IPO registrations (S-1, F-1) · Registrants
NeoVolta Inc.
- SEC CIK
- 1748137 · filings on EDGAR ↗
- Former names
- NeoVolta, Inc. (2022–2022)
- Registration
- Form S-1, first filed 2022-04-13, last 2022-07-11; 1 initial registration, 8 amendments
- Outcome
- Final prospectus filed 2022-07-29; declared effective 2022-07-27
- Industry (SIC)
- Miscellaneous Electrical Machinery, Equipment & Supplies 3690
- Incorporated in
- NV
- Business address
- 12195 DEARBORN PLACE, Poway, CA 92064
- EIN
- 82-5299263
- Ticker
- NEOV, NEOVW (Nasdaq, Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- NeoVolta Inc. on the corporate pages
Offering terms
- Final price
- $4.00 per share (424B4 filed 2022-07-29, an initial public offering)
- Shares sold
- 975,000
- Gross proceeds
- $3,900,000 before underwriting discounts and any over-allotment option
- Listing
- OTCQB under the symbol NEOV
- Lead underwriters
- Maxim Group (975,000 shares)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form D issuer: NeoVolta Inc. EXACT (CIK (EXACT))
- Lobbying client: NEOVOLTA INC. Fuzzy (name and state)
- Lobbying client: NEOVOLTA INC. Fuzzy (name and state)
- SEC filer: NeoVolta Inc. EXACT (CIK (EXACT))
Filings 13
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2022-04-13 | S-1 | S-1 (registration) | NeoVolta Inc. | 0001393905-22-000114 ↗ |
| 2022-05-04 | S-1/A | S-1/A (amendment) | NeoVolta Inc. | 0001393905-22-000139 ↗ |
| 2022-05-20 | S-1/A | S-1/A (amendment) | NeoVolta Inc. | 0001393905-22-000168 ↗ |
| 2022-06-03 | S-1/A | S-1/A (amendment) | NeoVolta Inc. | 0001393905-22-000181 ↗ |
| 2022-06-23 | S-1/A | S-1/A (amendment) | NeoVolta Inc. | 0001393905-22-000204 ↗ |
| 2022-06-23 | S-1/A | S-1/A (amendment) | NeoVolta Inc. | 0001393905-22-000206 ↗ |
| 2022-06-27 | S-1/A | S-1/A (amendment) | NeoVolta Inc. | 0001393905-22-000211 ↗ |
| 2022-07-06 | S-1/A | S-1/A (amendment) | NeoVolta Inc. | 0001393905-22-000231 ↗ |
| 2022-07-11 | S-1/A | S-1/A (amendment) | NeoVolta Inc. | 0001393905-22-000237 ↗ |
| 2022-07-27 | EFFECT | EFFECT (declared effective) | NeoVolta Inc. | 9999999995-22-002173 ↗ |
| 2022-07-29 | 424B4 | 424B4 (final prospectus) | NeoVolta Inc. | 0001393905-22-000273 ↗ |
| 2024-06-28 | EFFECT | EFFECT (declared effective) | NeoVolta Inc. | 9999999995-24-002007 ↗ |
| 2024-06-28 | EFFECT | EFFECT (declared effective) | NeoVolta Inc. | 9999999995-24-002022 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2022-07-11 | S-1/A | registration statement | $4.00 | 1,125,000 | $4,500,000 | OTCQB NEOV | 1 | primary document; price sentence, shares headline, proceeds computed, cover names 1 | document ↗ | |
| 2022-07-29 | 424B4 | final prospectus | $4.00 | 975,000 | $3,900,000 | OTCQB NEOV | 1 | primary document; price sentence, shares headline, proceeds table, underwriting table 1, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Amos James F | Director | 4 | 2022–2024 | ||
| Bond Steve | Director,Officer | Chief Financial Officer; Executive Vice President | 6 | 2022–2026 | |
| Hass John A | Director | 4 | 2022–2026 | ||
| Snow Susan H | Director | 3 | 2022–2024 | ||
| Willson Brent | Director; Director,Officer; TenPercentOwner | Chief Executive Officer | 3 | 2022–2025 | |
| Johnson Henry Ardes | Director,Officer; Officer | CEO & President | 3 | 2024–2026 | |
| Mendik Michael | Officer | Chief Operating Officer | 2 | 2025 | |
| Weeks Chandler G | Director | 1 | 2025 | ||
| Enzendorfer Thomas | Officer | Chief Technology Officer | 3 | 2025–2026 | |
| Ibrahim Amany | Officer | Chief Operating Officer | 3 | 2025–2026 | |
| Nealis Jing | Officer | Chief Financial Officer | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2021-10-25 | NeoVolta Inc. | Other Energy | $1,068,000 | $1,068,000 | 19 | 1 |
| 2019-12-20 | NeoVolta Inc. | Other | $200,000 | $0 | 0 | 1 |
| 2019-10-02 | NeoVolta Inc. | Other | $104,688 | $104,688 | 6 | 1 |
| 2018-07-26 | NeoVolta Inc. | Other | $750,000 | $750,000 | 8 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | NeoVolta Inc. | CA | Form D private offerings | CIK (EXACT) |
| Lobbying client | NEOVOLTA INC. | CA | Federal lobbying (LDA) | name and state |
| Lobbying client | NEOVOLTA INC. | CA | Federal lobbying (LDA) | name and state |
| Patent assignee | NEOVOLTA, INC. | CA | Patents (USPTO) | name and state |
| SEC filer | NeoVolta Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | NEOVOLTA, INC. | CA | Trademarks (USPTO) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Miscellaneous Electrical Machinery, Equipment & Supplies, CA first:
- NEWCOM INC CA
- Flux Power Holdings, Inc. CA
- ECO INNOVATION GROUP, INC. CA
- TurnOnGreen, Inc. CA
- Beam Global CA
- Celpad Inc CA
- Polar Power, Inc. CA
- ChargePoint Holdings, Inc. CA
- QuantumScape Corp CA
- Enovix Corp CA
In other datasets, the same topic (Technology) in CA:
- Lobbying client: 8X8, INC. (Federal lobbying (LDA))
Interests: Miscellaneous Electrical Machinery, Equipment & Supplies · Technology