IPO registrations (S-1, F-1) · Registrants
UpHealth, Inc.
- SEC CIK
- 1770141 · filings on EDGAR ↗
- Former names
- GigCapital2, Inc. (2019–2021)
- Registration
- Form S-1, first filed 2019-05-09, last 2023-04-07; 4 initial registrations, 11 amendments
- Outcome
- Final prospectus filed 2019-06-07; declared effective 2019-06-05
- Industry (SIC)
- Services-Health Services 8000
- Incorporated in
- DE
- Business address
- 14000 S. MILITARY TRAIL, SUITE 203, Delray Beach, FL 33484
- EIN
- 83-3838045
- EDGAR entity type
- operating
- Insiders and CEO pay
- UpHealth, Inc. on the corporate pages
Offering terms
- Final price
- $10.00 per share (424B4 filed 2019-06-07, an initial public offering)
- Shares sold
- 15,000,000
- Gross proceeds
- $150,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol GIX
- Lead underwriters
- EarlyBirdCapital, Inc; Northland Securities (7,410,000 shares)
- Syndicate
- Odeon Capital Group LLC (390,000); Units EarlyBirdCapital, Inc (7,200,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: UPHEALTH OF DELAWARE, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: UPHEALTH, LLC Fuzzy (name and state)
- Form 5500 plan sponsor: UPHEALTH, INC. EXACT (EIN (EXACT))
- Form D issuer: UpHealth, Inc. EXACT (CIK (EXACT))
- SEC filer: GigCapital2, Inc. EXACT (CIK (EXACT))
Filings 23
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2019-05-09 | S-1 | S-1 (registration) | GigCapital2, Inc. | 0001193125-19-143111 ↗ |
| 2019-05-22 | S-1/A | S-1/A (amendment) | GigCapital2, Inc. | 0001193125-19-154139 ↗ |
| 2019-05-31 | S-1/A | S-1/A (amendment) | GigCapital2, Inc. | 0001193125-19-162842 ↗ |
| 2019-06-05 | S-1MEF | S-1MEF (added securities) | GigCapital2, Inc. | 0001193125-19-166507 ↗ |
| 2019-06-05 | EFFECT | EFFECT (declared effective) | GigCapital2, Inc. | 9999999995-19-001273 ↗ |
| 2019-06-07 | 424B4 | 424B4 (final prospectus) | GigCapital2, Inc. | 0001193125-19-168304 ↗ |
| 2021-02-16 | S-1 | S-1 (registration) | GigCapital2, Inc. | 0001193125-21-044998 ↗ |
| 2021-03-26 | S-1/A | S-1/A (amendment) | GigCapital2, Inc. | 0001193125-21-094927 ↗ |
| 2021-04-22 | S-1/A | S-1/A (amendment) | GigCapital2, Inc. | 0001193125-21-126946 ↗ |
| 2021-04-30 | S-1/A | S-1/A (amendment) | GigCapital2, Inc. | 0001193125-21-145076 ↗ |
| 2021-05-06 | S-1/A | S-1/A (amendment) | GigCapital2, Inc. | 0001193125-21-153494 ↗ |
| 2021-05-12 | EFFECT | EFFECT (declared effective) | GigCapital2, Inc. | 9999999995-21-001896 ↗ |
| 2021-06-04 | S-1/A | S-1/A (amendment) | GigCapital2, Inc. | 0001193125-21-183160 ↗ |
| 2021-06-21 | S-1/A | S-1/A (amendment) | UpHealth, Inc. | 0001193125-21-193547 ↗ |
| 2021-06-28 | S-1/A | S-1/A (amendment) | UpHealth, Inc. | 0001193125-21-201003 ↗ |
| 2021-06-28 | EFFECT | EFFECT (declared effective) | UpHealth, Inc. | 9999999995-21-002543 ↗ |
| 2021-08-27 | S-1 | S-1 (registration) | UpHealth, Inc. | 0001193125-21-259526 ↗ |
| 2021-09-02 | S-1/A | S-1/A (amendment) | UpHealth, Inc. | 0001193125-21-264619 ↗ |
| 2021-09-27 | S-1/A | S-1/A (amendment) | UpHealth, Inc. | 0001193125-21-282880 ↗ |
| 2021-10-04 | EFFECT | EFFECT (declared effective) | UpHealth, Inc. | 9999999995-21-003764 ↗ |
| 2021-10-06 | 424B4 | 424B4 (final prospectus) | UpHealth, Inc. | 0001193125-21-293304 ↗ |
| 2023-04-07 | S-1 | S-1 (registration) | UpHealth, Inc. | 0001193125-23-095356 ↗ |
| 2023-04-19 | EFFECT | EFFECT (declared effective) | UpHealth, Inc. | 9999999995-23-000986 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2019-05-31 | S-1/A | registration statement | $10.00 | 13,000,000 | $130,000,000 | NYSE GIX | 3 | primary document; price sentence, shares headline, proceeds table, cover names 3 | document ↗ | |
| 2019-06-07 | 424B4 | final prospectus | $10.00 | 15,000,000 | $150,000,000 | NYSE GIX | 4 | primary document; price sentence, shares headline, proceeds table, underwriting table 3, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Dinu Raluca | Director | 4 | 2019–2024 | ||
