| Cumming Christine M | Director | 51 | 2015–2026 | person page Fuzzy | |
| GRIGGS MALCOLM D | Officer | Chief Risk Officer | 27 | 2016–2023 | |
| Black Randall J | Officer | Controller | 5 | 2016–2018 | |
| Baker Mary Ellen | Officer | Head of Business Services | 11 | 2016–2022 | |
| Woods John F | Officer | CFO (as of March 4, 2017); Chief Financial Officer | 17 | 2017–2025 | |
| Read Craig Jack | Officer | Controller; Controller (effective 8/11/18) | 15 | 2018–2024 | |
| KELLY EDWARD J III | Director | 40 | 2019–2026 | ||
| Lillis Terrance | Director | 43 | 2019–2026 | ||
| Coughlin Brendan | Officer | Head of Consumer Banking; President | 26 | 2020–2026 | |
| Johnson Elizabeth S. | Officer | Chief Experience Officer | 16 | 2020–2025 | |
| LaMonica Susan | Officer | Chief Human Resources Officer | 19 | 2020–2026 | |
| Leary Robert G | Director | 34 | 2020–2026 | ||
| Alexander Lee | Director | 31 | 2021–2026 | ||
| Swift Christopher | Director | 31 | 2021–2026 | ||
| Ruttledge Michael | Officer | Chief Information Officer | 12 | 2022–2026 | |
| Cummings Kevin | Director | 27 | 2022–2026 | ||
| Klane Polly N. | Officer | General Counsel | 4 | 2022–2024 | |
| SIEKERKA MICHELE N | Director | 27 | 2022–2026 | ||
| Stein Richard L. | Officer | Chief Risk Officer | 5 | 2024–2026 | |
| Atkinson Tracy A | Director | 15 | 2024–2026 | ||
| Schnirel Christopher J | Officer | Chief Accounting Officer | 4 | 2024–2026 | |
| Wade Claude E. | Director | 10 | 2025–2026 | ||
| Moosally Michelle | Officer | Chief Legal Officer | 5 | 2025–2026 | |
| Emerson Christopher R | Officer | Interim CFO | 1 | 2025 | |
| Swimmer Theodore C | Officer | Head of Commercial Banking | 3 | 2025–2026 | |
| BANERJEE AUNOY | Officer | Chief Financial Officer | 4 | 2025–2026 | |
| Boss Matthew | Officer | Head of Consumer Banking | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.