IPO registrations (S-1, F-1) · Registrants
RICHARDSON ELECTRONICS, LTD.
- SEC CIK
- 355948 · filings on EDGAR ↗
- Name on the registration
- RICHARDSON ELECTRONICS LTD/DE
- Former names
- RICHARDSON ELECTRONICS LTD/DE (1994–2022)
- Registration
- Form S-1, first filed 2004-03-12, last 2006-10-26; 3 initial registrations, 12 amendments
- Outcome
- Final prospectus filed 2004-07-06; declared effective 2006-10-27; withdrawal requested 2004-09-28
- Industry (SIC)
- Wholesale-Electronic Parts & Equipment, NEC 5065
- Incorporated in
- DE
- Business address
- 40W267 KESLINGER RD, PO BOX 393, Lafox, IL 60147
- EIN
- 36-2096643
- Ticker
- RELL (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- RICHARDSON ELECTRONICS, LTD. on the corporate pages
Offering terms
- Final price
- $10.25 per share (424B4 filed 2004-07-06)
- Shares sold
- 3,000,000
- Gross proceeds
- $30,750,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol RELL
- Lead underwriters
- Jefferies; William Blair; KeyBanc Capital Markets
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: BARON ELECTRONIC SALES CO., INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: JARO ELECTRONICS CORP. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: RICHARDSON ELECTRONICS, LTD. INCORPORATED EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: RICHARDSON ELECTRONICS, LTD. INCORPORATED EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Richardson Electronics, Ltd. Fuzzy (name and state)
- Business registration: RICHARDSON ELECTRONICS, LTD. Fuzzy (name and state)
- Business registration: RICHARDSON ELECTRONICS, LTD. Fuzzy (name and state)
- Form 5500 plan sponsor: RICHARDSON ELECTRONICS, LTD. EXACT (EIN (EXACT))
- Federal award recipient: RICHARDSON ELECTRONICS, LTD. Fuzzy (name and state)
- SEC filer: RICHARDSON ELECTRONICS, LTD. EXACT (CIK (EXACT))
Filings 23
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2004-03-12 | S-1 | S-1 (registration) | RICHARDSON ELECTRONICS LTD/DE | 0001047469-04-007735 ↗ |
| 2004-04-19 | S-1/A | S-1/A (amendment) | RICHARDSON ELECTRONICS LTD/DE | 0001047469-04-012534 ↗ |
| 2004-05-05 | S-1/A | S-1/A (amendment) | RICHARDSON ELECTRONICS LTD/DE | 0001047469-04-016032 ↗ |
| 2004-05-17 | S-1/A | S-1/A (amendment) | RICHARDSON ELECTRONICS LTD/DE | 0001047469-04-017475 ↗ |
| 2004-06-14 | S-1/A | S-1/A (amendment) | RICHARDSON ELECTRONICS LTD/DE | 0001047469-04-020195 ↗ |
| 2004-06-30 | S-1/A | S-1/A (amendment) | RICHARDSON ELECTRONICS LTD/DE | 0001047469-04-022151 ↗ |
| 2004-07-01 | S-1/A | S-1/A (amendment) | RICHARDSON ELECTRONICS LTD/DE | 0001047469-04-022371 ↗ |
| 2004-07-06 | 424B4 | 424B4 (final prospectus) | RICHARDSON ELECTRONICS LTD/DE | 0001047469-04-022537 ↗ |
| 2004-09-28 | RW | RW (withdrawal request) | RICHARDSON ELECTRONICS LTD/DE | 0000355948-04-000035 ↗ |
| 2005-05-26 | S-1 | S-1 (registration) | RICHARDSON ELECTRONICS LTD/DE | 0001193125-05-115009 ↗ |
| 2005-09-15 | S-1/A | S-1/A (amendment) | RICHARDSON ELECTRONICS LTD/DE | 0001193125-05-186226 ↗ |
| 2005-12-02 | S-1/A | S-1/A (amendment) | RICHARDSON ELECTRONICS LTD/DE | 0001193125-05-235951 ↗ |
| 2005-12-08 | S-1 | S-1 (registration) | RICHARDSON ELECTRONICS LTD/DE | 0001193125-05-239272 ↗ |
