IPO registrations (S-1, F-1) · Registrants
SmileDirectClub, Inc.
- SEC CIK
- 1775625 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2019-08-16, last 2019-09-09; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 2019-09-13; declared effective 2019-09-11
- Industry (SIC)
- Dental Equipment & Supplies 3843
- Incorporated in
- DE
- Business address
- 414 UNION STREET, Nashville, TN 37219
- EIN
- 83-4505317
- EDGAR entity type
- operating
- Insiders and CEO pay
- SmileDirectClub, Inc. on the corporate pages
Offering terms
- Proposed price range
- $19.00–$22.00 per share (S-1/A filed 2019-09-09)
- Final price
- $23.00 per share, above the range (424B4 filed 2019-09-13, an initial public offering)
- Shares sold
- 58,537,000
- Gross proceeds
- $1,346,351,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol SDC
- Lead underwriters
- J.P. Morgan; Citigroup (14,257,045 shares)
- Syndicate
- BofA Securities (3,295,888); Jefferies (3,295,888); UBS (3,295,888); Credit Suisse (1,921,541); Guggenheim Securities (1,005,309); Stifel (1,005,309); William Blair (1,005,309); Loop Capital Markets (292,685)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: SmileDirectClub, LLC Fuzzy (name and state)
- Business registration: SmileDirectClub, LLC Fuzzy (name and state)
- Business registration: SMILEDIRECTCLUB, LLC Fuzzy (name and state)
- Business registration: SMILEDIRECTCLUB, LLC Fuzzy (name and state)
- Lobbying client: SMILEDIRECTCLUB Fuzzy (name and state)
- SEC filer: SmileDirectClub, Inc. EXACT (CIK (EXACT))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2019-08-16 | S-1 | S-1 (registration) | SmileDirectClub, Inc. | 0001047469-19-004785 ↗ |
| 2019-09-03 | S-1/A | S-1/A (amendment) | SmileDirectClub, Inc. | 0001047469-19-004925 ↗ |
| 2019-09-09 | S-1/A | S-1/A (amendment) | SmileDirectClub, Inc. | 0001047469-19-005062 ↗ |
| 2019-09-11 | EFFECT | EFFECT (declared effective) | SmileDirectClub, Inc. | 9999999995-19-002065 ↗ |
| 2019-09-13 | 424B4 | 424B4 (final prospectus) | SmileDirectClub, Inc. | 0001047469-19-005230 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2019-09-09 | S-1/A | registration statement | $19.00–$22.00 | 58,537,000 | - | Nasdaq SDC | 10 | primary document; range, shares headline, cover names 10 | document ↗ | |
| 2019-09-13 | 424B4 | final prospectus | $23.00 | 58,537,000 | $1,346,351,000 | Nasdaq SDC | 10 | primary document; price table, shares headline, proceeds table, underwriting table 9, cover names 10 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Fenkell Alexander J. | Director,Officer,TenPercentOwner; Director,TenPercentOwner | Co-Founder and Director | 5 | 2019–2022 | |
| KATZMAN DAVID B | Director,Officer; Director,Officer,TenPercentOwner | CEO and Chairman | 7 | 2019–2022 | |
| Katzman Jordan M. | Director; Director,TenPercentOwner | 6 | 2019–2022 | ||
| Katzman Steven B. | Director,Officer; Director,Officer,TenPercentOwner | Chief Operating Officer; COO and Director | 10 | 2019–2023 | |
| Oswald Kay | Officer | President of International | 8 | 2019–2021 | |
| Rammelt Susan Greenspon | Director,Officer | EVP, CLO, Secretary; General Counsel, Sec. and Dir. | 11 | 2019–2023 | |
| SCHNALL RICHARD J | Director | 1 | 2019 | ||
| Wailes Kyle | Officer | Chief Financial Officer | 7 | 2019–2021 | |
| Frist William H. | Director | 4 | 2019–2021 | ||
| Hamilton Carol | Director | 5 | 2019–2022 | ||
| WALLMAN RICHARD F | Director | 13 | 2019–2023 | ||
| CD&R Investment Associates X, Ltd. | TenPercentOwner | 5 | 2019–2021 | ||
| CD&R SDC HOLDINGS, L.P. | TenPercentOwner | 5 | 2019–2021 | ||
| Crawford Troy W. | Officer | CFO; Chief Accounting Officer; Interim CFO and CAO | 7 | 2020–2023 | |
| Ward Edward W III | Director | 5 | 2021–2023 | ||
| Williams Linda Marie | Director | 3 | 2022–2023 | ||
| DIMITRIEF ALEXANDER | Director | 4 | 2022–2023 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | SmileDirectClub, LLC | TN | State business registries | name and state |
| Business registration | SmileDirectClub, LLC | TN | State business registries | name and state |
| Business registration | SMILEDIRECTCLUB, LLC | TN | State business registries | name and state |
| Business registration | SMILEDIRECTCLUB, LLC | TN | State business registries | name and state |
| Lobbying client | SMILEDIRECTCLUB | TN | Federal lobbying (LDA) | name and state |
| Patent assignee | SmileDirectClub LLC | TN | Patents (USPTO) | name and state |
| SEC filer | SmileDirectClub, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | SMILEDIRECTCLUB, LLC | TN | Trademarks (USPTO) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Dental Equipment & Supplies, TN first:
- SIRONA DENTAL SYSTEMS, INC. NY
- Standard Dental Labs Inc. FL
- Dror Ortho-Design, Inc. PA
- Sonendo, Inc. CA
- HAVAYA CORP NJ
- Item 9 Labs Corp. AZ
- Envista Holdings Corp CA
- Bruush Oral Care Inc. A1
- BIOLASE, INC CA
- STERI OSS INC CA
In other datasets, the same topic (Technology) in TN:
- Form D issuer: 1 Vision Media, LLC (Form D private offerings)
- Lobbying client: 360 PRIVACY (Federal lobbying (LDA))
Interests: Dental Equipment & Supplies · Technology