IPO registrations (S-1, F-1) · Registrants
MIDWEST HOLDING INC.
- SEC CIK
- 355379 · filings on EDGAR ↗
- Former names
- MIDWEST HOLDING INC (2003–2006)
- Registration
- Form S-1, first filed 2020-11-03, last 2020-12-14; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 2020-12-17; declared effective 2020-12-16
- Industry (SIC)
- Life Insurance 6311
- Incorporated in
- NE
- Business address
- 2900 SOUTH 70TH STREET, SUITE 400, Lincoln, NE 68506
- EIN
- 20-0362426
- EDGAR entity type
- operating
- Insiders and CEO pay
- MIDWEST HOLDING INC. on the corporate pages
Offering terms
- Final price
- $70.00 per share (424B4 filed 2020-12-17, an initial public offering)
- Shares sold
- 1,000,000
- Gross proceeds
- $70,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol MDWT
- Lead underwriters
- Piper Sandler (750,000 shares)
- Syndicate
- JMP Securities (250,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: MIDWEST HOLDING INC. Fuzzy (name and state)
- Business registration: MIDWEST HOLDING LLC Fuzzy (name and state)
- Form 5500 plan sponsor: AMERICAN LIFE FINANCIAL PARTNERS EXACT (EIN (EXACT))
- Form D issuer: MIDWEST HOLDING INC. EXACT (CIK (EXACT))
- SEC filer: MIDWEST HOLDING INC. EXACT (CIK (EXACT))
- Person page: David M Knott Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2020-11-03 | S-1 | S-1 (registration) | MIDWEST HOLDING INC. | 0001104659-20-121007 ↗ |
| 2020-11-19 | S-1/A | S-1/A (amendment) | MIDWEST HOLDING INC. | 0001104659-20-127037 ↗ |
| 2020-12-09 | S-1/A | S-1/A (amendment) | MIDWEST HOLDING INC. | 0001104659-20-133485 ↗ |
| 2020-12-14 | S-1/A | S-1/A (amendment) | MIDWEST HOLDING INC. | 0001104659-20-134842 ↗ |
| 2020-12-16 | EFFECT | EFFECT (declared effective) | MIDWEST HOLDING INC. | 9999999995-20-003546 ↗ |
| 2020-12-17 | 424B4 | 424B4 (final prospectus) | MIDWEST HOLDING INC. | 0001104659-20-136809 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2020-12-14 | S-1/A | registration statement | $22.50 | 1,500,000 | $33,750,000 | 0 | primary document; price line, shares headline, proceeds computed | document ↗ | ||
| 2020-12-17 | 424B4 | final prospectus | $70.00 | 1,000,000 | $70,000,000 | Nasdaq MDWT | 2 | primary document; price sentence, shares headline, proceeds table, underwriting table 2, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Ballard James M | Director | 2 | 2012–2015 | ||
| Clark Douglas R | Director; Other | 3 | 2012–2013 | ||
| Meyer Les | Director | 4 | 2012–2015 | ||
| Meyer Rick D | Director,Officer | Chairman; Chairman of the Board | 5 | 2012–2015 | |
| Meyer Travis | Director,Officer | President; Vice Chairman | 6 | 2012–2015 | |
| OLIVER MARK A | Director,Officer; Officer | CEO; Chief Executive Officer; President; Secretary/Treasurer | 10 | 2012–2021 | |
| Osborne John C | Director | 3 | 2012–2013 | ||
| Perkins John Robert | Director | 4 | 2012–2015 | ||
| Tenopir Milton G | Director | 5 | 2012–2016 | ||
| Theeler Jack | Director | 4 | 2012–2021 | ||
| Klasek Chance M. | Officer | VP, Financial Reporting | 1 | 2013 | |
| Mason Michael Theron | Officer | Vice President and Controller | 1 | 2013 | |
