IPO registrations (S-1, F-1) · Registrants

SIMPLICITY ESPORTS & GAMING Co

SEC CIK
1708410 · filings on EDGAR ↗
Former names
SMAAASH ENTERTAINMENT INC. (2018–2018); I-AM CAPITAL ACQUISITION Co (2017–2018)
Registration
Form S-1, first filed 2017-07-12, last 2022-06-10; 9 initial registrations, 17 amendments
Outcome
Final prospectus filed 2017-08-17; declared effective 2017-08-16; withdrawal requested 2018-11-14
Industry (SIC)
Retail-Eating & Drinking Places 5810
Incorporated in
DE
Business address
7000 W. PALMETTO PARK RD.,, SUITE 505,, Boca Raton,, FL 33433
EIN
82-1231127
EDGAR entity type
operating
Insiders and CEO pay
SIMPLICITY ESPORTS & GAMING Co on the corporate pages

Offering terms

Final price
$10.00 per share (424B4 filed 2017-08-17, an initial public offering)
Shares sold
5,000,000
Gross proceeds
$50,000,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol IAM
Lead underwriters
Maxim Group (4,000,000 shares); Chardan (1,000,000 shares)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 40

FiledFormWhat it isName as filedEDGAR
2017-07-12S-1S-1 (registration)I-AM CAPITAL ACQUISITION Co0001615774-17-003579 ↗
2017-07-31S-1/AS-1/A (amendment)I-AM CAPITAL ACQUISITION Co0001615774-17-003925 ↗
2017-08-14S-1/AS-1/A (amendment)I-AM CAPITAL ACQUISITION Co0001615774-17-004314 ↗
2017-08-15S-1/AS-1/A (amendment)I-AM CAPITAL ACQUISITION Co0001615774-17-004421 ↗
2017-08-16EFFECTEFFECT (declared effective)I-AM CAPITAL ACQUISITION Co9999999995-17-002139 ↗
2017-08-17424B4424B4 (final prospectus)I-AM CAPITAL ACQUISITION Co0001615774-17-004526 ↗
2018-08-24S-1S-1 (registration)I-AM CAPITAL ACQUISITION Co0001615774-18-008623 ↗
2018-09-12S-1/AS-1/A (amendment)I-AM CAPITAL ACQUISITION Co0001615774-18-009449 ↗
2018-09-17S-1/AS-1/A (amendment)I-AM CAPITAL ACQUISITION Co0001615774-18-009589 ↗
2018-09-19EFFECTEFFECT (declared effective)I-AM CAPITAL ACQUISITION Co9999999995-18-002412 ↗
2018-11-14RWRW (withdrawal request)I-AM CAPITAL ACQUISITION Co0001615774-18-012599 ↗
2018-12-19S-1S-1 (registration)SMAAASH ENTERTAINMENT INC.0001615774-18-014667 ↗
2019-07-15S-1/AS-1/A (amendment)SIMPLICITY ESPORTS & GAMING Co0001493152-19-010598 ↗
2019-09-23S-1/AS-1/A (amendment)SIMPLICITY ESPORTS & GAMING Co0001493152-19-014448 ↗
2019-09-24S-1/AS-1/A (amendment)SIMPLICITY ESPORTS & GAMING Co0001493152-19-014481 ↗
2019-09-30EFFECTEFFECT (declared effective)SIMPLICITY ESPORTS & GAMING Co9999999995-19-002204 ↗
2020-03-24S-1S-1 (registration)SIMPLICITY ESPORTS & GAMING Co0001493152-20-004612 ↗
2020-03-30EFFECTEFFECT (declared effective)SIMPLICITY ESPORTS & GAMING Co9999999995-20-000642 ↗
2020-04-10S-1S-1 (registration)SIMPLICITY ESPORTS & GAMING Co0001493152-20-006178 ↗
2020-07-02S-1/AS-1/A (amendment)SIMPLICITY ESPORTS & GAMING Co0001493152-20-012546 ↗
2020-09-28S-1/AS-1/A (amendment)SIMPLICITY ESPORTS & GAMING Co0001493152-20-018483 ↗
2020-10-13EFFECTEFFECT (declared effective)SIMPLICITY ESPORTS & GAMING Co9999999995-20-002820 ↗
2020-10-23S-1/AS-1/A (amendment)SIMPLICITY ESPORTS & GAMING Co0001493152-20-019897 ↗
2021-01-19S-1/AS-1/A (amendment)SIMPLICITY ESPORTS & GAMING Co0001493152-21-001351 ↗
2021-04-16S-1/AS-1/A (amendment)SIMPLICITY ESPORTS & GAMING Co0001493152-21-008993 ↗
2021-04-28S-1S-1 (registration)SIMPLICITY ESPORTS & GAMING Co0001493152-21-009956 ↗
2021-05-10EFFECTEFFECT (declared effective)SIMPLICITY ESPORTS & GAMING Co9999999995-21-001864 ↗
2021-07-15S-1/AS-1/A (amendment)SIMPLICITY ESPORTS & GAMING Co0001493152-21-016919 ↗
2021-10-01S-1S-1 (registration)SIMPLICITY ESPORTS & GAMING Co0001493152-21-024387 ↗
