IPO registrations (S-1, F-1) · Registrants
Ascend Wellness Holdings, Inc.
- SEC CIK
- 1756390 · filings on EDGAR ↗
- Name on the registration
- Ascend Wellness Holdings, Inc
- Former names
- Ascend Wellness Holdings, Inc (2021–2022); Ascend Wellness Holdings, LLC (2018–2021)
- Registration
- Form S-1, first filed 2021-03-29, last 2021-04-26; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 2021-04-29; declared effective 2021-04-28
- Industry (SIC)
- Medicinal Chemicals & Botanical Products 2833
- Incorporated in
- DE
- Business address
- 174 NJ-17, Rochelle Park, NJ 07662
- EIN
- 83-0602006
- Ticker
- AAWH (OTC)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Ascend Wellness Holdings, Inc. on the corporate pages
Offering terms
- Proposed price range
- $8.00–$9.00 per share (S-1/A filed 2021-04-26)
- Final price
- $8.00 per share, within the range (424B4 filed 2021-04-29, an initial public offering)
- Shares sold
- 10,000,000
- Gross proceeds
- $80,000,000 before underwriting discounts and any over-allotment option
- Lead underwriters
- Canaccord Genuity
- Syndicate
- Beacon Securities Limited; Eight Capital; ATB Capital Markets Inc; Cormark Securities Inc
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: ASCEND WELLNESS HOLDINGS, LLC EXACT (EIN (EXACT))
- Form D issuer: Ascend Wellness Holdings, Inc. EXACT (CIK (EXACT))
- SEC filer: Ascend Wellness Holdings, Inc. EXACT (CIK (EXACT))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2021-03-29 | S-1 | S-1 (registration) | Ascend Wellness Holdings, LLC | 0001628280-21-005806 ↗ |
| 2021-04-15 | S-1/A | S-1/A (amendment) | Ascend Wellness Holdings, LLC | 0001628280-21-006948 ↗ |
| 2021-04-23 | S-1/A | S-1/A (amendment) | Ascend Wellness Holdings, Inc | 0001628280-21-007411 ↗ |
| 2021-04-26 | S-1/A | S-1/A (amendment) | Ascend Wellness Holdings, Inc | 0001628280-21-007605 ↗ |
| 2021-04-28 | EFFECT | EFFECT (declared effective) | Ascend Wellness Holdings, Inc | 9999999995-21-001604 ↗ |
| 2021-04-29 | 424B4 | 424B4 (final prospectus) | Ascend Wellness Holdings, Inc | 0001628280-21-008020 ↗ |
| 2022-12-22 | EFFECT | EFFECT (declared effective) | Ascend Wellness Holdings, Inc. | 9999999995-22-003624 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2021-04-26 | S-1/A | registration statement | $8.00–$9.00 | $8.50 | 9,000,000 | $76,500,000 | 5 | primary document; range, price sentence, shares headline, proceeds computed, cover names 5 | document ↗ | |
| 2021-04-29 | 424B4 | final prospectus | $8.00 | 10,000,000 | $80,000,000 | 5 | primary document; price sentence, shares headline, proceeds table, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Connolly Brian D | TenPercentOwner | 3 | 2024 | ||
| Kelleher Craig | TenPercentOwner | 3 | 2024 | ||
| Millstreet Capital Management LLC | TenPercentOwner | 3 | 2024 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2025-06-11 | Ascend Wellness Holdings, Inc. | Other | $50,000,000 | $50,000,000 | 4 | 1 |
| 2025-01-23 | Ascend Wellness Holdings, Inc. | Other | $15,000,000 | $15,000,000 | 4 | 1 |
| 2023-07-07 | Ascend Wellness Holdings, Inc. | Other | $7,000,000 | $7,000,000 | 1 | 1 |
| 2022-07-25 | Ascend Wellness Holdings, Inc. | Other | $9,703,443 | $0 | 5 | 1 |
| 2022-04-27 | Ascend Wellness Holdings, Inc. | Other | $42,800,000 | $42,800,000 | 3 | 1 |
| 2021-01-21 | Ascend Wellness Holdings, LLC | Other | $49,500,000 | $40,700,000 | 11 | 1 |
| 2019-06-25 | Ascend Wellness Holdings, LLC | Other | $35,000,000 | $17,234,000 | 9 | 1 |
| 2019-03-11 | Ascend Wellness Holdings, LLC | Other | $38,000,000 | $27,983,178 | 26 | 1 |
| 2018-10-24 | Ascend Wellness Holdings, LLC | Other | $14,000,000 | $8,698,817 | 27 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | ASCEND WELLNESS HOLDINGS, LLC | NY | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Form D issuer | Ascend Wellness Holdings, Inc. | NJ | Form D private offerings | CIK (EXACT) |
| SEC filer | Ascend Wellness Holdings, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Ascend Wellness Holdings, Inc. | NJ | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | ASCEND WELLNESS HOLDINGS, LLC | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Medicinal Chemicals & Botanical Products, NJ first:
- VITAQUEST INTERNATIONAL INC NJ
- TRIARCO INDUSTRIES INC NJ
- UNIGENE LABORATORIES INC NJ
- MEDICAL NUTRITION USA INC NJ
- First Person Ltd. A0
- CanaQuest Medical Corp. A6
- Canopy Growth Corp A6
- Devonian Health Group Inc. A8
- Adorbs Inc A9
- Glucose Health, Inc. AR
In other datasets, the same topic (Health) in NJ:
- Nonprofit: 1ST CEREBRAL PALSY OF NEW JERSEY INC (Nonprofits (IRS Form 990))
Interests: Medicinal Chemicals & Botanical Products · Health