IPO registrations (S-1, F-1) · Registrants
Aterian, Inc.
- SEC CIK
- 1757715 · filings on EDGAR ↗
- Former names
- Mohawk Group Holdings, Inc. (2018–2021)
- Registration
- Form S-1, first filed 2019-05-10, last 2022-03-28; 5 initial registrations, 3 amendments
- Outcome
- Final prospectus filed 2019-06-13; declared effective 2019-06-12
- Industry (SIC)
- Electric Housewares & Fans 3634
- Incorporated in
- DE
- Business address
- 350 SPRINGFIELD AVENUE, SUITE #200, Summit, NJ 07901
- EIN
- 83-1739858
- Ticker
- ATER (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Aterian, Inc. on the corporate pages
Offering terms
- Final price
- $15.60 per share (424B4 filed 2019-06-13, an initial public offering)
- Shares sold
- 3,600,000
- Gross proceeds
- $56,160,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol MWK
- Lead underwriters
- Roth Capital Partners; A.G.P./Alliance Global Partners (1,350,000 shares)
- Syndicate
- National Securities Corporation (720,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form D issuer: Aterian, Inc. EXACT (CIK (EXACT))
- SEC filer: Aterian, Inc. EXACT (CIK (EXACT))
- Person page: Stephen H Liu Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 15
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2019-05-10 | S-1 | S-1 (registration) | Mohawk Group Holdings, Inc. | 0001193125-19-144273 ↗ |
| 2019-05-24 | S-1/A | S-1/A (amendment) | Mohawk Group Holdings, Inc. | 0001193125-19-157090 ↗ |
| 2019-06-06 | S-1/A | S-1/A (amendment) | Mohawk Group Holdings, Inc. | 0001193125-19-167262 ↗ |
| 2019-06-12 | EFFECT | EFFECT (declared effective) | Mohawk Group Holdings, Inc. | 9999999995-19-001334 ↗ |
| 2019-06-13 | 424B4 | 424B4 (final prospectus) | Mohawk Group Holdings, Inc. | 0001193125-19-171604 ↗ |
| 2019-12-10 | S-1 | S-1 (registration) | Mohawk Group Holdings, Inc. | 0001193125-19-310325 ↗ |
| 2019-12-20 | S-1/A | S-1/A (amendment) | Mohawk Group Holdings, Inc. | 0001193125-19-321044 ↗ |
| 2019-12-30 | EFFECT | EFFECT (declared effective) | Mohawk Group Holdings, Inc. | 9999999995-19-002955 ↗ |
| 2020-07-08 | EFFECT | EFFECT (declared effective) | Mohawk Group Holdings, Inc. | 9999999995-20-001720 ↗ |
| 2021-05-28 | S-1 | S-1 (registration) | Aterian, Inc. | 0001193125-21-177097 ↗ |
| 2021-06-15 | EFFECT | EFFECT (declared effective) | Aterian, Inc. | 9999999995-21-002350 ↗ |
| 2021-08-09 | S-1 | S-1 (registration) | Aterian, Inc. | 0001564590-21-042722 ↗ |
| 2021-08-18 | EFFECT | EFFECT (declared effective) | Aterian, Inc. | 9999999995-21-003239 ↗ |
| 2022-03-28 | S-1 | S-1 (registration) | Aterian, Inc. | 0001193125-22-086822 ↗ |
| 2022-04-08 | EFFECT | EFFECT (declared effective) | Aterian, Inc. | 9999999995-22-000898 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2019-06-06 | S-1/A | registration statement | $15.60 | - | - | 0 | primary document; price line | document ↗ | ||
| 2019-06-13 | 424B4 | final prospectus | $15.60 | 3,600,000 | $56,160,000 | Nasdaq MWK | 3 | primary document; price line, shares headline, proceeds computed, underwriting table 2, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Chaouat-Fix Mihal | Officer | Chief Product Officer; Chief Supply Chain Officer | 19 | 2019–2023 | |
| Datos-Robyn Peter S | Officer | Chief Operating Officer | 3 | 2019–2020 | |
| Delug Asher I | Director,TenPercentOwner | 1 | 2019 | ||
| HAMAIDE FABRICE | Director,Officer | See Remarks | 7 | 2019–2020 | |
| LIU STEPHEN H | Director | 1 | 2019 | person page Fuzzy | |
| Pascal Tomer | Officer | Chief Revenue Officer | 15 | 2019–2021 | |
| Petersen Greg | Director | 7 | 2019–2021 | ||
| Risico Joseph A | Director,Officer; Officer | Chief Legal Officer; Co-CEO; General Counsel | 21 | 2019–2024 | |
| Sarig Yaniv Zion | Director,Officer; Director,Officer,TenPercentOwner | Chief Executive Officer; See Remarks | 26 | 2019–2023 | |
| von Walter Amy | Director | 6 | 2019–2021 | ||
| Zahut Roi Zion | Officer | Chief Technology Officer | 26 | 2019–2025 | |
| KURTZ WILLIAM | Director | 16 | 2019–2026 | ||
| Harlam Bari A | Director; Director,Officer | Chief Revenue Officer | 12 | 2020–2026 | |
| 9830 Macarthur LLC | Other; TenPercentOwner | 9 | 2020–2022 | ||
| Nijor Children's Trust UA 1/2/2017 | TenPercentOwner | 4 | 2021 | ||
| Puzovic Jelena | TenPercentOwner | 4 | 2021 | ||
| Rodriguez Arturo | Director,Officer; Officer | Chief Executive Officer; Chief Financial Officer; Co-CEO; CFO | 16 | 2021–2026 | |
| Lattmann Susan E. | Director | 8 | 2022–2026 | ||
| Liebel Sarah | Director | 7 | 2022–2024 | ||
| Williams Cynthia W | Director | 4 | 2022–2023 | ||
| von Rueden Anton | Officer | COO | 2 | 2022 | |
| Lepper Phillip | Officer | Chief Commercial Officer; Chief Revenue Officer | 6 | 2023–2025 | |
| Feldman Joshua O | Officer | Chief Financial Officer | 5 | 2024–2026 | |
| Lazar David E. | Director; Director,Officer,Other; Director,Officer,TenPercentOwner | Chief Executive Officer | 4 | 2026 | |
| Ben-Tzvi Avraham | Director | 1 | 2026 | ||
| NATAN DAVID | Director | 2 | 2026 | ||
| Crampton William H | Director | 1 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2022-03-18 | Aterian, Inc. | Other Technology | $27,499,699 | $27,499,699 | 3 | 1 |
| 2021-06-17 | Aterian, Inc. | Other Technology | $40,000,005 | $40,000,005 | 19 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | Aterian, Inc. | NY | Form D private offerings | CIK (EXACT) |
| SEC filer | Aterian, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Stephen H Liu | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Electric Housewares & Fans, NJ first:
- CONAIR CORP/DE/NEW NJ
- Radiate Research, Inc. A6
- Vape Holdings, Inc. CA
- Deer Consumer Products, Inc. F4
- Fenbo Holdings Ltd K3
- LASER ACQUISITION CORP KS
- NTK Holdings, Inc. RI
- Hamilton Beach, Inc. VA
- Hamilton Beach Brands Holding Co VA
In other datasets, the same topic (Technology) in NJ:
- Form D issuer: A2Zlogix, Inc. (Form D private offerings)
- Lobbying client: 1KOSMOS INC (Federal lobbying (LDA))
Interests: Electric Housewares & Fans · Technology