IPO registrations (S-1, F-1) · Registrants
3PAR Inc.
- SEC CIK
- 1408501 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2007-08-14, last 2007-11-15; 1 initial registration, 5 amendments
- Outcome
- Final prospectus filed 2007-11-16; declared effective 2007-11-15
- Industry (SIC)
- Computer Storage Devices 3572
- Incorporated in
- DE
- Business address
- 4209 TECHNOLOGY DRIVE, Fremont, CA 94538
- EIN
- 77-0510671
- EDGAR entity type
- operating
- Insiders and CEO pay
- 3PAR Inc. on the corporate pages
Offering terms
- Proposed price range
- $11.00–$13.00 per share (S-1/A filed 2007-11-15)
- Final price
- $4.78 per share, below the range (424B4 filed 2007-11-16, an initial public offering)
- Shares sold
- 7,500,000
- Gross proceeds
- $35,850,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE Arca under the symbol PAR
- Lead underwriters
- Goldman Sachs; Credit Suisse
- Syndicate
- UBS; Thomas Weisel Partners; RBC Capital Markets
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: 3PAR INC EXACT (EIN (EXACT))
- Federal award recipient: 3PAR INC. Fuzzy (name and state)
- SEC filer: 3PAR Inc. EXACT (CIK (EXACT))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2007-08-14 | S-1 | S-1 (registration) | 3PAR Inc. | 0001193125-07-182613 ↗ |
| 2007-09-26 | S-1/A | S-1/A (amendment) | 3PAR Inc. | 0001193125-07-207554 ↗ |
| 2007-10-26 | S-1/A | S-1/A (amendment) | 3PAR Inc. | 0001193125-07-226388 ↗ |
| 2007-11-02 | S-1/A | S-1/A (amendment) | 3PAR Inc. | 0001193125-07-233976 ↗ |
| 2007-11-13 | S-1/A | S-1/A (amendment) | 3PAR Inc. | 0001193125-07-244003 ↗ |
| 2007-11-15 | S-1/A | S-1/A (amendment) | 3PAR Inc. | 0001193125-07-247965 ↗ |
| 2007-11-15 | EFFECT | EFFECT (declared effective) | 3PAR Inc. | 9999999995-07-004522 ↗ |
| 2007-11-16 | 424B4 | 424B4 (final prospectus) | 3PAR Inc. | 0001193125-07-248950 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2007-11-15 | S-1/A | registration statement | $11.00–$13.00 | 7,500,000 | - | NYSE Arca PAR | 5 | primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 5 | document ↗ | |
| 2007-11-16 | 424B4 | final prospectus | $4.78 | 7,500,000 | $35,850,000 | NYSE Arca PAR | 5 | primary document; price line, shares headline, proceeds computed, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Crimi Stephen F | Officer | VP Bus. Dev & Alliances; VP, Bus Dev & Alliances; VP, Bus, Dev & Alliances; VP, Bus. Dev & Alliances; VP, Bus. Dev. & Alliances; VP, Bus.Dev & Alliances; VP, Bus.Dev.& Alliances; V.P. Bus. Develop. & Alliances | 26 | 2007–2010 | |
| Dawson James L | Officer | V.P., Worldwide Sales; VP, Worldwide Sales | 6 | 2007–2009 | |
| Gast Randall T | Officer | VP, Corp Operations; VP, Corp. Operations; VP. Corp. Operations; V.P., Corporate Oper; VP Corporate Operations; VP, Corporate Operations | 16 | 2007–2010 | |
| Harvey Paul L | Officer | V.P., Customer Service; VP, Customer Service; VP Customer Services; VP, Customer Services | 7 | 2007–2009 | |
| JUNG MARK | Director | 4 | 2007–2010 | ||
| Lares Adriel G | Officer | Chief Financial Officer; V.P. & Chief Financial Officer; VP, & Chief Financial Officer; VP, Finance and CFO; VP, Finance & CFO | 12 | 2007–2010 | |
| MENLO ENTREPRENEURS FUND IX LP | TenPercentOwner | 5 | 2007–2010 | ||
| MENLO VENTURES IX LP | TenPercentOwner | 6 | 2007–2010 | ||
| MMEF IX LP | TenPercentOwner | 5 | 2007–2010 | ||
| MV MANAGEMENT IX LLC | TenPercentOwner | 6 | 2007–2010 | ||
| Nunes Craig S | Officer | Vice President, Marketing; VP, Marketing | 16 | 2007–2010 | |
| Orsak Michael | TenPercentOwner | 16 | 2007–2010 | ||
| PAISLEY CHRISTOPHER B | Director | 6 | 2007–2010 | ||
| Price Jeffrey A | Director,Officer; Officer | CTO, System Design; CTO, Systems Design; Vice President of Engineering; VP Engineering; VP, Engineering | 17 | 2007–2010 | |
