IPO registrations (S-1, F-1) · Registrants
SIMPLICITY ESPORTS & GAMING Co
- SEC CIK
- 1708410 · filings on EDGAR ↗
- Former names
- SMAAASH ENTERTAINMENT INC. (2018–2018); I-AM CAPITAL ACQUISITION Co (2017–2018)
- Registration
- Form S-1, first filed 2017-07-12, last 2022-06-10; 9 initial registrations, 17 amendments
- Outcome
- Final prospectus filed 2017-08-17; declared effective 2017-08-16; withdrawal requested 2018-11-14
- Industry (SIC)
- Retail-Eating & Drinking Places 5810
- Incorporated in
- DE
- Business address
- 7000 W. PALMETTO PARK RD.,, SUITE 505,, Boca Raton,, FL 33433
- EIN
- 82-1231127
- EDGAR entity type
- operating
- Insiders and CEO pay
- SIMPLICITY ESPORTS & GAMING Co on the corporate pages
Offering terms
- Final price
- $10.00 per share (424B4 filed 2017-08-17, an initial public offering)
- Shares sold
- 5,000,000
- Gross proceeds
- $50,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol IAM
- Lead underwriters
- Maxim Group (4,000,000 shares); Chardan (1,000,000 shares)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: SIMPLICITY ESPORTS AND GAMING COMPANY Fuzzy (name and state)
- Business registration: SIMPLICITY ESPORTS AND GAMING INC. Fuzzy (name and state)
- SEC filer: I-AM CAPITAL ACQUISITION Co EXACT (CIK (EXACT))
- Person page: Donald R Caldwell Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other))
- Person page: Edward L Jaroski Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: F Jacob Cherian Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer,TenPercentOwner))
Filings 40
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2017-07-12 | S-1 | S-1 (registration) | I-AM CAPITAL ACQUISITION Co | 0001615774-17-003579 ↗ |
| 2017-07-31 | S-1/A | S-1/A (amendment) | I-AM CAPITAL ACQUISITION Co | 0001615774-17-003925 ↗ |
| 2017-08-14 | S-1/A | S-1/A (amendment) | I-AM CAPITAL ACQUISITION Co | 0001615774-17-004314 ↗ |
| 2017-08-15 | S-1/A | S-1/A (amendment) | I-AM CAPITAL ACQUISITION Co | 0001615774-17-004421 ↗ |
| 2017-08-16 | EFFECT | EFFECT (declared effective) | I-AM CAPITAL ACQUISITION Co | 9999999995-17-002139 ↗ |
| 2017-08-17 | 424B4 | 424B4 (final prospectus) | I-AM CAPITAL ACQUISITION Co | 0001615774-17-004526 ↗ |
| 2018-08-24 | S-1 | S-1 (registration) | I-AM CAPITAL ACQUISITION Co | 0001615774-18-008623 ↗ |
| 2018-09-12 | S-1/A | S-1/A (amendment) | I-AM CAPITAL ACQUISITION Co | 0001615774-18-009449 ↗ |
| 2018-09-17 | S-1/A | S-1/A (amendment) | I-AM CAPITAL ACQUISITION Co | 0001615774-18-009589 ↗ |
| 2018-09-19 | EFFECT | EFFECT (declared effective) | I-AM CAPITAL ACQUISITION Co | 9999999995-18-002412 ↗ |
| 2018-11-14 | RW | RW (withdrawal request) | I-AM CAPITAL ACQUISITION Co | 0001615774-18-012599 ↗ |
| 2018-12-19 | S-1 | S-1 (registration) | SMAAASH ENTERTAINMENT INC. | 0001615774-18-014667 ↗ |
| 2019-07-15 | S-1/A | S-1/A (amendment) | SIMPLICITY ESPORTS & GAMING Co | 0001493152-19-010598 ↗ |
| 2019-09-23 | S-1/A | S-1/A (amendment) | SIMPLICITY ESPORTS & GAMING Co | 0001493152-19-014448 ↗ |
