IPO registrations (S-1, F-1) · Registrants
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
- SEC CIK
- 728612 · filings on EDGAR ↗
- Name on the registration
- MERRILL LYNCH PIERCE FENNER & SMITH INC
- Former names
- MERRILL LYNCH PIERCE FENNER & SMITH INC (1998–2008)
- Registration
- Form S-1, first filed 1999-05-14, last 2001-02-13; 19 initial registrations, 33 amendments
- Outcome
- Final prospectus filed 1999-09-23
- Industry (SIC)
- Security Brokers, Dealers & Flotation Companies 6211
- Business address
- ONE BRYANT PARK, New York, NY 10036
- EDGAR entity type
- other
On this site
- Investment adviser (Form ADV): MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED ↗ Fuzzy (name and state)
- Business registration: Merrill Lynch,Pierce,Fenner & Smith Incorporated Fuzzy (name and state)
- Business registration: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Fuzzy (name and state)
- Business registration: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Fuzzy (name and state)
- Business registration: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Fuzzy (name and state)
- Business registration: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Fuzzy (name and state)
- Business registration: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Fuzzy (name and state)
- Business registration: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Fuzzy (name and state)
- Business registration: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Fuzzy (name and state)
- Business registration: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Fuzzy (name and state)
- Business registration: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Fuzzy (name and state)
Filings 71
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-05-14 | S-1 | S-1 (registration) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000947871-99-000208 ↗ |
| 1999-06-18 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000947871-99-000256 ↗ |
| 1999-07-28 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000947871-99-000313 ↗ |
| 1999-08-06 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000947871-99-000331 ↗ |
| 1999-08-16 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000947871-99-000345 ↗ |
| 1999-09-01 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-99-005110 ↗ |
| 1999-09-03 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-99-005129 ↗ |
| 1999-09-23 | 424B4 | 424B4 (final prospectus) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-99-005386 ↗ |
| 1999-10-20 | S-1 | S-1 (registration) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000947871-99-000465 ↗ |
| 1999-10-28 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-99-006073 ↗ |
| 1999-11-18 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-99-006627 ↗ |
| 1999-11-23 | 424B1 | 424B1 (final prospectus) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-99-006703 ↗ |
| 1999-12-06 | S-1 | S-1 (registration) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000947871-99-000556 ↗ |
| 1999-12-06 | S-1 | S-1 (registration) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000947871-99-000557 ↗ |
| 1999-12-21 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-99-007185 ↗ |
| 1999-12-22 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-99-007186 ↗ |
| 2000-01-18 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-000107 ↗ |
| 2000-01-31 | S-1 | S-1 (registration) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-000310 ↗ |
| 2000-01-31 | S-1 | S-1 (registration) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-000311 ↗ |
| 2000-02-01 | 424B4 | 424B4 (final prospectus) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-000328 ↗ |
| 2000-02-01 | 424B4 | 424B4 (final prospectus) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-000329 ↗ |
| 2000-02-01 | 424B4 | 424B4 (final prospectus) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-000333 ↗ |
| 2000-02-01 | 424B4 | 424B4 (final prospectus) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-000334 ↗ |
| 2000-02-03 | S-1 | S-1 (registration) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000947871-00-000086 ↗ |
| 2000-02-03 | S-1 | S-1 (registration) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000947871-00-000087 ↗ |
| 2000-02-03 | S-1 | S-1 (registration) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000947871-00-000088 ↗ |
| 2000-02-10 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-000495 ↗ |
| 2000-02-10 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-000496 ↗ |
| 2000-02-10 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-000497 ↗ |
| 2000-02-23 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-000811 ↗ |
| 2000-02-23 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-000812 ↗ |
| 2000-02-24 | 424B4 | 424B4 (final prospectus) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-000846 ↗ |
| 2000-02-25 | 424B1 | 424B1 (final prospectus) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-000877 ↗ |
| 2000-02-25 | 424B1 | 424B1 (final prospectus) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-000878 ↗ |
| 2000-02-28 | S-1 | S-1 (registration) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000947871-00-000188 ↗ |
| 2000-03-15 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-001326 ↗ |
| 2000-03-27 | S-1 | S-1 (registration) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000947871-00-000253 ↗ |
| 2000-04-06 | 424B1 | 424B1 (final prospectus) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-001912 ↗ |
| 2000-04-13 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-002057 ↗ |
| 2000-04-19 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-002189 ↗ |
| 2000-05-05 | 424B1 | 424B1 (final prospectus) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-002595 ↗ |
| 2000-05-05 | S-1 | S-1 (registration) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-002631 ↗ |
| 2000-05-08 | S-1 | S-1 (registration) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-002635 ↗ |
| 2000-05-10 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-002758 ↗ |
| 2000-05-26 | S-1 | S-1 (registration) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-003185 ↗ |
| 2000-06-05 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-003262 ↗ |
| 2000-06-05 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-003281 ↗ |
| 2000-06-21 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-003455 ↗ |
| 2000-06-23 | 424B4 | 424B4 (final prospectus) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-003512 ↗ |
| 2000-06-23 | 424B1 | 424B1 (final prospectus) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-003513 ↗ |
| 2000-07-28 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-004083 ↗ |
| 2000-08-03 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-004189 ↗ |
| 2000-08-03 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-004191 ↗ |
| 2000-08-04 | S-1 | S-1 (registration) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-004236 ↗ |
| 2000-08-15 | S-1 | S-1 (registration) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-004529 ↗ |
| 2000-08-22 | S-1 | S-1 (registration) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-004640 ↗ |
| 2000-08-31 | 424B4 | 424B4 (final prospectus) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-004772 ↗ |
| 2000-09-07 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-004892 ↗ |
| 2000-09-19 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-005104 ↗ |
| 2000-09-27 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-005206 ↗ |
| 2000-09-27 | 424B4 | 424B4 (final prospectus) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-005208 ↗ |
| 2000-11-01 | 424B4 | 424B4 (final prospectus) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-005747 ↗ |
| 2000-12-04 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-00-006428 ↗ |
| 2000-12-15 | S-1 | S-1 (registration) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000947871-00-000785 ↗ |
| 2001-01-05 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-01-000035 ↗ |
| 2001-01-19 | 424B4 | 424B4 (final prospectus) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-01-000277 ↗ |
| 2001-01-30 | S-1 | S-1 (registration) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000947871-01-000041 ↗ |
| 2001-02-08 | 424B4 | 424B4 (final prospectus) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-01-000683 ↗ |
| 2001-02-09 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-01-000687 ↗ |
| 2001-02-13 | S-1/A | S-1/A (amendment) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-01-000774 ↗ |
| 2001-05-03 | 424B4 | 424B4 (final prospectus) | MERRILL LYNCH PIERCE FENNER & SMITH INC | 0000950130-01-501226 ↗ |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.