IPO registrations (S-1, F-1) · Registrants
STEM, INC.
- SEC CIK
- 1758766 · filings on EDGAR ↗
- Former names
- Star Peak Energy Transition Corp. (2020–2021); Star Peak Energy Acquisition Corp. (2018–2018)
- Registration
- Form S-1, first filed 2020-07-31, last 2021-07-19; 3 initial registrations, 1 amendment
- Outcome
- Final prospectus filed 2020-08-19; declared effective 2020-08-17
- Industry (SIC)
- Services-Computer Integrated Systems Design 7373
- Business address
- 1400 POST OAK BOULEVARD, SUITE 560, Houston, TX 77056
- EIN
- 26-4466193
- Ticker
- STEM (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- STEM, INC. on the corporate pages
Offering terms
- Final price
- $10.00 per share (424B4 filed 2020-08-19, an initial public offering)
- Shares sold
- 35,000,000
- Gross proceeds
- $350,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol STPK
- Lead underwriters
- Credit Suisse; Goldman Sachs
- Syndicate
- J.P. Morgan
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: STEM INC Fuzzy (name and state)
- Business registration: STEM, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: STEM, INC. EXACT (EIN (EXACT))
- SEC filer: Star Peak Energy Transition Corp. EXACT (CIK (EXACT))
- Person page: Eric J Scheyer Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
- Person page: Ira M Birns Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 15
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2020-07-31 | S-1 | S-1 (registration) | Star Peak Energy Transition Corp. | 0001104659-20-089149 ↗ |
| 2020-08-11 | S-1/A | S-1/A (amendment) | Star Peak Energy Transition Corp. | 0001104659-20-093119 ↗ |
| 2020-08-17 | EFFECT | EFFECT (declared effective) | Star Peak Energy Transition Corp. | 9999999995-20-002170 ↗ |
| 2020-08-19 | 424B4 | 424B4 (final prospectus) | Star Peak Energy Transition Corp. | 0001104659-20-096940 ↗ |
| 2021-03-29 | EFFECT | EFFECT (declared effective) | Star Peak Energy Transition Corp. | 9999999995-21-001176 ↗ |
| 2021-05-26 | S-1 | S-1 (registration) | STEM, INC. | 0001104659-21-072476 ↗ |
| 2021-06-14 | EFFECT | EFFECT (declared effective) | STEM, INC. | 9999999995-21-002332 ↗ |
| 2021-07-19 | S-1 | S-1 (registration) | STEM, INC. | 0001104659-21-093175 ↗ |
| 2021-08-12 | EFFECT | EFFECT (declared effective) | STEM, INC. | 9999999995-21-003187 ↗ |
| 2022-05-03 | EFFECT | EFFECT (declared effective) | STEM, INC. | 9999999995-22-001273 ↗ |
| 2022-05-03 | EFFECT | EFFECT (declared effective) | STEM, INC. | 9999999995-22-001276 ↗ |
| 2022-06-07 | EFFECT | EFFECT (declared effective) | STEM, INC. | 9999999995-22-001709 ↗ |
| 2022-06-07 | EFFECT | EFFECT (declared effective) | STEM, INC. | 9999999995-22-001710 ↗ |
| 2022-07-08 | EFFECT | EFFECT (declared effective) | STEM, INC. | 9999999995-22-002000 ↗ |
| 2022-09-15 | EFFECT | EFFECT (declared effective) | STEM, INC. | 9999999995-22-002719 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2020-08-11 | S-1/A | registration statement | 40,250,000 | - | 0 | primary document; shares headline | document ↗ | |||
| 2020-08-19 | 424B4 | final prospectus | $10.00 | 35,000,000 | $350,000,000 | NYSE STPK | 3 | primary document; price sentence, shares headline, proceeds table, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Daley Adam | Director | 16 | 2020–2026 | ||
| Litowitz Alec N | Director,TenPercentOwner; TenPercentOwner | 3 | 2020–2021 | ||
| MORGAN MICHAEL C | Director; Director,TenPercentOwner | 14 | 2020–2024 | ||
| ROGERS DESIREE G | Director | 2 | 2020–2021 | ||
| Scheyer Eric J | Director,Officer,TenPercentOwner; TenPercentOwner | Chief Executive Officer | 3 | 2020–2021 | person page Fuzzy |
| SHAPER C PARK | Director | 2 | 2020–2021 | ||
| Star Peak Sponsor LLC | Director,TenPercentOwner; TenPercentOwner | 3 | 2020–2021 | ||
| Wilds Michael D. | Officer | CFO and CAO | 1 | 2020 | |
| Laureles Saul R. | Officer | Chief Legal Officer; CHIEF LEGAL OFFICER; CLO and Secretary | 32 | 2021–2026 | |
| TROE LISA L | Director | 7 | 2021–2023 | ||
| TYSON LAURA D | Director | 13 | 2021–2026 | ||
| Woodward Jane | Director | 9 | 2021–2024 | ||
| BUZBY DAVID S | Director; Director,Officer | Executive Chair of the Board; See Remarks | 23 | 2021–2026 | |
| Tammineedi Anil | Director | 18 | 2021–2026 | ||
| BUSH WILLIAM JOHN | Officer | Chief Financial Officer | 23 | 2021–2024 | |
| Carrington John Eugene | Director,Officer; Officer | CEO and Director | 30 | 2021–2024 | |
| Johnson larsh | Officer | Chief Technical Officer; Chief Technology Officer | 19 | 2021–2024 | |
| Patel Prakesh | Officer | Chief Strategy Officer | 16 | 2021–2024 | |
| Russo Alan | Officer | Chief Revenue Officer | 17 | 2021–2024 | |
| Triplett Mark William | Officer | Chief Operating Officer | 14 | 2021–2022 | |
| Shukla Rahul | Officer | Chief Accounting Officer; CHIEF ACCOUNTING OFFICER | 13 | 2022–2025 | |
| Schaefer Robert | Officer | President, AlsoEnergy; President, Transformational | 10 | 2022–2024 | |
| Homenock Kim | Officer | Chief People Officer | 12 | 2022–2025 | |
| Carlson Michael James | Officer | Chief Operating Officer; President, Managed Services; See Remarks | 23 | 2022–2026 | |
| Tappin Matthew | Officer | President, Asset Management; President, Software Division; PRESIDENT, SOFTWARE DIVISION; President, Software Products | 28 | 2023–2026 | |
| Birns Ira M | Director | 9 | 2023–2026 | person page Fuzzy | |
| Cunningham Gerard | Director | 6 | 2024 | ||
| Hole Spencer Doran | Officer | Chief Financial Officer & EVP | 2 | 2024 | |
| Albert Hofeldt | Officer | Chief Technology Officer | 4 | 2024–2025 | |
| Narayanan Arun | Officer | CEO; Chief Executive Officer | 5 | 2025–2026 | |
| Guruswamy Vasudevan | Director | 6 | 2025–2026 | ||
| Shivram Krishna | Director | 6 | 2025–2026 | ||
| Musfeldt Brian | Officer | Chief Financial Officer | 5 | 2025–2026 | |
| Cabot Jeffrey T | Officer | Chief Accounting Officer | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | STEM, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | STEM INC | State business registries | name and state | |
| Business registration | STEM, INC. | State business registries | name and state | |
| Form 5500 plan sponsor | STEM, INC. | EIN (EXACT) | ||
| Person page | Eric J Scheyer | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) | |
| Person page | Ira M Birns | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
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Interests: Services-Computer Integrated Systems Design · Technology