| Frostig Gil | Director; Other | 2 | 2019–2021 | ||
| GigAcquisitions2, LLC | TenPercentOwner | 3 | 2019–2021 | ||
| Katz Avi S | Director; Director,Officer,TenPercentOwner | CEO, Pres, Exec Chairman | 10 | 2019–2024 | |
| McDonough Tara M | Officer | Chief Financial Officer & VP | 4 | 2019 | |
| MIKULSKY JOHN J | Director; Other | 2 | 2019–2021 | ||
| Miotto Neil | Director; Director,TenPercentOwner | 7 | 2019–2022 | ||
| Weightman Walter Bradford | Officer; Other | Vice President & CFO | 2 | 2019–2021 | |
| GLAZER CAPITAL, LLC | TenPercentOwner | 4 | 2020 | ||
| GLAZER PAUL J | TenPercentOwner | 4 | 2020 | ||
| Azim Syed Sabahat | Officer; TenPercentOwner | CEO, International; Chief Executive Officer | 4 | 2021–2022 | |
| Balakrishnan Ramesh | Officer | Chief Executive Officer; Co-Chief Executive Officer; Pres. & Chief Strategy Officer | 8 | 2021–2023 | |
| Bar-Siman-Tov Moshe | Director | 4 | 2021–2022 | ||
| Beck Martin S A | Director,Officer; Officer | Chief Executive Officer; Chief Financial Officer | 14 | 2021–2024 | |
| Edwards James B. | Officer | President | 2 | 2021 | |
| Gatmaitan Alfonso | Officer; TenPercentOwner | Chief Operating Officer; Co-Chief Executive Officer | 5 | 2021–2022 | |
| KATHURIA CHIRINJEEV | Director; Director,TenPercentOwner | 6 | 2021–2024 | ||
| Locke Nathan | Director | 3 | 2021–2024 | ||
| Pylypiv Mariya | Director; Director,Officer; Director,TenPercentOwner | Chief Strategy Officer | 6 | 2021–2024 | |
| REY-GIRAUD AGNES | Director | 7 | 2021–2024 | ||
| Ringo Jerome | Director | 3 | 2021 | ||
| Bray Alexandra | TenPercentOwner | 1 | 2022 | ||
| Bray Anais Alexandra | TenPercentOwner | 1 | 2022 | ||
| Bray Jeffery Rex | TenPercentOwner | 1 | 2022 | ||
| Bray Samantha Josephine | TenPercentOwner | 1 | 2022 | ||
| Eligere Ltd Liability Co | TenPercentOwner | 2 | 2022 | ||
| Kimberlite Social Infra Private Ltd | TenPercentOwner | 2 | 2022 | ||
| Anais Bray Protective Irrevocable Trust | TenPercentOwner | 1 | 2022 | ||
| Bray Descendants Trust | TenPercentOwner | 1 | 2022 | ||
| Samantha Bray Protective Irrevocable Trust | TenPercentOwner | 1 | 2022 | ||
| AM Physicians LLC | TenPercentOwner | 2 | 2022 | ||
| Azfar Malik | TenPercentOwner | 2 | 2022 | ||
| Butler Jacque Neilson | TenPercentOwner | 1 | 2022 | ||
| Parsons John Milton | TenPercentOwner | 1 | 2022 | ||
| Meckey Samuel | Director,Officer | Chief Executive Officer | 2 | 2022–2023 | |
| Azim Richa Sana | TenPercentOwner | 1 | 2022 | ||
| Siddiqui Saima | TenPercentOwner | 1 | 2022 | ||
| GUINAN MARK | Director | 3 | 2022–2024 | ||
| MACHUCA LUIS | Director | 3 | 2022–2024 | ||
| Jennings Jay Walter | Officer | Acting Chief Executive Officer; Chief Financial Officer | 3 | 2023–2024 | |
| GREENE JAMES S | Director | 2 | 2024 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2023-03-16 | UpHealth, Inc. | Other Health Care | $4,500,000 | $4,500,000 | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | UPHEALTH, LLC | FL | State business registries | name and state |
| Business registration | UPHEALTH OF DELAWARE, INC. | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Plan sponsor | UPHEALTH, INC. | FL | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Form D issuer | UpHealth, Inc. | FL | Form D private offerings | CIK (EXACT) |
| SEC filer | UpHealth, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | UpHealth, Inc. | FL | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | UPHEALTH, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Health Services, FL first:
- VITAS HEALTHCARE CORP FL
- Medicale Corp. FL
- American Oncology Network, Inc. FL
- VSEE HEALTH, INC. FL
- MEDICAL EXERCISE INC. FL
- Advanzeon Solutions, Inc. FL
- COMPLETE MANAGEMENT INC NY
- MONARCH DENTAL CORP TX
- CERULEAN COMPANIES INC GA
- NEW STAT HEALTHCARE INC TX
In other datasets, the same topic (Health) in FL:
- Nonprofit: 414 WELLWOMEN INC (Nonprofits (IRS Form 990))
Interests: Services-Health Services · Health