IPO registrations (S-1, F-1) · Registrants
Vivint Smart Home, Inc.
- SEC CIK
- 1713952 · filings on EDGAR ↗
- Former names
- Mosaic Acquisition Corp. (2017–2020)
- Registration
- Form S-1, first filed 2017-09-27, last 2020-03-30; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 2017-10-19; declared effective 2017-10-18
- Industry (SIC)
- Services-Detective, Guard & Armored Car Services 7381
- Incorporated in
- DE
- Business address
- 4931 NORTH 300 WEST, Provo, UT 84604
- EIN
- 98-1380306
- EDGAR entity type
- operating
- Insiders and CEO pay
- Vivint Smart Home, Inc. on the corporate pages
Offering terms
- Final price
- $10.00 per share (424B4 filed 2017-10-19, an initial public offering)
- Shares sold
- 30,000,000
- Gross proceeds
- $300,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol MOSC.U
- Lead underwriters
- Deutsche Bank
- Syndicate
- RBC Capital Markets; J.P. Morgan
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: Mosaic Acquisition Corp. EXACT (CIK (EXACT))
- Person page: Alex J Dunn Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: Dale R Gerard Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Joshua A Pack Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Rasesh M Patel Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Todd R Pedersen Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 11
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2017-09-27 | S-1 | S-1 (registration) | Mosaic Acquisition Corp. | 0001193125-17-295983 ↗ |
| 2017-10-13 | S-1/A | S-1/A (amendment) | Mosaic Acquisition Corp. | 0001193125-17-309925 ↗ |
| 2017-10-18 | EFFECT | EFFECT (declared effective) | Mosaic Acquisition Corp. | 9999999995-17-002716 ↗ |
| 2017-10-19 | 424B4 | 424B4 (final prospectus) | Mosaic Acquisition Corp. | 0001193125-17-314112 ↗ |
| 2018-11-30 | EFFECT | EFFECT (declared effective) | Mosaic Acquisition Corp. | 9999999995-18-003010 ↗ |
| 2019-12-02 | EFFECT | EFFECT (declared effective) | Mosaic Acquisition Corp. | 9999999995-19-002698 ↗ |
| 2019-12-23 | EFFECT | EFFECT (declared effective) | Mosaic Acquisition Corp. | 9999999995-19-002914 ↗ |
| 2020-03-18 | S-1/A | S-1/A (amendment) | Vivint Smart Home, Inc. | 0001193125-20-076624 ↗ |
| 2020-03-30 | S-1/A | S-1/A (amendment) | Vivint Smart Home, Inc. | 0001193125-20-090305 ↗ |
| 2020-04-01 | EFFECT | EFFECT (declared effective) | Vivint Smart Home, Inc. | 9999999995-20-000661 ↗ |
| 2021-02-09 | EFFECT | EFFECT (declared effective) | Vivint Smart Home, Inc. | 9999999995-21-000537 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2017-10-13 | S-1/A | registration statement | $10.00 | 30,000,000 | $300,000,000 | NYSE MOSC.U | 3 | primary document; price sentence, shares headline, proceeds table, cover names 3 | document ↗ | |
| 2017-10-19 | 424B4 | final prospectus | $10.00 | 30,000,000 | $300,000,000 | NYSE MOSC.U | 3 | primary document; price sentence, shares headline, proceeds table, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| DAVIS EUGENE I | Director | 1 | 2017 | ||
| FIG Asset Co. LLC | TenPercentOwner | 1 | 2017 | ||
| Fortress Investment Group LLC | TenPercentOwner | 2 | 2017–2020 | ||
| Fortress Mosaic Sponsor LLC | TenPercentOwner | 1 | 2017 | ||
| KOLARIK TYLER | Director | 2 | 2017 | ||
| Maura David M | Director; Director,Officer,TenPercentOwner | President and CEO | 17 | 2017–2020 | |
| McKnight Andrew A. | Director | 1 | 2017 | ||
| MITCHELL WILLIAM HAYWARD | Officer | Chief Financial Officer | 1 | 2017 | |
| Mosaic Sponsor, LLC | Other; TenPercentOwner | 3 | 2017–2020 | ||
