IPO registrations (S-1, F-1) · Registrants
AEye, Inc.
- SEC CIK
- 1818644 · filings on EDGAR ↗
- Former names
- CF Finance Acquisition Corp. III (2020–2021)
- Registration
- Form S-1, first filed 2020-10-07, last 2025-02-25; 5 initial registrations, 7 amendments
- Outcome
- Final prospectus filed 2020-11-13; declared effective 2020-11-12
- Industry (SIC)
- Motor Vehicle Parts & Accessories 3714
- Incorporated in
- DE
- Business address
- 4670 WILLOW ROAD, SUITE 125, Pleasanton, CA 94588
- EIN
- 37-1827430
- Ticker
- LIDR (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- AEye, Inc. on the corporate pages
Offering terms
- Final price
- $10.00 per share (424B4 filed 2020-11-13, an initial public offering)
- Shares sold
- 20,000,000
- Gross proceeds
- $200,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol CFAC
- Lead underwriters
- Cantor Fitzgerald
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: AEYE, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: AEye, Inc. Fuzzy (name and state)
- Business registration: AEYE, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: AEYE, INC. EXACT (EIN (EXACT))
- Federal award recipient: AEYE, INC. Fuzzy (name and state)
- Form D issuer: AEye, Inc. EXACT (CIK (EXACT))
- Lobbying client: AEYE INC Fuzzy (name and state)
- SEC filer: AEye, Inc. EXACT (CIK (EXACT))
Filings 27
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2020-10-07 | S-1 | S-1 (registration) | CF Finance Acquisition Corp. III | 0001213900-20-030494 ↗ |
| 2020-10-21 | S-1/A | S-1/A (amendment) | CF Finance Acquisition Corp. III | 0001213900-20-032611 ↗ |
| 2020-11-09 | S-1/A | S-1/A (amendment) | CF Finance Acquisition Corp. III | 0001213900-20-035903 ↗ |
| 2020-11-10 | S-1/A | S-1/A (amendment) | CF Finance Acquisition Corp. III | 0001213900-20-036159 ↗ |
| 2020-11-12 | EFFECT | EFFECT (declared effective) | CF Finance Acquisition Corp. III | 9999999995-20-003150 ↗ |
| 2020-11-13 | 424B4 | 424B4 (final prospectus) | CF Finance Acquisition Corp. III | 0001213900-20-036804 ↗ |
| 2021-07-21 | EFFECT | EFFECT (declared effective) | CF Finance Acquisition Corp. III | 9999999995-21-002854 ↗ |
| 2021-09-15 | S-1 | S-1 (registration) | CF Finance Acquisition Corp. III | 0001193125-21-274049 ↗ |
| 2021-09-23 | S-1/A | S-1/A (amendment) | AEye, Inc. | 0001193125-21-280715 ↗ |
| 2021-09-27 | EFFECT | EFFECT (declared effective) | AEye, Inc. | 9999999995-21-003670 ↗ |
| 2022-05-06 | S-1 | S-1 (registration) | AEye, Inc. | 0001193125-22-142543 ↗ |
| 2022-05-10 | EFFECT | EFFECT (declared effective) | AEye, Inc. | 9999999995-22-001388 ↗ |
| 2022-05-16 | EFFECT | EFFECT (declared effective) | AEye, Inc. | 9999999995-22-001498 ↗ |
| 2022-09-30 | EFFECT | EFFECT (declared effective) | AEye, Inc. | 9999999995-22-002867 ↗ |
| 2022-09-30 | EFFECT | EFFECT (declared effective) | AEye, Inc. | 9999999995-22-002873 ↗ |
| 2022-10-27 | EFFECT | EFFECT (declared effective) | AEye, Inc. | 9999999995-22-003153 ↗ |
| 2023-09-26 | EFFECT | EFFECT (declared effective) | AEye, Inc. | 9999999995-23-002762 ↗ |
| 2024-08-05 | S-1 | S-1 (registration) | AEye, Inc. | 0001437749-24-024559 ↗ |
| 2024-08-15 | S-1/A | S-1/A (amendment) | AEye, Inc. | 0001437749-24-026910 ↗ |
| 2024-08-21 | EFFECT | EFFECT (declared effective) | AEye, Inc. | 9999999995-24-002592 ↗ |
| 2025-01-16 | S-1 | S-1 (registration) | AEye, Inc. | 0000947871-25-000056 ↗ |
| 2025-02-25 | S-1/A | S-1/A (amendment) | AEye, Inc. | 0000947871-25-000219 ↗ |
| 2025-02-25 | S-1/A | S-1/A (amendment) | AEye, Inc. | 0000947871-25-000220 ↗ |