2021-10-12S-1/AS-1/A (amendment)SIMPLICITY ESPORTS & GAMING Co0001493152-21-025229 ↗
2021-10-12EFFECTEFFECT (declared effective)SIMPLICITY ESPORTS & GAMING Co9999999995-21-003860 ↗
2021-12-01EFFECTEFFECT (declared effective)SIMPLICITY ESPORTS & GAMING Co9999999995-21-004515 ↗
2022-01-10S-1/AS-1/A (amendment)SIMPLICITY ESPORTS & GAMING Co0001493152-22-000857 ↗
2022-04-08S-1/AS-1/A (amendment)SIMPLICITY ESPORTS & GAMING Co0001493152-22-009375 ↗
2022-04-21S-1S-1 (registration)SIMPLICITY ESPORTS & GAMING Co0001493152-22-010618 ↗
2022-05-12EFFECTEFFECT (declared effective)SIMPLICITY ESPORTS & GAMING Co9999999995-22-001439 ↗
2022-05-27RWRW (withdrawal request)SIMPLICITY ESPORTS & GAMING Co0001493152-22-015335 ↗
2022-06-10S-1S-1 (registration)SIMPLICITY ESPORTS & GAMING Co0001493152-22-016437 ↗
2022-06-24EFFECTEFFECT (declared effective)SIMPLICITY ESPORTS & GAMING Co9999999995-22-001884 ↗
2022-07-22RWRW (withdrawal request)SIMPLICITY ESPORTS & GAMING Co0001493152-22-020149 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2017-08-15S-1/Aregistration statement$10.005,000,000$50,000,000Nasdaq IAM2primary document; price sentence, shares headline, proceeds table, cover names 2document ↗
2017-08-17424B4final prospectus$10.005,000,000$50,000,000Nasdaq IAM2primary document; price sentence, shares headline, proceeds table, underwriting table 2, cover names 2document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Cherian F JacobDirector,Officer,TenPercentOwnerChief Executive Officer32017person page Fuzzy
Franklin Roman NehemiahDirector; Director,OfficerChief Executive Officer; President142017–2022
Hooper Max WayneDirector32017–2022
I-AM Capital Partners LLCTenPercentOwner32017
Kanuga SuhelDirector,Officer,TenPercentOwnerChief Financial Officer32017
Leavy FrankDirector32017–2022
CALDWELL DONALD RDirector; Other32017–2022person page Fuzzy
Jaroski Edward LDirector42018–2022person page Fuzzy
Herrmann William H JrDirector82018–2022
Polar Asset Management Partners Inc.TenPercentOwner92018–2019
K2 & Associates Investment Management Inc.TenPercentOwner132018–2019
K2 GENPAR 2009 INCTenPercentOwner82018–2019
K2 GENPAR LPTenPercentOwner82018–2019
K2 PRINCIPAL FUND, L.P.TenPercentOwner132018–2019
Kimel ShawnTenPercentOwner82018–2019
Shawn Kimel Investments, Inc.TenPercentOwner132018–2019
K2 Genpar 2017 Inc.TenPercentOwner52019
Grossman Steven MichaelOfficerPresident of Subsidiary22020
Kaplan Jed PhilipDirector,Officer; Director,Officer,TenPercentOwner; Director,TenPercentOwnerCEO and Interim CFO92021–2022
Knicks LauOfficerChief Financial Officer; Former Chief Financial Officer22021
HENNESSEY NANCY L.OfficerChief Financial Officer52021–2022
Loss Laila CavalcantiDirector32021–2022
Tarka BeatriceDirector12022

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationSIMPLICITY ESPORTS AND GAMING COMPANYFLState business registriesname and state
Business registrationSIMPLICITY ESPORTS AND GAMING INC.FLState business registriesname and state
SEC filerSIMPLICITY ESPORTS & GAMING CoSEC filers (EDGAR)CIK (EXACT)
Person pageDonald R CaldwellPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other)
Person pageEdward L JaroskiPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageF Jacob CherianPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer,TenPercentOwner)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Retail-Eating & Drinking Places, FL first:

More with this interest.

In other datasets, the same topic (Food and agriculture) in FL:

Interests: Retail-Eating & Drinking Places · Food and agriculture