IPO registrations (S-1, F-1) · Registrants
Palladyne AI Corp.
- SEC CIK
- 1826681 · filings on EDGAR ↗
- Former names
- Sarcos Technology & Robotics Corp (2021–2024); Sarcos Technology & Robotics Corporation. (2021–2021); Rotor Acquisition Corp. (2020–2021)
- Registration
- Form S-1, first filed 2020-12-18, last 2024-11-20; 4 initial registrations, 2 amendments
- Outcome
- Final prospectus filed 2021-01-19; declared effective 2021-01-14
- Industry (SIC)
- Services-Prepackaged Software 7372
- Incorporated in
- DE
- Business address
- 650 SOUTH 500 WEST, Salt Lake City, UT 84101
- Ticker
- PDYN (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Palladyne AI Corp. on the corporate pages
Offering terms
- Final price
- $10.00 per share (424B4 filed 2021-01-19, an initial public offering)
- Shares sold
- 24,000,000
- Gross proceeds
- $240,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol ROT
- Lead underwriters
- Credit Suisse
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form D issuer: Palladyne AI Corp. EXACT (CIK (EXACT))
- Lobbying client: PALLADYNE AI Fuzzy (name and state)
- SEC filer: Palladyne AI Corp. EXACT (CIK (EXACT))
- Person page: Brian D Finn Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Kim S Fennebresque Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Laura J Peterson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: Stefan M Selig Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 18
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2020-12-18 | S-1 | S-1 (registration) | Rotor Acquisition Corp. | 0001213900-20-043581 ↗ |
| 2020-12-30 | S-1/A | S-1/A (amendment) | Rotor Acquisition Corp. | 0001213900-20-045501 ↗ |
| 2021-01-07 | S-1/A | S-1/A (amendment) | Rotor Acquisition Corp. | 0001213900-21-000953 ↗ |
| 2021-01-14 | S-1MEF | S-1MEF (added securities) | Rotor Acquisition Corp. | 0001213900-21-002302 ↗ |
| 2021-01-14 | EFFECT | EFFECT (declared effective) | Rotor Acquisition Corp. | 9999999995-21-000149 ↗ |
| 2021-01-19 | 424B4 | 424B4 (final prospectus) | Rotor Acquisition Corp. | 0001213900-21-002688 ↗ |
| 2021-10-15 | S-1 | S-1 (registration) | Sarcos Technology & Robotics Corp | 0000950123-21-013204 ↗ |
| 2021-10-21 | EFFECT | EFFECT (declared effective) | Sarcos Technology & Robotics Corp | 9999999995-21-003994 ↗ |
| 2022-04-05 | EFFECT | EFFECT (declared effective) | Sarcos Technology & Robotics Corp | 9999999995-22-000822 ↗ |
| 2022-05-13 | S-1 | S-1 (registration) | Sarcos Technology & Robotics Corp | 0001564590-22-020145 ↗ |
| 2022-05-23 | EFFECT | EFFECT (declared effective) | Sarcos Technology & Robotics Corp | 9999999995-22-001570 ↗ |
| 2022-11-21 | EFFECT | EFFECT (declared effective) | Sarcos Technology & Robotics Corp | 9999999995-22-003356 ↗ |
| 2022-11-21 | EFFECT | EFFECT (declared effective) | Sarcos Technology & Robotics Corp | 9999999995-22-003358 ↗ |
| 2022-11-23 | EFFECT | EFFECT (declared effective) | Sarcos Technology & Robotics Corp | 9999999995-22-003390 ↗ |
| 2024-11-20 | S-1 | S-1 (registration) | Palladyne AI Corp. | 0000950170-24-129268 ↗ |
| 2024-12-20 | EFFECT | EFFECT (declared effective) | Palladyne AI Corp. | 9999999995-24-003886 ↗ |
| 2025-08-15 | EFFECT | EFFECT (declared effective) | Palladyne AI Corp. | 9999999995-25-002640 ↗ |
| 2026-01-21 | EFFECT | EFFECT (declared effective) | Palladyne AI Corp. | 9999999995-26-000236 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2021-01-07 | S-1/A | registration statement | $10.00 | 20,000,000 | $200,000,000 | NYSE ROT | 1 | primary document; price sentence, shares headline, proceeds table, cover names 1 | document ↗ | |
| 2021-01-19 | 424B4 | final prospectus | $10.00 | 24,000,000 | $240,000,000 | NYSE ROT | 1 | primary document; price sentence, shares headline, proceeds table, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BERKMAN DAVID J | Director | 1 | 2021 | ||
