IPO registrations (S-1, F-1) · Registrants

MERRILL LYNCH, PIERCE, FENNER & SMITH INC.

SEC CIK
728612 · filings on EDGAR ↗
Name on the registration
MERRILL LYNCH PIERCE FENNER & SMITH INC
Former names
MERRILL LYNCH PIERCE FENNER & SMITH INC (1998–2008)
Registration
Form S-1, first filed 1999-05-14, last 2001-02-13; 19 initial registrations, 33 amendments
Outcome
Final prospectus filed 1999-09-23
Industry (SIC)
Security Brokers, Dealers & Flotation Companies 6211
Business address
ONE BRYANT PARK, New York, NY 10036
EDGAR entity type
other

Filings 71

FiledFormWhat it isName as filedEDGAR
1999-05-14S-1S-1 (registration)MERRILL LYNCH PIERCE FENNER & SMITH INC0000947871-99-000208 ↗
1999-06-18S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000947871-99-000256 ↗
1999-07-28S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000947871-99-000313 ↗
1999-08-06S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000947871-99-000331 ↗
1999-08-16S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000947871-99-000345 ↗
1999-09-01S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-99-005110 ↗
1999-09-03S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-99-005129 ↗
1999-09-23424B4424B4 (final prospectus)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-99-005386 ↗
1999-10-20S-1S-1 (registration)MERRILL LYNCH PIERCE FENNER & SMITH INC0000947871-99-000465 ↗
1999-10-28S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-99-006073 ↗
1999-11-18S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-99-006627 ↗
1999-11-23424B1424B1 (final prospectus)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-99-006703 ↗
1999-12-06S-1S-1 (registration)MERRILL LYNCH PIERCE FENNER & SMITH INC0000947871-99-000556 ↗
1999-12-06S-1S-1 (registration)MERRILL LYNCH PIERCE FENNER & SMITH INC0000947871-99-000557 ↗
1999-12-21S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-99-007185 ↗
1999-12-22S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-99-007186 ↗
2000-01-18S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-000107 ↗
2000-01-31S-1S-1 (registration)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-000310 ↗
2000-01-31S-1S-1 (registration)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-000311 ↗
2000-02-01424B4424B4 (final prospectus)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-000328 ↗
2000-02-01424B4424B4 (final prospectus)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-000329 ↗
2000-02-01424B4424B4 (final prospectus)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-000333 ↗
2000-02-01424B4424B4 (final prospectus)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-000334 ↗
2000-02-03S-1S-1 (registration)MERRILL LYNCH PIERCE FENNER & SMITH INC0000947871-00-000086 ↗
2000-02-03S-1S-1 (registration)MERRILL LYNCH PIERCE FENNER & SMITH INC0000947871-00-000087 ↗
2000-02-03S-1S-1 (registration)MERRILL LYNCH PIERCE FENNER & SMITH INC0000947871-00-000088 ↗
2000-02-10S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-000495 ↗
2000-02-10S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-000496 ↗
2000-02-10S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-000497 ↗
2000-02-23S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-000811 ↗
2000-02-23S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-000812 ↗
2000-02-24424B4424B4 (final prospectus)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-000846 ↗
2000-02-25424B1424B1 (final prospectus)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-000877 ↗
2000-02-25424B1424B1 (final prospectus)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-000878 ↗
2000-02-28S-1S-1 (registration)MERRILL LYNCH PIERCE FENNER & SMITH INC0000947871-00-000188 ↗
2000-03-15S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-001326 ↗
2000-03-27S-1S-1 (registration)MERRILL LYNCH PIERCE FENNER & SMITH INC0000947871-00-000253 ↗
2000-04-06424B1424B1 (final prospectus)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-001912 ↗
2000-04-13S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-002057 ↗
2000-04-19S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-002189 ↗
2000-05-05424B1424B1 (final prospectus)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-002595 ↗
2000-05-05S-1S-1 (registration)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-002631 ↗
2000-05-08S-1S-1 (registration)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-002635 ↗
2000-05-10S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-002758 ↗
2000-05-26S-1S-1 (registration)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-003185 ↗
2000-06-05S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-003262 ↗
2000-06-05S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-003281 ↗
2000-06-21S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-003455 ↗
2000-06-23424B4424B4 (final prospectus)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-003512 ↗
2000-06-23424B1424B1 (final prospectus)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-003513 ↗
2000-07-28S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-004083 ↗
2000-08-03S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-004189 ↗
2000-08-03S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-004191 ↗
2000-08-04S-1S-1 (registration)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-004236 ↗
2000-08-15S-1S-1 (registration)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-004529 ↗
2000-08-22S-1S-1 (registration)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-004640 ↗
2000-08-31424B4424B4 (final prospectus)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-004772 ↗
2000-09-07S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-004892 ↗
2000-09-19S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-005104 ↗
2000-09-27S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-005206 ↗
2000-09-27424B4424B4 (final prospectus)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-005208 ↗
2000-11-01424B4424B4 (final prospectus)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-005747 ↗
2000-12-04S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-00-006428 ↗
2000-12-15S-1S-1 (registration)MERRILL LYNCH PIERCE FENNER & SMITH INC0000947871-00-000785 ↗
2001-01-05S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-01-000035 ↗
2001-01-19424B4424B4 (final prospectus)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-01-000277 ↗
2001-01-30S-1S-1 (registration)MERRILL LYNCH PIERCE FENNER & SMITH INC0000947871-01-000041 ↗
2001-02-08424B4424B4 (final prospectus)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-01-000683 ↗
2001-02-09S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-01-000687 ↗
2001-02-13S-1/AS-1/A (amendment)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-01-000774 ↗
2001-05-03424B4424B4 (final prospectus)MERRILL LYNCH PIERCE FENNER & SMITH INC0000950130-01-501226 ↗

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.