| Robinson Jeannette | Officer | PV, Human Resources; Vice President, Human Resource; VP, Human Resources | 14 | 2007–2010 | |
| Scott David C | Director,Officer | President and C.E.O.; President and CEO; President & CEO | 12 | 2007–2010 | |
| SHERIDAN MICHAEL J | Director | 5 | 2007–2010 | ||
| Short Alastair A | Officer | VP and General Counsel; V.P. & General Counsel; VP & General Counsel; VP, General Counsel; VP & Gen'l Counsel; VP & Gen'l. Counsel | 9 | 2007–2010 | |
| SIEGEL MARK A | Director; Director,TenPercentOwner | 9 | 2007–2010 | ||
| Singhal Ashok | Officer | Chief Technical Officer; Chief Technology Officer; CTO, Architecture; CTO, System Architecture; CTO, Systems Architecture | 21 | 2007–2010 | |
| Tanaka Susumu | TenPercentOwner | 16 | 2007–2010 | ||
| WEI JAMES | Director; Director,TenPercentOwner | 20 | 2007–2010 | ||
| WORLDVIEW STRATEGIC PARTNERS II L P | TenPercentOwner | 3 | 2007–2010 | ||
| WORLDVIEW STRATEGIC PARTNERS IV LP | TenPercentOwner | 16 | 2007–2010 | ||
| WORLDVIEW TECHNOLOGY INTERNATIONAL II, L.P. | TenPercentOwner | 3 | 2007–2010 | ||
| WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. | TenPercentOwner | 16 | 2007–2010 | ||
| WORLDVIEW TECHNOLOGY PARTNERS II, L.P. | TenPercentOwner | 3 | 2007–2010 | ||
| WORLDVIEW TECHNOLOGY PARTNERS IV LP | TenPercentOwner | 16 | 2007–2010 | ||
| AUKEN WENDELL G VAN III | Other | 31 | 2007–2010 | ||
| DALAL YOGEN K | Other | 31 | 2007–2010 | ||
| FONG KEVIN A | Director; Director,TenPercentOwner; Director,TenPercentOwnerOther | 6 | 2007–2010 | ||
| HEIDRICH A GRANT III | Other | 31 | 2007–2010 | ||
| LADD DAVID J | Other | 31 | 2007–2010 | ||
| MAYFIELD ASSOCIATES FUND IV L P | Other | 31 | 2007–2010 | ||
| MAYFIELD ASSOCIATES FUND VI | Other | 31 | 2007–2010 | ||
| MAYFIELD IX | Other | 31 | 2007–2010 | ||
| MAYFIELD IX MANAGEMENT LLC | Other | 31 | 2007–2010 | ||
| Mayfield Principals Fund II | Other | 31 | 2007–2010 | ||
| MAYFIELD XI LP / DE | Other | 31 | 2007–2010 | ||
| Mayfield XI Management | Other | 31 | 2007–2010 | ||
| MAYFIELD XI QUALIFIED LP | Other; TenPercentOwnerOther | 31 | 2007–2010 | ||
| MORGAN ALLEN L | Other | 31 | 2007–2010 | ||
| MYERS FRANK G JR | Other | 31 | 2007–2010 | ||
| ROBERTS JANICE M | Other | 31 | 2007–2010 | ||
| UNGER WILLIAM D | Other | 31 | 2007–2010 | ||
| VASAN ROBERT T | Other | 31 | 2007–2010 | ||
| MENLO ENTREPRENEURS FUND IX A LP | TenPercentOwner | 4 | 2007–2010 | ||
| Slocum Peter | Officer | VP Engineering; VP, Engineering; VP of Engineering | 6 | 2009–2010 | |
| Weigel Randall J | Officer | VP of Worldwide Sales; VP, Worldwide Sales; VP, WW Sales | 10 | 2009–2010 | |
| Walther Russell Henry | Officer | VP, Customer Ser. & Support; VP Customer Service; VP, Customer Service | 6 | 2009–2010 | |
| CLAIR MICHAEL | Director | 3 | 2009–2010 | ||
| Smith Stephen M | Director | 3 | 2010 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | 3PAR INC | TX | Form 5500 (employee benefit plans) | EIN (EXACT) |
| SEC filer | 3PAR Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | 3PAR INC | EIN (EXACT) | ||
| Federal award recipient | 3PAR INC. | Federal spending (USAspending) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Computer Storage Devices, CA first:
- HMT TECHNOLOGY CORP CA
- PHASE METRICS INC CA
- ARTECON INC /DE/ CA
- ATL PRODUCTS INC CA
- APPLIED ROBOTIC TECHNOLOGIES INC CA
- AIR BEARINGS INC CA
- SANTA BARBARA METRIC INC CA
- HEADWAY TECHNOLOGIES INC CA
- I/OMAGIC CORP CA
- BLUE COAT SYSTEMS INC CA
In other datasets, the same topic (Manufacturing) in CA:
- Form D issuer: 3 DAY BLINDS Corp (Form D private offerings)
- Lobbying client: 1776 PHARMACEUTICALS LLC (Federal lobbying (LDA))
Interests: Computer Storage Devices · Manufacturing