| Boeve Todd | Officer | Secretary; VP and Corporate Secretary; VP, COO, Corporate Secretary | 4 | 2015–2019 | |
| Conner Steve C. | Director | 1 | 2015 | ||
| Havranek Debra | Officer | VP; VP & CFO; VP, Financial Reporting | 3 | 2016–2021 | |
| Hompe John T. | Director | 7 | 2016–2023 | ||
| Morrison Scott | Director | 2 | 2016–2019 | ||
| Feder Kevin | Director | 1 | 2016 | ||
| Leung Firman | Director | 6 | 2017–2023 | ||
| Vespoint LLC | TenPercentOwner | 4 | 2018–2020 | ||
| Xenith Holdings LLC | TenPercentOwner | 2 | 2019–2020 | ||
| Goel Sachin | Director | 4 | 2019–2021 | ||
| Stapleton Dana | Director | 2 | 2019 | ||
| Hegemann Jennifer | Officer | Vice President - Finance | 1 | 2019 | |
| Minnich Michael | Director,Officer,TenPercentOwner | Co-Chief Executive Officer; Executive Chairman | 5 | 2020–2021 | |
| BRATTON DOUGLAS K | Director,TenPercentOwner | 4 | 2020–2022 | ||
| CRESTLINE ASSURANCE HOLDINGS LLC | Director,TenPercentOwner | 4 | 2020–2022 | ||
| Crestline Investors, Inc. | Director,TenPercentOwner | 4 | 2020–2022 | ||
| Crestline Management, LP | Director,TenPercentOwner | 4 | 2020–2022 | ||
| Salem Anthony Michael | Director,Officer; Director,Officer,TenPercentOwner | Chief Executive Officer; Co-Chief Executive Officer | 3 | 2020 | |
| Oss Steven | Officer | Chief Accounting Officer | 1 | 2020 | |
| Del Monaco Eric J. | Officer | Chief Risk Officer | 3 | 2020 | |
| Minnich Michael W. | Director,Officer,TenPercentOwner | Co-Chief Executive Officer; President; See Remarks | 4 | 2020–2023 | |
| Mace Stephen Alan | Officer | General Counsel | 1 | 2021 | |
| Nicholas Georgette C. | Director,Officer; Officer | Chief Executive Officer; President & CFO | 4 | 2021–2023 | |
| Callahan Nancy Lyons | Director | 4 | 2021–2023 | ||
| Davis Diane C. | Director | 4 | 2021–2023 | ||
| Berg Eric N. | Officer | Chief Financial Officer | 1 | 2022 | |
| Rozov Yadin | Director | 4 | 2022–2023 | ||
| Sheehan Kevin Martin | Director | 4 | 2022–2023 | ||
| MALONEY DANIEL SCOTT | Officer | EVP-Accounting & Finance (PAO); See Remarks | 2 | 2022–2023 | |
| Elliffe Eoin | Officer | Chief Risk Officer | 3 | 2022–2023 | |
| Knott David M Jr | TenPercentOwner | 6 | 2022–2023 | person page Fuzzy | |
| KNOTT PARTNERS LP | TenPercentOwner | 5 | 2022 | ||
| Bumbolow Thomas | Officer | See Remarks | 2 | 2023 | |
| Sperber Elliot | Officer | See Remarks | 2 | 2023 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2020-05-07 | MIDWEST HOLDING INC. | Insurance | $10,000,000 | $10,000,000 | 1 | 1 |
| 2020-05-07 | MIDWEST HOLDING INC. | Insurance | $5,177,000 | $5,177,000 | 37 | 1 |
| 2014-06-04 | MIDWEST HOLDING INC. | Insurance | $6,000,000 | $388,000 | 5 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | MIDWEST HOLDING INC. | NE | State business registries | name and state |
| Business registration | MIDWEST HOLDING LLC | NE | State business registries | name and state |
| Form D issuer | MIDWEST HOLDING INC. | NE | Form D private offerings | CIK (EXACT) |
| SEC filer | MIDWEST HOLDING INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | AMERICAN LIFE FINANCIAL PARTNERS | EIN (EXACT) | ||
| Person page | David M Knott Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.