| 2019-09-24 | S-1/A | S-1/A (amendment) | SIMPLICITY ESPORTS & GAMING Co | 0001493152-19-014481 ↗ |
| 2019-09-30 | EFFECT | EFFECT (declared effective) | SIMPLICITY ESPORTS & GAMING Co | 9999999995-19-002204 ↗ |
| 2020-03-24 | S-1 | S-1 (registration) | SIMPLICITY ESPORTS & GAMING Co | 0001493152-20-004612 ↗ |
| 2020-03-30 | EFFECT | EFFECT (declared effective) | SIMPLICITY ESPORTS & GAMING Co | 9999999995-20-000642 ↗ |
| 2020-04-10 | S-1 | S-1 (registration) | SIMPLICITY ESPORTS & GAMING Co | 0001493152-20-006178 ↗ |
| 2020-07-02 | S-1/A | S-1/A (amendment) | SIMPLICITY ESPORTS & GAMING Co | 0001493152-20-012546 ↗ |
| 2020-09-28 | S-1/A | S-1/A (amendment) | SIMPLICITY ESPORTS & GAMING Co | 0001493152-20-018483 ↗ |
| 2020-10-13 | EFFECT | EFFECT (declared effective) | SIMPLICITY ESPORTS & GAMING Co | 9999999995-20-002820 ↗ |
| 2020-10-23 | S-1/A | S-1/A (amendment) | SIMPLICITY ESPORTS & GAMING Co | 0001493152-20-019897 ↗ |
| 2021-01-19 | S-1/A | S-1/A (amendment) | SIMPLICITY ESPORTS & GAMING Co | 0001493152-21-001351 ↗ |
| 2021-04-16 | S-1/A | S-1/A (amendment) | SIMPLICITY ESPORTS & GAMING Co | 0001493152-21-008993 ↗ |
| 2021-04-28 | S-1 | S-1 (registration) | SIMPLICITY ESPORTS & GAMING Co | 0001493152-21-009956 ↗ |
| 2021-05-10 | EFFECT | EFFECT (declared effective) | SIMPLICITY ESPORTS & GAMING Co | 9999999995-21-001864 ↗ |
| 2021-07-15 | S-1/A | S-1/A (amendment) | SIMPLICITY ESPORTS & GAMING Co | 0001493152-21-016919 ↗ |
| 2021-10-01 | S-1 | S-1 (registration) | SIMPLICITY ESPORTS & GAMING Co | 0001493152-21-024387 ↗ |
| 2021-10-12 | S-1/A | S-1/A (amendment) | SIMPLICITY ESPORTS & GAMING Co | 0001493152-21-025229 ↗ |
| 2021-10-12 | EFFECT | EFFECT (declared effective) | SIMPLICITY ESPORTS & GAMING Co | 9999999995-21-003860 ↗ |
| 2021-12-01 | EFFECT | EFFECT (declared effective) | SIMPLICITY ESPORTS & GAMING Co | 9999999995-21-004515 ↗ |
| 2022-01-10 | S-1/A | S-1/A (amendment) | SIMPLICITY ESPORTS & GAMING Co | 0001493152-22-000857 ↗ |
| 2022-04-08 | S-1/A | S-1/A (amendment) | SIMPLICITY ESPORTS & GAMING Co | 0001493152-22-009375 ↗ |
| 2022-04-21 | S-1 | S-1 (registration) | SIMPLICITY ESPORTS & GAMING Co | 0001493152-22-010618 ↗ |
| 2022-05-12 | EFFECT | EFFECT (declared effective) | SIMPLICITY ESPORTS & GAMING Co | 9999999995-22-001439 ↗ |
| 2022-05-27 | RW | RW (withdrawal request) | SIMPLICITY ESPORTS & GAMING Co | 0001493152-22-015335 ↗ |
| 2022-06-10 | S-1 | S-1 (registration) | SIMPLICITY ESPORTS & GAMING Co | 0001493152-22-016437 ↗ |
| 2022-06-24 | EFFECT | EFFECT (declared effective) | SIMPLICITY ESPORTS & GAMING Co | 9999999995-22-001884 ↗ |
| 2022-07-22 | RW | RW (withdrawal request) | SIMPLICITY ESPORTS & GAMING Co | 0001493152-22-020149 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2017-08-15 | S-1/A | registration statement | $10.00 | 5,000,000 | $50,000,000 | Nasdaq IAM | 2 | primary document; price sentence, shares headline, proceeds table, cover names 2 | document ↗ | |
