IPO registrations (S-1, F-1) · Registrants
Fathom Holdings Inc.
- SEC CIK
- 1753162 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2020-01-17, last 2020-07-29; 1 initial registration, 6 amendments
- Outcome
- Final prospectus filed 2020-07-31; declared effective 2020-07-30
- Industry (SIC)
- Real Estate Agents & Managers (For Others) 6531
- Incorporated in
- NC
- Business address
- 2000 REGENCY PARKWAY DRIVE, SUITE 300, Cary, NC 27518
- EIN
- 82-1518164
- Ticker
- FTHM (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Fathom Holdings Inc. on the corporate pages
Offering terms
- Proposed price range
- $7.00–$9.00 per share (S-1/A filed 2020-07-29)
- Final price
- $10.00 per share, above the range (424B4 filed 2020-07-31, an initial public offering)
- Shares sold
- 3,430,000
- Gross proceeds
- $34,300,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol FTHM
- Lead underwriters
- Roth Capital Partners (3,430,000 shares)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: FATHOM REALTY FL LLC EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: FATHOM HOLDINGS, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: FATHOM HOLDINGS INC. EXACT (EIN (EXACT))
- Form D issuer: Fathom Holdings Inc. EXACT (CIK (EXACT))
- SEC filer: Fathom Holdings Inc. EXACT (CIK (EXACT))
- Person page: David C Hood Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Scott N Flanders Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 11
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2020-01-17 | S-1 | S-1 (registration) | Fathom Holdings Inc. | 0001104659-20-005188 ↗ |
| 2020-06-15 | S-1/A | S-1/A (amendment) | Fathom Holdings Inc. | 0001104659-20-073384 ↗ |
| 2020-06-16 | S-1/A | S-1/A (amendment) | Fathom Holdings Inc. | 0001104659-20-073522 ↗ |
| 2020-07-01 | S-1/A | S-1/A (amendment) | Fathom Holdings Inc. | 0001104659-20-079685 ↗ |
| 2020-07-16 | S-1/A | S-1/A (amendment) | Fathom Holdings Inc. | 0001104659-20-084076 ↗ |
| 2020-07-24 | S-1/A | S-1/A (amendment) | Fathom Holdings Inc. | 0001104659-20-086351 ↗ |
| 2020-07-29 | S-1/A | S-1/A (amendment) | Fathom Holdings Inc. | 0001104659-20-087505 ↗ |
| 2020-07-30 | S-1MEF | S-1MEF (added securities) | Fathom Holdings Inc. | 0001104659-20-088530 ↗ |
| 2020-07-30 | EFFECT | EFFECT (declared effective) | Fathom Holdings Inc. | 9999999995-20-001965 ↗ |
| 2020-07-31 | 424B4 | 424B4 (final prospectus) | Fathom Holdings Inc. | 0001104659-20-089079 ↗ |
| 2021-09-17 | EFFECT | EFFECT (declared effective) | Fathom Holdings Inc. | 9999999995-21-003582 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2020-07-29 | S-1/A | registration statement | $7.00–$9.00 | 3,000,000 | - | Nasdaq FTHM | 1 | primary document; range, price sentence, shares headline, proceeds computed, price outside the range dropped, cover names 1 | document ↗ | |
| 2020-07-31 | 424B4 | final prospectus | $10.00 | 3,430,000 | $34,300,000 | Nasdaq FTHM | 1 | primary document; price sentence, shares headline, proceeds table, underwriting table 1, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Bennett Christopher D. | Director | 5 | 2020–2022 | ||
| COATS JEFFREY H | Director | 5 | 2020–2021 | ||
| Fregenal Marco | Director,Officer; Officer | Chief Executive Officer; Chief Financial Officer | 33 | 2020–2026 | |
| Giuggio Samantha | Officer | Chief Broker Officer | 13 | 2020–2025 | |
| Harley Joshua | Director,Officer; Director,Officer,TenPercentOwner; TenPercentOwner | Chief Executive Officer | 37 | 2020–2025 | |
| Hood David C. | Director | 10 | 2020–2025 | person page Fuzzy | |
| Sampson Glenn A. | Director; Director,TenPercentOwner | 15 | 2020–2023 | ||
| Venable Jennifer B. | Director | 11 | 2020–2025 | ||
| Gupta Ravila | Director | 6 | 2021–2024 | ||
| Flanders Scott N | Director | 25 | 2022–2025 | person page Fuzzy | |
| Murray Stephen H. | Director | 8 | 2023–2025 | ||
| Zach Joanne | Officer | Chief Financial Officer | 3 | 2024–2025 | |
| Rothstein Adam | Director | 3 | 2025 | ||
| Prometheus Foundation | TenPercentOwner | 1 | 2025 | ||
| REMY CAPITAL PARTNERS III L P | TenPercentOwner | 1 | 2025 | ||
| ReMY Holdings, Inc. | TenPercentOwner | 1 | 2025 | ||
| SIEGEL MARK S | TenPercentOwner | 1 | 2025 | ||
| Muller Laura L. | Officer | President | 2 | 2026 | |
| Weinmann Daniel | Officer | Chief Financial Officer | 1 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2020-02-18 | Fathom Holdings Inc. | Other Real Estate | $1,341 | $1,341 | 0 | 1 |
| 2018-10-26 | Fathom Holdings Inc. | Other Real Estate | $2,600,000 | $2,272,000 | 58 | 2 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | FATHOM HOLDINGS, INC. | NC | State business registries | name and state |
| Business registration | FATHOM REALTY FL LLC | CA | State business registries | EIN (EXACT, as the state registration reports it) |
| Plan sponsor | FATHOM HOLDINGS INC. | NC | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Form D issuer | Fathom Holdings Inc. | NC | Form D private offerings | CIK (EXACT) |
| SEC filer | Fathom Holdings Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Fathom Holdings Inc. | NC | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | FATHOM HOLDINGS INC. | EIN (EXACT) | ||
| Person page | David C Hood | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Scott N Flanders | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Real Estate Agents & Managers (For Others), NC first:
- GRAND COURT LIFESTYLES INC FL
- TRENDWEST RESORTS INC WA
- SILVERLEAF RESORTS INC TX
- JONES LANG LASALLE INC IL
- WMF GROUP LTD VA
- FRONTLINE CAPITAL GROUP NY
- MOVE INC CA
- HOMESERVICES COM INC MN
- ZIPREALTY INC CA
- Golden Gate Partners, Inc. CA
In other datasets, the same topic (Real estate) in NC:
- Form D issuer: 10 Federal Self Storage Acquisition Co 1, LLC (Form D private offerings)
- Lobbying client: ABB, INC. (Federal lobbying (LDA))
Interests: Real Estate Agents & Managers (For Others) · Real estate