IPO registrations (S-1, F-1) · Registrants
Neuraxis, INC
- SEC CIK
- 1933567 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2023-01-10, last 2023-07-28; 1 initial registration, 8 amendments
- Outcome
- Final prospectus filed 2023-08-11; declared effective 2023-08-08
- Industry (SIC)
- Electromedical & Electrotherapeutic Apparatus 3845
- Incorporated in
- DE
- Business address
- 11611 N. MERIDIAN ST, SUITE 330, Carmel, IN 46032
- EIN
- 45-5079684
- Ticker
- NRXS (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Neuraxis, INC on the corporate pages
Offering terms
- Final price
- $6.00 per share (424B4 filed 2023-08-11, an initial public offering)
- Shares sold
- 1,098,667 (all by selling holders)
- Gross proceeds
- $6,592,002 before underwriting discounts and any over-allotment option
- Listing
- NYSE American under the symbol NRXS
- Lead underwriters
- Alexander Capital
- Syndicate
- Balance Sheet March 31 (2,023); Accounts receivable, net (363,485)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: NEURAXIS,INC EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: NeurAxis, Inc. Fuzzy (name and state)
- Business registration: NEURAXIS, INC Fuzzy (name and state)
- Business registration: NEURAXIS, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: NEURAXIS, INC. EXACT (EIN (EXACT))
- Federal award recipient: NEURAXIS, INC Fuzzy (name and state)
- SEC filer: Neuraxis, INC EXACT (CIK (EXACT))
Filings 12
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2023-01-10 | S-1 | S-1 (registration) | Neuraxis, INC | 0001493152-23-001110 ↗ |
| 2023-01-26 | S-1/A | S-1/A (amendment) | Neuraxis, INC | 0001493152-23-002577 ↗ |
| 2023-02-06 | S-1/A | S-1/A (amendment) | Neuraxis, INC | 0001493152-23-003681 ↗ |
| 2023-02-13 | S-1/A | S-1/A (amendment) | Neuraxis, INC | 0001493152-23-004377 ↗ |
| 2023-02-13 | S-1/A | S-1/A (amendment) | Neuraxis, INC | 0001493152-23-004534 ↗ |
| 2023-06-01 | S-1/A | S-1/A (amendment) | Neuraxis, INC | 0001493152-23-019787 ↗ |
| 2023-06-29 | S-1/A | S-1/A (amendment) | Neuraxis, INC | 0001493152-23-022884 ↗ |
| 2023-07-21 | S-1/A | S-1/A (amendment) | Neuraxis, INC | 0001493152-23-025136 ↗ |
| 2023-07-28 | S-1/A | S-1/A (amendment) | Neuraxis, INC | 0001493152-23-025900 ↗ |
| 2023-08-08 | EFFECT | EFFECT (declared effective) | Neuraxis, INC | 9999999995-23-002302 ↗ |
| 2023-08-11 | 424B4 | 424B4 (final prospectus) | Neuraxis, INC | 0001493152-23-027743 ↗ |
| 2025-02-11 | EFFECT | EFFECT (declared effective) | Neuraxis, INC | 9999999995-25-000390 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2023-07-28 | S-1/A | registration statement | $6.00 | 1,166,667 | $7,000,002 | NYSE American NRXS | 1 | primary document; price sentence, shares headline, proceeds computed, cover names 1 | document ↗ | |
| 2023-08-11 | 424B4 | final prospectus | $6.00 | 1,098,667 | $6,592,002 | NYSE American NRXS | 3 | primary document; price sentence, shares headline, proceeds computed, underwriting table 2, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Carrico Brian Allen | Director,Officer | CEO, DIRECTOR; Chief Executive Officer | 6 | 2023–2026 | |
| Carrico Thomas Joeseph | Officer | CHIEF REGULATORY OFFICER; CRO, CCO, CPO | 6 | 2023–2026 | |
| Henrichs Timothy Robert | Director; Officer | Chief Financial Officer | 5 | 2023–2026 | |
| Keyser Jane Elizabeth | Director | 5 | 2023–2026 | ||
| MASIMO CORP | TenPercentOwner | 4 | 2023–2025 | ||
| SEALE JOHN G | Officer | CHIEF FINANCIAL OFFICER | 1 | 2023 | |
| Watkins Bradley Mitchell | Director | 5 | 2023–2026 | ||
| Brown Christopher Robin | Director,Officer | DIRECTOR OF INNOVATION | 1 | 2023 | |
| Clarence Daniel Jerome | Officer | CHIEF OPERATING OFFICER | 1 | 2023 | |
| Peterson Gary Merril | Officer | DIR.OF DESIGN & ENGINEERING | 1 | 2023 | |
| Miranda Adrian | Officer | Chief Medical Officer, SVP; CMO, SVP Science & Tech | 5 | 2023–2026 | |
| Hannasch Brian | TenPercentOwner | 7 | 2023–2026 | ||
| Ferge Kristin A | Director | 5 | 2024–2026 | ||
| Aharon Gil | Director | 5 | 2024–2026 | ||
| Blanchard Craig Thomas | Officer | Chief Commercial Officer | 1 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | NeurAxis, Inc. | IN | State business registries | name and state |
| Business registration | NEURAXIS, INC | IN | State business registries | name and state |
| Business registration | NEURAXIS, INC. | IN | State business registries | name and state |
| Business registration | NEURAXIS,INC | IN | State business registries | name and state |
| Contractor | UNITED HEALTH ACTUARIAL SERVICES INC | IN | Nonprofit contractors (Form 990) | same street address and ZIP code, 11611 N MERIDIAN ST STE 330 46032 (FUZZY: a shared address, not proof of a shared organization) |
| Plan sponsor | NEURAXIS, INC. | IN | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Federal award recipient | NEURAXIS, INC | IN | Federal spending (USAspending) | name and state |
| Paying company | NeurAxis, Inc. | IN | Open Payments (drug and device company payments) | name and state |
| Patent assignee | Neuraxis, Inc. | IN | Patents (USPTO) | name and state |
| SEC filer | Neuraxis, INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | NEURAXIS, INC. | IN | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | NEURAXIS, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.