| 2025-03-04 | EFFECT | EFFECT (declared effective) | AEye, Inc. | 9999999995-25-000572 ↗ |
| 2025-05-13 | EFFECT | EFFECT (declared effective) | AEye, Inc. | 9999999995-25-001546 ↗ |
| 2025-08-15 | EFFECT | EFFECT (declared effective) | AEye, Inc. | 9999999995-25-002651 ↗ |
| 2026-09-15 | EFFECT | EFFECT (declared effective) | AEye, Inc. | 9999999995-26-002966 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2020-11-10 | S-1/A | registration statement | $10.00 | 20,000,000 | $200,000,000 | Nasdaq CFAC | 1 | primary document; price sentence, shares headline, proceeds table, cover names 1 | document ↗ | |
| 2020-11-13 | 424B4 | final prospectus | $10.00 | 20,000,000 | $200,000,000 | Nasdaq CFAC | 1 | primary document; price sentence, shares headline, proceeds table, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| CANTOR FITZGERALD, L. P. | Other; TenPercentOwner | 2 | 2020–2021 | ||
| CF Finance Holdings III, LLC | Director,Officer,TenPercentOwner; Other | Chief Executive Officer | 2 | 2020–2021 | |
| CF GROUP MANAGEMENT INC | Other; TenPercentOwner | 2 | 2020–2021 | ||
| Hochberg Robert | Director | 1 | 2020 | ||
| Jain Anshu | Director,Officer | President | 1 | 2020 | |
| LUTNICK HOWARD W | Other; TenPercentOwner | 2 | 2020–2021 | ||
| Pion Paul | Director,Officer | Chief Financial Officer | 1 | 2020 | |
| Sharp Robert Guy | Director | 1 | 2020 | ||
| Chan Alice | Director,Officer | Chief Financial Officer | 1 | 2021 | |
| Novak Jane | Officer | Chief Financial Officer | 1 | 2021 | |
| DiBattiste Carol | Director | 7 | 2021–2023 | ||
| Dussan Luis | Director; Director,Officer; Director,Officer,TenPercentOwner | CTO and Chief Prdct Strategist | 35 | 2021–2025 | |
| HSIEH Wen Hsuan | Director | 6 | 2021–2023 | ||
| Tewell Thomas | Officer | Chief Operating Officer | 9 | 2021–2022 | |
| Brown Robert Anthony | Officer | Treasurer & CFO; Treasurer, CFO, Chf Accntg Off | 15 | 2021–2023 | |
| GOTTSCHALK BERND | Director | 12 | 2021–2023 | ||
| LACORTE BLAIR | Director,Officer | Chief Executive Officer | 27 | 2021–2023 | |
| Dunn Timothy J | Director | 21 | 2021–2024 | ||
| HUGHES ANDREW S | Officer | Secretary and General Counsel; Secretary & General Counsel | 61 | 2021–2026 | |
| Neumann Karl-Thomas | Director | 4 | 2021 | ||
| Zeifman Sue | Director | 8 | 2022–2023 | ||
| Ramachandran Tirukkur R | Officer | Chief Operating Officer | 16 | 2023–2024 | |
| Fisch Matthew | Director,Officer | CEO; Chief Executive Officer | 19 | 2023–2026 | |
| Tierney Conor B | Officer | Treasurer & CFO | 22 | 2023–2026 | |
| Husby Jonathon B. | Director | 6 | 2023–2025 | ||
| Simon Doron | Director | 2 | 2025 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2025-01-17 | AEye, Inc. | Other | $3,240,000 | $3,240,000 | 1 | 1 |
| 2024-08-13 | AEye, Inc. | Other | $50,000,000 | $0 | 0 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | AEYE, INC. | CA | State business registries | EIN (EXACT, as the state registration reports it) |
| Form D issuer | AEye, Inc. | CA | Form D private offerings | CIK (EXACT) |
| SEC filer | AEye, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | AEye, Inc. | State business registries | name and state | |
| Business registration | AEYE, INC. | State business registries | name and state | |
| Form 5500 plan sponsor | AEYE, INC. | EIN (EXACT) | ||
| Federal award recipient | AEYE, INC. | Federal spending (USAspending) | name and state | |
| Lobbying client | AEYE INC | Federal lobbying (LDA) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.