IPO registrations (S-1, F-1) · Registrants
Duckhorn Portfolio, Inc.
- SEC CIK
- 1835256 · filings on EDGAR ↗
- Former names
- Mallard Intermediate, Inc. (2020–2021)
- Registration
- Form S-1, first filed 2021-02-23, last 2021-10-12; 2 initial registrations, 2 amendments
- Outcome
- Final prospectus filed 2021-03-19; declared effective 2021-03-17
- Industry (SIC)
- Beverages 2080
- Incorporated in
- DE
- Business address
- 1201 DOWDELL LANE, Saint Helena, CA 94574
- EDGAR entity type
- operating
- Insiders and CEO pay
- Duckhorn Portfolio, Inc. on the corporate pages
Offering terms
- Proposed price range
- $14.00–$16.00 per share (S-1/A filed 2021-03-10)
- Final price
- $15.00 per share, within the range (424B4 filed 2021-03-19, an initial public offering)
- Shares sold
- 20,000,000 (13,333,333 by the company, 6,666,667 by selling holders)
- Gross proceeds
- $300,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol NAPA
- Lead underwriters
- J.P. Morgan; Credit Suisse; Jefferies
- Syndicate
- Barclays; BofA Securities; Citigroup; Evercore; RBC Capital Markets; Academy Securities; Ramirez & Co.; Siebert Williams Shank
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: Duckhorn Portfolio, Inc. EXACT (CIK (EXACT))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2021-02-23 | S-1 | S-1 (registration) | Duckhorn Portfolio, Inc. | 0001193125-21-052538 ↗ |
| 2021-03-03 | S-1/A | S-1/A (amendment) | Duckhorn Portfolio, Inc. | 0001193125-21-067554 ↗ |
| 2021-03-10 | S-1/A | S-1/A (amendment) | Duckhorn Portfolio, Inc. | 0001193125-21-075461 ↗ |
| 2021-03-17 | EFFECT | EFFECT (declared effective) | Duckhorn Portfolio, Inc. | 9999999995-21-000978 ↗ |
| 2021-03-19 | 424B4 | 424B4 (final prospectus) | Duckhorn Portfolio, Inc. | 0001193125-21-087674 ↗ |
| 2021-10-12 | S-1 | S-1 (registration) | Duckhorn Portfolio, Inc. | 0001193125-21-296877 ↗ |
| 2021-10-14 | EFFECT | EFFECT (declared effective) | Duckhorn Portfolio, Inc. | 9999999995-21-003893 ↗ |
| 2021-10-15 | 424B4 | 424B4 (final prospectus) | Duckhorn Portfolio, Inc. | 0001193125-21-300063 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2021-03-10 | S-1/A | registration statement | $14.00–$16.00 | 20,000,000 | - | NYSE NAPA | 11 | primary document; range, shares headline, cover names 11 | document ↗ | |
| 2021-03-19 | 424B4 | final prospectus | $15.00 | 20,000,000 | $300,000,000 | NYSE NAPA | 11 | primary document; price sentence, shares headline, proceeds table, cover names 11 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Beaudoin Lori | Officer | Chief Financial Officer; See Remarks | 11 | 2021–2023 | |
| Costello Daniel | Director | 1 | 2021 | ||
| COX MELANIE | Director | 4 | 2021–2024 | ||
| Esserman Charles | Director | 3 | 2021–2024 | ||
| Mahlan Deirdre | Director; Director,Officer | See Remarks | 10 | 2021–2024 | |
| Mallard Holdco, LLC | TenPercentOwner | 8 | 2021–2024 | ||
| O'Hara James L. | Director | 5 | 2021–2024 | ||
| Przybylinski Pete | Officer | Chief Sales Officer; See Remarks | 20 | 2021–2024 | |
| Rasmuson Zach | Officer | Chief Operating Officer; See Remarks | 28 | 2021–2024 | |
| Reber Carol | Officer | See Remarks | 7 | 2021–2022 | |
| Ryan Alex | Director,Officer | See Remarks | 15 | 2021–2023 | |
| Sullivan Sean B.A. | Officer | See Remarks | 24 | 2021–2024 | |
| Gloeckler Michelle J. | Director | 6 | 2021–2024 | ||
| Lares Adriel G | Director | 5 | 2021–2024 | ||
| Bartscherer Gayle | Officer | See Remarks | 6 | 2022–2023 | |
| Fall Jung Jennifer | Officer | See Remarks | 7 | 2023–2024 | |
| BROWN FORMAN CORP | TenPercentOwner | 1 | 2024 | ||
| Farrer Marshall | Director | 1 | 2024 | ||
| Nall Timothy M | Director | 1 | 2024 | ||
| Burwick David A | Director | 3 | 2024 | ||
| BECK DUSTIN | Other; TenPercentOwner | 2 | 2024 | ||
| BUTTERFLY UGP II, LLC | Other; TenPercentOwner | 2 | 2024 | ||
| MARLEE BUYER, INC. | Other; TenPercentOwner | 2 | 2024 | ||
| WAGLAY ADAM | Other; TenPercentOwner | 2 | 2024 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | Duckhorn Portfolio, Inc. | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Beverages, CA first:
- BERINGER WINE ESTATES HOLDINGS INC CA
- KORE NUTRITION, INC. CA
- Montalvo Spirits, Inc. CA
- KonaRed Corp CA
- Truett-Hurst, Inc. CA
- Vintage Wine Estates, Inc. CA
- AMASS BRANDS CA
- SOS Hydration Inc. CA
- SUJA LIFE, INC. CA
- Little West Holdings Inc. CA
In other datasets, the same topic (Food and agriculture) in CA:
- Nonprofit: 3 SQUARE MEALS (Nonprofits (IRS Form 990))
Interests: Beverages · Food and agriculture