| 2006-02-07 | S-1/A | S-1/A (amendment) | RICHARDSON ELECTRONICS LTD/DE | 0001193125-06-022295 ↗ |
| 2006-09-19 | S-1/A | S-1/A (amendment) | RICHARDSON ELECTRONICS LTD/DE | 0001193125-06-193356 ↗ |
| 2006-10-20 | S-1/A | S-1/A (amendment) | RICHARDSON ELECTRONICS LTD/DE | 0001193125-06-212082 ↗ |
| 2006-10-26 | S-1/A | S-1/A (amendment) | RICHARDSON ELECTRONICS LTD/DE | 0001193125-06-216064 ↗ |
| 2006-10-27 | EFFECT | EFFECT (declared effective) | RICHARDSON ELECTRONICS LTD/DE | 9999999995-06-002072 ↗ |
| 2006-10-31 | EFFECT | EFFECT (declared effective) | RICHARDSON ELECTRONICS LTD/DE | 9999999995-06-002095 ↗ |
| 2007-02-23 | EFFECT | EFFECT (declared effective) | RICHARDSON ELECTRONICS LTD/DE | 9999999995-07-000745 ↗ |
| 2007-04-20 | EFFECT | EFFECT (declared effective) | RICHARDSON ELECTRONICS LTD/DE | 9999999995-07-001404 ↗ |
| 2007-08-30 | EFFECT | EFFECT (declared effective) | RICHARDSON ELECTRONICS LTD/DE | 9999999995-07-003465 ↗ |
| 2007-11-29 | EFFECT | EFFECT (declared effective) | RICHARDSON ELECTRONICS LTD/DE | 9999999995-07-004658 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2004-07-01 | S-1/A | registration statement | 3,000,000 | - | Nasdaq RELL | 3 | primary document; shares headline, cover names 3 | document ↗ | ||
| 2004-07-06 | 424B4 | final prospectus | $10.25 | 3,000,000 | $30,750,000 | Nasdaq RELL | 3 | primary document; price sentence, shares headline, proceeds table, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| RICHARDSON EDWARD J | Director,Officer,TenPercentOwner | Chairman & 10% Shareholder; Chairman & CEO | 55 | 2006–2026 | |
| Gilmartin David J | Officer | VP, General Counsel & Sec. | 3 | 2006 | |
| Buckland Arthur R | Director,Officer | President | 1 | 2006 | |
| JOHNSON BRUCE W | Director | 19 | 2006–2007 | ||
| Knechtel Brad R | Officer | VP of Supply Chain Management | 3 | 2006–2008 | |
| Blaney Lawrence C | Officer | VP & General Manager | 3 | 2006 | |
| DENEVE DAVID J | Officer | Senior VP & CFO | 1 | 2006 | |
| Diddell Wendy | Director,Officer; Officer | COO; EVP Corporate Development; Exec VP Corp Development; Vice President & GM SSD | 60 | 2006–2026 | |
| GRILL JOSEPH C | Officer | Executive Vice President | 2 | 2006–2007 | |
| PELOQUIN GREGORY J | Officer | EVP, EDG; EVP PMT; Exec. VP & General Manager; Exec. VP & GM, RFPD | 23 | 2006–2026 | |
| KENNEDY MURRAY J | Officer | Exec. VP & General Manager | 1 | 2006 | |
| MCNALLY KATHLEEN | Officer | EVP Global Supply Chain; Senior Vice President; Sen. VP Marketing Operations; Sr. VP Global Supply Chain; Sr. VP Marketing Ops | 43 | 2006–2026 | |
| ALLEN ARNOLD | Director | 2 | 2006–2007 | ||
| BOUYER JACQUES | Director | 3 | 2006–2008 | ||
| HODES SCOTT | Director | 13 | 2006–2014 | ||
| KETELAARS AD | Director | 8 | 2006–2012 | ||
| PETERSON JOHN | Director | 6 | 2006–2010 | ||
| PURKEY HAROLD L | Director | 10 | 2006–2012 | ||
| RUBINOVITZ SAMUEL | Director | 9 | 2006–2012 | ||
| Petrini Bart F | Officer | EVP & GM, EDG; Exec. VP & General Manager | 9 | 2006–2008 | |
| Heise Robert | Officer | Vice President and GM of DSG | 1 | 2007 | |