| Pack Joshua A | Director | 1 | 2017 | person page Fuzzy | |
| Principal Holdings I LP | TenPercentOwner | 2 | 2017–2020 | ||
| Mosaic Strategic Capital LLC | Other; TenPercentOwner | 2 | 2017–2020 | ||
| Albert R. Edward III | Officer | Chief Operating Officer | 1 | 2018 | |
| D'Alessandro David F. | Director | 9 | 2020–2023 | ||
| Dunn Alex J. | Director,Officer | President | 1 | 2020 | person page Fuzzy |
| Eyring Matthew J | Officer | EVP, GM of Inside Sales | 4 | 2020 | |
| Galant Paul | Director | 9 | 2020–2023 | ||
| Gerard Dale R | Director,Officer; Officer | Chief Financial Officer; Interim CFO | 13 | 2020–2022 | person page Fuzzy |
| Hardy Scott R | Officer | Chief Operating Officer | 6 | 2020 | |
| Kelliher Patrick E | Officer | Chief Accounting Officer | 14 | 2020–2022 | |
| Lindquist Shawn J. | Officer | Chief Legal Officer | 11 | 2020–2021 | |
| McEvoy Bruce | Director | 1 | 2020 | ||
| PAULEY JAY D | Director | 1 | 2020 | ||
| Pedersen Todd R. | Director; Director,Officer | Chief Executive Officer | 18 | 2020–2023 | person page Fuzzy |
| Santiago Todd M | Director,Officer; Officer | Chief Revenue Officer; EVP, GM of Retail | 17 | 2020–2023 | |
| TIBBETTS JOSEPH S JR | Director | 9 | 2020–2023 | ||
| WALLACE PETER | Director | 1 | 2020 | ||
| Warren Jeremy B | Officer | Chief Technology Officer | 4 | 2020 | |
| 313 Acquisition LLC | TenPercentOwner | 9 | 2020–2023 | ||
| BCP VI Side-By-Side GP L.L.C. | TenPercentOwner | 2 | 2020–2023 | ||
| BCP Voyager Holdings LP | TenPercentOwner | 2 | 2020–2023 | ||
| Blackstone Capital Partners VI L.P. | TenPercentOwner | 8 | 2020–2023 | ||
| Blackstone Family Investment Partnership VI L.P. | TenPercentOwner | 2 | 2020–2023 | ||
| Blackstone Group Inc | TenPercentOwner | 8 | 2020–2023 | ||
| Blackstone Group Management L.L.C. | TenPercentOwner | 8 | 2020–2023 | ||
| Blackstone Holdings III GP L.P. | Other; TenPercentOwner | 8 | 2020–2023 | ||
| Blackstone Holdings III GP Management L.L.C. | TenPercentOwner | 8 | 2020–2023 | ||
| Blackstone Holdings III L.P. | TenPercentOwner | 8 | 2020–2023 | ||
| Blackstone Management Associates VI L.L.C. | TenPercentOwner | 8 | 2020–2023 | ||
| BMA VI L.L.C. | TenPercentOwner | 8 | 2020–2023 | ||
| FIG Corp. | TenPercentOwner | 1 | 2020 | ||
| FIG LLC | TenPercentOwner | 1 | 2020 | ||
| Fortress Mosaic Holdings LLC | TenPercentOwner | 1 | 2020 | ||
| Fortress Mosaic Investor LLC | TenPercentOwner | 1 | 2020 | ||
| Fortress Operating Entity I LP | TenPercentOwner | 1 | 2020 | ||
| SCHWARZMAN STEPHEN A | TenPercentOwner | 8 | 2020–2023 | ||
| Hwang Jung Taik | Officer | Chief Technology Officer | 12 | 2020–2022 | |
| Bywater David | Director,Officer | Chief Executive Officer | 8 | 2021–2023 | |
| Comstock Barbara | Director | 4 | 2021–2023 | ||
| Garen Daniel | Officer | See Remarks | 7 | 2021–2023 | |
| Meads Garner B. III | Officer | See Remarks | 9 | 2021–2023 | |
| Staub Michael J | Director | 1 | 2022 | ||
| Patel Rasesh M. | Officer | Chief Operating Officer | 4 | 2022–2023 | person page Fuzzy |
| Russell Dana C | Officer | Chief Financial Officer | 4 | 2022–2023 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | Vivint Smart Home, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Alex J Dunn | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) | |
| Person page | Dale R Gerard | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Joshua A Pack | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Rasesh M Patel | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Todd R Pedersen | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.