IPO registrations (S-1, F-1) · Registrants
Confluent, Inc.
- SEC CIK
- 1699838 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2021-06-01, last 2021-06-16; 1 initial registration, 1 amendment
- Outcome
- Final prospectus filed 2021-06-25; declared effective 2021-06-23
- Industry (SIC)
- Services-Prepackaged Software 7372
- Incorporated in
- DE
- Business address
- 899 W. EVELYN AVENUE, Mountain View, CA 94041
- EIN
- 47-1824387
- EDGAR entity type
- operating
- Insiders and CEO pay
- Confluent, Inc. on the corporate pages
Offering terms
- Proposed price range
- $29.00–$33.00 per share (S-1/A filed 2021-06-16)
- Final price
- $36.00 per share, above the range (424B4 filed 2021-06-25, an initial public offering)
- Shares sold
- 23,000,000
- Gross proceeds
- $828,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol CFLT
- Lead underwriters
- Morgan Stanley (6,325,000 shares); J.P. Morgan (5,175,000 shares)
- Syndicate
- Goldman Sachs (2,300,000); BofA Securities (1,840,000); Citigroup (1,840,000); Barclays (805,000); Cowen (299,000); Credit Suisse (805,000); D.A. Davidson (299,000); Deutsche Bank (805,000); JMP Securities (299,000); KeyBanc Capital Markets (299,000); Piper Sandler (299,000); UBS (805,000); Wells Fargo (805,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: CONFLUENT OF CALIFORNIA INC EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Confluent, Inc. Fuzzy (name and state)
- Business registration: Confluent, Inc. Fuzzy (name and state)
- Business registration: CONFLUENT, Inc. Fuzzy (name and state)
- Business registration: CONFLUENT, INC. Fuzzy (name and state)
- Business registration: CONFLUENT, INC. Fuzzy (name and state)
- Business registration: CONFLUENT, INC. Fuzzy (name and state)
- Business registration: CONFLUENT, INC. Fuzzy (name and state)
- Business registration: CONFLUENT, INC. Fuzzy (name and state)
- Business registration: CONFLUENT, INC. Fuzzy (name and state)
- Business registration: CONFLUENT INCORPORATED Fuzzy (name and state)
- Form 5500 plan sponsor: CONFLUENT, INC EXACT (EIN (EXACT))
- Federal award recipient: CONFLUENT, INC. Fuzzy (name and state)
- Form D issuer: Confluent, Inc. EXACT (CIK (EXACT))
- SEC filer: Confluent, Inc. EXACT (CIK (EXACT))
- Person page: Edward Jay Kreps Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 4
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2021-06-01 | S-1 | S-1 (registration) | Confluent, Inc. | 0001193125-21-178773 ↗ |
| 2021-06-16 | S-1/A | S-1/A (amendment) | Confluent, Inc. | 0001193125-21-191615 ↗ |
| 2021-06-23 | EFFECT | EFFECT (declared effective) | Confluent, Inc. | 9999999995-21-002468 ↗ |
| 2021-06-25 | 424B4 | 424B4 (final prospectus) | Confluent, Inc. | 0001193125-21-199382 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2021-06-16 | S-1/A | registration statement | $29.00–$33.00 | - | - | Nasdaq CFLT | 15 | primary document; range, cover names 15 | document ↗ | |
| 2021-06-25 | 424B4 | final prospectus | $36.00 | 23,000,000 | $828,000,000 | Nasdaq CFLT | 15 | primary document; price sentence, shares headline, proceeds computed, underwriting table 15, cover names 15 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Benchmark Capital Management Co. VIII, L.L.C. | TenPercentOwner | 6 | 2021–2022 | ||