| 2017-08-17 | 424B4 | final prospectus | $10.00 | 5,000,000 | $50,000,000 | Nasdaq IAM | 2 | primary document; price sentence, shares headline, proceeds table, underwriting table 2, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Cherian F Jacob | Director,Officer,TenPercentOwner | Chief Executive Officer | 3 | 2017 | person page Fuzzy |
| Franklin Roman Nehemiah | Director; Director,Officer | Chief Executive Officer; President | 14 | 2017–2022 | |
| Hooper Max Wayne | Director | 3 | 2017–2022 | ||
| I-AM Capital Partners LLC | TenPercentOwner | 3 | 2017 | ||
| Kanuga Suhel | Director,Officer,TenPercentOwner | Chief Financial Officer | 3 | 2017 | |
| Leavy Frank | Director | 3 | 2017–2022 | ||
| CALDWELL DONALD R | Director; Other | 3 | 2017–2022 | person page Fuzzy | |
| Jaroski Edward L | Director | 4 | 2018–2022 | person page Fuzzy | |
| Herrmann William H Jr | Director | 8 | 2018–2022 | ||
| Polar Asset Management Partners Inc. | TenPercentOwner | 9 | 2018–2019 | ||
| K2 & Associates Investment Management Inc. | TenPercentOwner | 13 | 2018–2019 | ||
| K2 GENPAR 2009 INC | TenPercentOwner | 8 | 2018–2019 | ||
| K2 GENPAR LP | TenPercentOwner | 8 | 2018–2019 | ||
| K2 PRINCIPAL FUND, L.P. | TenPercentOwner | 13 | 2018–2019 | ||
| Kimel Shawn | TenPercentOwner | 8 | 2018–2019 | ||
| Shawn Kimel Investments, Inc. | TenPercentOwner | 13 | 2018–2019 | ||
| K2 Genpar 2017 Inc. | TenPercentOwner | 5 | 2019 | ||
| Grossman Steven Michael | Officer | President of Subsidiary | 2 | 2020 | |
| Kaplan Jed Philip | Director,Officer; Director,Officer,TenPercentOwner; Director,TenPercentOwner | CEO and Interim CFO | 9 | 2021–2022 | |
| Knicks Lau | Officer | Chief Financial Officer; Former Chief Financial Officer | 2 | 2021 | |
| HENNESSEY NANCY L. | Officer | Chief Financial Officer | 5 | 2021–2022 | |
| Loss Laila Cavalcanti | Director | 3 | 2021–2022 | ||
| Tarka Beatrice | Director | 1 | 2022 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | SIMPLICITY ESPORTS AND GAMING COMPANY | FL | State business registries | name and state |
| Business registration | SIMPLICITY ESPORTS AND GAMING INC. | FL | State business registries | name and state |
| SEC filer | SIMPLICITY ESPORTS & GAMING Co | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Donald R Caldwell | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other) | |
| Person page | Edward L Jaroski | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | F Jacob Cherian | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer,TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Retail-Eating & Drinking Places, FL first:
- Kisses From Italy Inc. FL
- THAT'S EATERTAINMENT CORP. AZ
- Dutch Bros Inc. AZ
- Black Rock Coffee Bar, Inc. AZ
- FRESH ENTERPRISES INC CA
- Real Mex Restaurants, Inc. CA
- Giggles N' Hugs, Inc. CA
- PARAISO PRODUCTIONS, INC. CA
- Southern Concepts Restaurant Group, Inc. CO
- Porter Holding International, Inc. F4
In other datasets, the same topic (Food and agriculture) in FL:
- Nonprofit: A & A HELPING HANDS CHARITY INC (Nonprofits (IRS Form 990))
Interests: Retail-Eating & Drinking Places · Food and agriculture