| Fennebresque Kim S | Director | 1 | 2021 | person page Fuzzy | |
| FINN BRIAN D | Director; Director,Officer,TenPercentOwner; Director,TenPercentOwner | Chief Executive Officer | 24 | 2021–2026 | person page Fuzzy |
| HOWARD JOHN DAVID | Director | 1 | 2021 | ||
| Potter Sam S | Officer | VP of Corporate Development | 1 | 2021 | |
| Rotor Sponsor LLC | TenPercentOwner | 4 | 2021–2022 | ||
| Salerno Amy Huntington | Officer | Chief Financial Officer | 1 | 2021 | |
| SELIG STEFAN M | Director | 1 | 2021 | person page Fuzzy | |
| Balasubramaniam Priya | Director | 4 | 2021–2023 | ||
| Hansen Steven Q. | Officer | Chief Financial Officer | 11 | 2021–2022 | |
| Joh Marian | Officer | Chief Operating Officer | 1 | 2021 | |
| Klein Peter S | Director | 4 | 2021–2023 | ||
| Martindale Kristi | Officer | Chief Commercial Officer; Chief Marketing Officer; EVP, Ch. Product & Market Off | 29 | 2021–2025 | |
| Muta Matthew Shigenobu | Director | 6 | 2021–2025 | ||
| Olivier Marc | TenPercentOwner | 3 | 2021–2022 | ||
| Olson Eric T | Director | 7 | 2021–2026 | ||
| Peterson Laura J. | Director; Director,Officer | EXECUTIVE VICE CHAIR; Interim President and CEO | 5 | 2021–2024 | person page Fuzzy |
| Smith Fraser | Officer,TenPercentOwner | Chief Innovation Officer | 3 | 2021–2022 | |
| WEIBLING DENNIS M | Director | 27 | 2021–2026 | ||
| Wolff Benjamin G | Director; Director,Officer; Director,Officer,TenPercentOwner | Executive Chairman; President & CEO; PRESIDENT & CEO | 38 | 2021–2026 | |
| Allgood Kiva A. | Director,Officer | President & CEO | 7 | 2021–2023 | |
| GARAGIC DENIS | Officer | Chief Technology Officer; CHIEF TECHNOLOGY OFFICER | 30 | 2022–2026 | |
| PEDERSEN JORGEN | Officer | Chief Operating Officer | 4 | 2022–2023 | |
| Hamer Andrew | Officer | Chief Financial Officer; CHIEF FINANCIAL OFFICER | 8 | 2022–2024 | |
| SONNE STEPHEN | Officer | Chief Legal Officer; CHIEF LEGAL OFFICER | 22 | 2023–2026 | |
| VOGT MATTHEW | Officer | Chief Revenue Officer; CHIEF REVENUE OFFICER | 11 | 2023–2025 | |
| THATCHER TREVOR | Officer | Chief Financial Officer; CHIEF FINANCIAL OFFICER | 19 | 2024–2026 | |
| Young Michael T. | Director | 6 | 2025–2026 | ||
| Twitty Stephen | Director | 3 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2024-11-14 | Palladyne AI Corp. | Other Technology | $6,946,236 | $6,946,236 | 4 | 1 |
| 2022-05-10 | Sarcos Technology & Robotics Corp | Other Technology | $53,863,446 | $53,863,446 | 26 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Investment adviser | COTTONWOOD WEALTH STRATEGIES, LLC | UT | Investment advisers (Form ADV) | same street address and ZIP code, 650 S 500 W 84101 (FUZZY: a shared address, not proof of a shared organization) |
| Form D issuer | Palladyne AI Corp. | UT | Form D private offerings | CIK (EXACT) |
| Lobbying client | PALLADYNE AI | UT | Federal lobbying (LDA) | name and state |
| SEC filer | Palladyne AI Corp. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Palladyne AI Corp. | UT | Trademarks (USPTO) | name and state |
| Person page | Brian D Finn | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Kim S Fennebresque | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Laura J Peterson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) | |
| Person page | Stefan M Selig | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Prepackaged Software, UT first:
- inContact, Inc. UT
- SCO GROUP INC UT
- TOMAX CORP UT
- ARADYME CORP UT
- ALTIRIS INC UT
- INSTRUCTURE INC UT
- Omniture, Inc. UT
- Huckleberry.ai, Inc. UT
- Weave Communications, Inc. UT
- Qualtrics International Inc. UT
In other datasets, the same topic (Technology) in UT:
- Form D issuer: 3DplusMe, Inc. (Form D private offerings)
- Lobbying client: 1-800 CONTACTS (Federal lobbying (LDA))
Interests: Services-Prepackaged Software · Technology