IPO registrations (S-1, F-1) · Registrants
OPTICARE HEALTH SYSTEMS INC
- SEC CIK
- 311046 · filings on EDGAR ↗
- Former names
- SARATOGA RESOURCES INC (1996–1999)
- Registration
- Form S-1, first filed 1999-12-17, last 2000-01-19; 1 initial registration, 1 amendment
- Outcome
- Final prospectus filed 2000-01-20; withdrawal requested 2000-08-07
- Industry (SIC)
- Services-Specialty Outpatient Facilities, NEC 8093
- Incorporated in
- DE
- Business address
- 87 GRANDVIEW AVE, Waterbury, CT 06708
- EIN
- 76-0453392
- EDGAR entity type
- operating
- Insiders and CEO pay
- OPTICARE HEALTH SYSTEMS INC on the corporate pages
Offering terms
- Final price
- $3.50 per share (424B1 filed 2000-01-20)
- Shares sold
- 4,000,000
- Gross proceeds
- $14,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE American under the symbol OPT
- Lead underwriters
- Public Opticare
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: OPTICARE HEALTH SYSTEMS, INC. Fuzzy (name and state)
- Business registration: OPTICARE HEALTH SYSTEMS, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: OPTICARE HEALTH SYSTEMS, INC. EXACT (EIN (EXACT))
- SEC filer: OPTICARE HEALTH SYSTEMS INC EXACT (CIK (EXACT))
- Person page: Richard L Huber Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 4
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-12-17 | S-1 | S-1 (registration) | OPTICARE HEALTH SYSTEMS INC | 0000950136-99-001584 ↗ |
| 2000-01-19 | S-1/A | S-1/A (amendment) | OPTICARE HEALTH SYSTEMS INC | 0000950136-00-000032 ↗ |
| 2000-01-20 | 424B1 | 424B1 (final prospectus) | OPTICARE HEALTH SYSTEMS INC | 0000950136-00-000040 ↗ |
| 2000-08-07 | RW | RW (withdrawal request) | OPTICARE HEALTH SYSTEMS INC | 0000950136-00-001018 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2000-01-19 | S-1/A | registration statement | $3.50 | 4,000,000 | $14,000,000 | NYSE American OPT | 2 | from the submission text; price sentence, shares sentence, proceeds computed, cover names 2 | document ↗ | |
| 2000-01-20 | 424B1 | final prospectus | $3.50 | 4,000,000 | $14,000,000 | NYSE American OPT | 1 | from the submission text; price sentence, shares sentence, proceeds computed, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Gaio David | Officer | President, Consumer Vision Div | 1 | 2006 | |
| HARROLD JASON M | Officer | President, Managed Vision Div. | 1 | 2006 | |
| HUBER RICHARD L | Director | 1 | 2006 | person page Fuzzy | |
| JOHNSON CLARK A | Director | 1 | 2006 | ||
| MESKIN MELVIN | Director | 1 | 2006 | ||
| Miceli Vincent S | Officer | Corp. Controller & Chf Acc Off | 1 | 2006 | |
| NEWMAN MARK S | Director | 1 | 2006 | ||
| YIMOYINES DEAN J | Director,Officer | Chrmn of the Bd & Chf Ex Off | 1 | 2006 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | OPTICARE HEALTH SYSTEMS, INC. | CT | State business registries | name and state |
| Business registration | OPTICARE HEALTH SYSTEMS, INC. | CT | State business registries | name and state |
| Nonprofit | NATIONAL OPHTHALMOLOGY COUNCIL INC | CT | Nonprofits (IRS Form 990) | same street address and ZIP code, 87 GRANDVIEW AVE 06708 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | OPTICARE HEALTH SYSTEMS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | OPTICARE HEALTH SYSTEMS, INC. | CT | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | OPTICARE HEALTH SYSTEMS, INC. | EIN (EXACT) | ||
| Person page | Richard L Huber | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Specialty Outpatient Facilities, NEC, CT first:
- TALBERT MEDICAL MANAGEMENT HOLDINGS CORP CA
- BioCorRx Inc. CA
- MIRACOR DIAGNOSTICS INC CA
- SALICK HEALTH CARE INC CA
- GERIMED OF AMERICA INC CO
- INTERNATIONAL MAGNETIC IMAGING INC FL
- BMJ MEDICAL MANAGEMENT INC FL
- RENEX CORP FL
- PHYSICIAN HEALTH CORP GA
- ALLEGIANCE CORP IL
In other datasets, the same topic (Health) in CT:
- Nonprofit: AIDS BUDDY NETWORK (Nonprofits (IRS Form 990))
Interests: Services-Specialty Outpatient Facilities, NEC · Health