IPO registrations (S-1, F-1) · Registrants
Draper Oakwood Technology Acquisition Inc.
- SEC CIK
- 1705771 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2017-08-25, last 2017-09-11; 1 initial registration, 1 amendment
- Outcome
- Final prospectus filed 2017-09-15; declared effective 2017-09-14
- Industry (SIC)
- Retail-Retail Stores, NEC 5990
- Incorporated in
- NY
- Business address
- 55 E. 3RD AVENUE, San Mateo, CA 94401
- EIN
- 82-1391674
- EDGAR entity type
- operating
- Insiders and CEO pay
- Draper Oakwood Technology Acquisition Inc. on the corporate pages
Offering terms
- Final price
- $11.50 per share (424B4 filed 2017-09-15, an initial public offering)
- Shares sold
- 5,000,000
- Gross proceeds
- $57,500,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol DOTA
- Lead underwriters
- Number of Units EarlyBirdCapital, Inc (4,200,000 shares)
- Syndicate
- I-Bankers Securities, Inc (400,000); Ladenburg Thalmann (400,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: Draper Oakwood Technology Acquisition Inc. EXACT (CIK (EXACT))
Filings 4
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2017-08-25 | S-1 | S-1 (registration) | Draper Oakwood Technology Acquisition Inc. | 0001213900-17-009194 ↗ |
| 2017-09-11 | S-1/A | S-1/A (amendment) | Draper Oakwood Technology Acquisition Inc. | 0001213900-17-009555 ↗ |
| 2017-09-14 | EFFECT | EFFECT (declared effective) | Draper Oakwood Technology Acquisition Inc. | 9999999995-17-002359 ↗ |
| 2017-09-15 | 424B4 | 424B4 (final prospectus) | Draper Oakwood Technology Acquisition Inc. | 0001213900-17-009726 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2017-09-11 | S-1/A | registration statement | $11.50 | 5,000,000 | $57,500,000 | Nasdaq DOTA | 0 | primary document; price sentence, shares headline, proceeds computed | document ↗ | |
| 2017-09-15 | 424B4 | final prospectus | $11.50 | 5,000,000 | $57,500,000 | Nasdaq DOTA | 3 | primary document; price sentence, shares headline, proceeds computed, underwriting table 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Aamer Sarfraz | Director,Officer,TenPercentOwner | CEO and CFO | 3 | 2017 | |
| Atterbury Richard William | Director | 1 | 2017 | ||
| Draper Oakwood Investments LLC | TenPercentOwner | 3 | 2017 | ||
| Erfan Ali | Director | 1 | 2017 | ||
| Gorenc Frank General | Director | 1 | 2017 | ||
| Perry Roderick William | Director,TenPercentOwner; TenPercentOwner | 3 | 2017 | ||
| Turner Gabe | Director | 1 | 2017 | ||
| Polar Asset Management Partners Inc. | TenPercentOwner | 2 | 2017–2018 | ||
| Al Beitar Abdulwahab | Director | 1 | 2018 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | Draper Oakwood Technology Acquisition Inc. | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Retail-Retail Stores, NEC, CA first:
- CORNERSTONE PROPANE PARTNERS LP CA
- COLLECTIBLES USA INC CA
- BARBEQUES GALORE LTD CA
- SPENDSMART NETWORKS, INC. CA
- PETOPIA COM INC CA
- IPET HOLDINGS INC CA
- Newegg Commerce, Inc. CA
- Cyberfort Software, Inc. CA
- Petco Holdings Inc CA
- MedMen Enterprises, Inc. CA
In other datasets, the same topic (Retail) in CA:
- Form D issuer: 4505 Meats Inc (Form D private offerings)
Interests: Retail-Retail Stores, NEC · Retail