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IPO registrations (S-1, F-1) · Registrants

X Financial

SEC CIK
1725033 · filings on EDGAR ↗
Registration
Form F-1, first filed 2018-08-28, last 2018-09-17; 1 initial registration, 3 amendments
Outcome
Final prospectus filed 2018-09-19; declared effective 2018-09-18
Industry (SIC)
Finance Services 6199
Incorporated in
E9
Business address
7-8F,BLOCK A,AEROSPACE SCIENCE&TECH PLZ, NO. 168 HAIDE THIRD AVENUE, NANSHAN DIST, Shenzhen, F4 518067
Ticker
XYF (NYSE)
EDGAR entity type
other
Insiders and CEO pay
X Financial on the corporate pages

Offering terms

Proposed price range
$9.00–$11.00 per ADS (F-1/A filed 2018-09-17)
Final price
$9.50 per ADS, within the range (424B4 filed 2018-09-19, an initial public offering)
Shares sold
11,000,000
Gross proceeds
$104,500,000 before underwriting discounts and any over-allotment option
Listing
NYSE under the symbol XYF
Lead underwriters
Deutsche Bank (10,725,000 shares); Morgan Stanley (10,725,000 shares)
Syndicate
EBS International; China Merchants Securities (HK) (220,000); AMTD Tiger; China Everbright Securities (HK) Limited (220,000); AMTD Global Markets Limited (110,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 6

FiledFormWhat it isName as filedEDGAR
2018-08-28F-1F-1 (foreign registration)X Financial0001047469-18-005835 ↗
2018-09-10F-1/AF-1/A (amendment)X Financial0001047469-18-006076 ↗
2018-09-12F-1/AF-1/A (amendment)X Financial0001047469-18-006156 ↗
2018-09-17F-1/AF-1/A (amendment)X Financial0001047469-18-006246 ↗
2018-09-18EFFECTEFFECT (declared effective)X Financial9999999995-18-002401 ↗
2018-09-19424B4424B4 (final prospectus)X Financial0001047469-18-006293 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2018-09-17F-1/Aregistration statement$9.00–$11.0022,000,000-NYSE XYF5primary document; range, shares headline, cover names 5document ↗
2018-09-19424B4final prospectus$9.5011,000,000$104,500,000NYSE XYF7primary document; price sentence, shares headline, proceeds table, underwriting table 5, cover names 5document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Cheng ShaoyongDirector12026
Kauffman Noah NathanialOfficerCFSO12026
LI KANDirector,OfficerPresident12026
Tang Yue (Justin)Director,Officer,TenPercentOwner,OtherCEO12026
ZHANG LONGGENDirector22026
jiang yufanOfficerChief Risk Officer12026
Wan ZhengDirector32026
Xue ZhengDirector22026
Zheng Fuya (Frank)OfficerChief Financial Officer12026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
SEC filerX FinancialSEC filers (EDGAR)CIK (EXACT)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Finance Services, F4 first:

More with this interest.

In other datasets, the same topic (Finance) in F4:

Interests: Finance Services · Finance