| Bauer Michael J | Officer | Senior VP & Chief HR Officer | 4 | 2007–2008 | |
| Fujii Daniel | Officer | Chief Financial Officer | 2 | 2007 | |
| Badger Kyle C | Officer | EVP, General Counsel & Sec.; Exec VP, Gen. Counsel & Sec.; Exec VP, General Counsel | 6 | 2007–2011 | |
| HEISE ROBERT J | Officer | Vice President | 1 | 2007 | |
| Albregts Douglas | Officer | VP & GM, Display Systems Group | 4 | 2007–2008 | |
| DVORAK KATHLEEN S | Officer | EVP & CFO; EVP, CFO & Chief Strategic; Exec VP CFO & Chief Strategy | 10 | 2007–2014 | |
| Dudek James | Officer | Controller & Chief Accounting; Corporate Controller & CAO | 15 | 2007–2016 | |
| PLANTE PAUL J | Director | 16 | 2011–2026 | ||
| Beotra Sandeep | Officer | EVP Mergers & Acquisitions | 2 | 2012 | |
| Belin Jacques | Director | 16 | 2013–2026 | ||
| Benham James | Director | 23 | 2013–2026 | ||
| Halverson Kenneth | Director | 20 | 2013–2026 | ||
| Ben Robert J | Officer | CFO, CAO, Corporate Secretary; EVP & CFO & CAO & Corp. Sec.; EVP & CFO & Corp. Secretary | 39 | 2015–2026 | |
| Fitzgerald Patrick Thomas III | Officer | EVP Healthcare | 3 | 2016–2018 | |
| Ruppert Jens Frank | Officer | EVP Canvys | 15 | 2016–2026 | |
| KLUGE ROBERT H | Director | 15 | 2017–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Richardson Electronics, Ltd. | IL | State business registries | name and state |
| Business registration | RICHARDSON ELECTRONICS, LTD. | IL | State business registries | name and state |
| Business registration | RICHARDSON ELECTRONICS, LTD. | IL | State business registries | name and state |
| Business registration | RICHARDSON ELECTRONICS, LTD. INCORPORATED | IL | State business registries | name and state |
| Business registration | RICHARDSON ELECTRONICS, LTD. INCORPORATED | IL | State business registries | name and state |
| Plan sponsor | RICHARDSON ELECTRONICS, LTD. | IL | Form 5500 (employee benefit plans) | name and state |
| Federal award recipient | RICHARDSON ELECTRONICS, LTD. | IL | Federal spending (USAspending) | name and state |
| Patent assignee | Richardson Electronics, Ltd. | IL | Patents (USPTO) | name and state |
| SEC filer | RICHARDSON ELECTRONICS, LTD. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Richardson Electronics, Ltd. | IL | Trademarks (USPTO) | name and state |
| Business registration | BARON ELECTRONIC SALES CO., INC. | State business registries | EIN (EXACT, as the state registration reports it) | |
| Business registration | JARO ELECTRONICS CORP. | State business registries | EIN (EXACT, as the state registration reports it) | |
| Form 5500 plan sponsor | RICHARDSON ELECTRONICS, LTD. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Wholesale-Electronic Parts & Equipment, NEC, IL first:
- First America Resources Corp IL
- NOGATECH INC CA
- MEMEC INC CA
- Image Metrics, Inc. CA
- American Telecom Services Inc CA
- SINOHUB, INC. F4
- Simply, Inc. FL
- Brightstar Corp. FL
- ALL AMERICAN SEMICONDUCTOR INC FL
- REPTRON ELECTRONICS INC FL
In other datasets, the same topic (Retail) in IL:
- Form D issuer: 11 Point Capital Management LLC (Form D private offerings)
Interests: Wholesale-Electronic Parts & Equipment, NEC · Retail