IPO registrations (S-1, F-1) · Registrants
Gouverneur Bancorp, Inc./MD/
- SEC CIK
- 1978811 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2023-06-09, last 2023-08-04; 1 initial registration, 2 amendments
- Outcome
- Declared effective 2023-08-14
- Industry (SIC)
- Savings Institutions, Not Federally Chartered 6036
- Incorporated in
- MD
- Business address
- 42 CHURCH STREET, Gouverneur, NY 13642
- Ticker
- GOVB (OTC)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Gouverneur Bancorp, Inc./MD/ on the corporate pages
Offering terms
- Shares offered
- 722,500
- Listing
- OTC under the symbol GOVB
- Lead underwriters
- KBW
- Syndicate
- Stifel
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: Gouverneur Bancorp, Inc./MD/ EXACT (CIK (EXACT))
- Person page: Henry J Leader Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2023-06-09 | S-1 | S-1 (registration) | Gouverneur Bancorp, Inc./MD/ | 0001104659-23-069889 ↗ |
| 2023-07-24 | S-1/A | S-1/A (amendment) | Gouverneur Bancorp, Inc./MD/ | 0001104659-23-083465 ↗ |
| 2023-08-04 | S-1/A | S-1/A (amendment) | Gouverneur Bancorp, Inc./MD/ | 0001104659-23-087886 ↗ |
| 2023-08-14 | EFFECT | EFFECT (declared effective) | Gouverneur Bancorp, Inc./MD/ | 9999999995-23-002374 ↗ |
| 2023-12-04 | EFFECT | EFFECT (declared effective) | Gouverneur Bancorp, Inc./MD/ | 9999999995-23-003523 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2023-08-04 | S-1/A | registration statement | $10.00 | 722,500 | $7,225,000 | OTC GOVB | 2 | primary document; price line, shares headline, proceeds computed, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Adams Kimberly Ann | Officer | VP and CFO | 2 | 2023 | |
| Cummings Clara Pistolesi | Director | 3 | 2023–2025 | ||
| Hall Sadie May | Officer | VP & Compliance Officer; VP, COO & Compliance Officer | 3 | 2023–2025 | |
| James Victor Alan | Officer | VP & COO | 1 | 2023 | |
| Leader Henry J | Director | 4 | 2023–2026 | person page Fuzzy | |
| Mason John Neil | Director | 4 | 2023–2026 | ||
| McClure David Claren | Director | 4 | 2023–2026 | ||
| MONROE TIMOTHY J | Director | 3 | 2023–2025 | ||
| Rapholz Amy Marie | Director | 4 | 2023–2026 | ||
| Robbins Taylor James | Officer | Executive Vice President | 2 | 2023 | |
| Soper Chad Brian | Director | 4 | 2023–2026 | ||
| VAN VLEET CHARLES C JR | Director,Officer | President & CEO | 2 | 2023 | |
| Barlow Robert Warren | Officer | President & CEO | 1 | 2024 | |
| Campanaro James Donald | Officer | Chief Financial Officer | 4 | 2024–2025 | |
| Exploration Capital, LLC | TenPercentOwner | 1 | 2025 | ||
| Pelkey Duane Milton | Director | 7 | 2025–2026 | ||
| Jefferies Stephen Michael | Director,Officer | President & CEO | 2 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| IPO registrant | GOUVERNEUR BANCORP INC | NY | IPO registrations (S-1, F-1) | same street address and ZIP code, 42 CHURCH ST 13642 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | Gouverneur Bancorp, Inc./MD/ | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Henry J Leader | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Savings Institutions, Not Federally Chartered, NY first:
- ROSLYN BANCORP INC NY
- GSB FINANCIAL CORP NY
- WARWICK COMMUNITY BANCORP INC NY
- RICHMOND COUNTY FINANCIAL CORP NY
- HUDSON RIVER BANCORP INC NY
- ONEIDA FINANCIAL CORP NY
- COHOES BANCORP INC NY
- BRIDGE STREET FINANCIAL INC NY
- PCSB Financial Corp NY
- Rhinebeck Bancorp, Inc. NY
In other datasets, the same topic (Finance) in NY:
- Lobbying client: 3B1 PARTNERS (Federal lobbying (LDA))
Interests: Savings Institutions, Not Federally Chartered · Finance