| Benchmark Capital Partners VIII, L.P. | TenPercentOwner | 6 | 2021–2022 | ||
| Benchmark Founders' Fund VIII-B, L.P. | TenPercentOwner | 6 | 2021–2022 | ||
| Benchmark Founders' Fund VIII, L.P. | TenPercentOwner | 6 | 2021–2022 | ||
| Caimi Lara | Director | 14 | 2021–2026 | ||
| Chadwick Jonathan | Director | 15 | 2021–2026 | ||
| Cohler Matt | TenPercentOwner | 7 | 2021–2022 | ||
| FENTON PETER H | TenPercentOwner | 9 | 2021–2022 | ||
| GURLEY J WILLIAM | TenPercentOwner | 9 | 2021–2022 | ||
| Henry Alyssa | Director | 7 | 2021–2026 | ||
| Hu An-Yen | TenPercentOwner | 7 | 2021–2022 | ||
| Index Venture Associates VII Ltd | TenPercentOwner | 7 | 2021–2023 | ||
| Index Venture Growth Associates IV Ltd | TenPercentOwner | 6 | 2021–2023 | ||
| Index Ventures Growth IV (Jersey), L.P. | TenPercentOwner | 6 | 2021–2023 | ||
| INDEX VENTURES VII (JERSEY), L.P. | TenPercentOwner | 7 | 2021–2023 | ||
| INDEX VENTURES VII PARALLEL ENTREPRENEUR FUND (JERSEY), L.P. | TenPercentOwner | 6 | 2021–2023 | ||
| Kreps Edward Jay | Director,Officer; Director,Officer,TenPercentOwner | Chief Executive Officer; CHIEF EXECUTIVE OFFICER | 37 | 2021–2026 | person page Fuzzy |
| LASKY MITCHELL | TenPercentOwner | 8 | 2021–2022 | ||
| Liu Ying Christina | Officer | Chief Accounting Officer; CHIEF ACCOUNTING OFFICER | 20 | 2021–2024 | |
| MILLER MATTHEW CRAIG | Director; Director,TenPercentOwner | 22 | 2021–2026 | ||
| Narkhede Neha | Director | 21 | 2021–2026 | ||
| Puttagunta Chetan | TenPercentOwner | 9 | 2021–2022 | ||
| SCHOTT GREGORY GEORGE | Director | 5 | 2021–2026 | ||
| Schultz Erica | Officer | President, Field Operations; PRESIDENT, FIELD OPERATIONS | 37 | 2021–2025 | |
| SC U.S. Growth VIII Management, L.P. | TenPercentOwner | 8 | 2021–2023 | ||
| SC U.S. Growth VII Management, L.P. | TenPercentOwner | 8 | 2021–2023 | ||
| SC US (TTGP), LTD. | TenPercentOwner | 11 | 2021–2023 | ||
| Sequoia Capital U.S. Growth Fund VIII, L.P. | TenPercentOwner | 8 | 2021–2023 | ||
| SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. | TenPercentOwner | 8 | 2021–2023 | ||
| SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. | TenPercentOwner | 8 | 2021–2023 | ||
| Sequoia Grove II, LLC | TenPercentOwner | 8 | 2021–2023 | ||
| Sequoia Grove Manager, LLC | TenPercentOwner | 8 | 2021–2023 | ||
| SPURLOCK STEVEN M | TenPercentOwner | 5 | 2021 | ||
| Tavel Sarah E | TenPercentOwner | 7 | 2021–2022 | ||
| Tomlinson Steffan | Officer | Chief Financial Officer | 10 | 2021–2023 | |
| Vishria Eric | Director; Director,TenPercentOwner | 27 | 2021–2026 | ||
| Volpi Michelangelo | Director | 20 | 2021–2026 | ||
| Yucca (Jersey) SLP | TenPercentOwner | 7 | 2021–2023 | ||
| Altimeter Capital Management General Partner, LLC | TenPercentOwner | 9 | 2022 | ||
| Altimeter Capital Management, LP | TenPercentOwner | 8 | 2022 | ||
| GERSTNER BRAD | TenPercentOwner | 9 | 2022 | ||
| ALTIMETER PARTNERS FUND LP | TenPercentOwner | 1 | 2022 | ||
| Sequoia Capital Fund Management, L.P. | TenPercentOwner | 6 | 2022–2023 | ||
| Buscemi Stephanie | Officer | Chief Marketing Officer; CHIEF MARKETING OFFICER | 18 | 2022–2024 | |
| Verbowski Chad | Officer | Chief Technology Officer; CHIEF TECHNOLOGY OFFICER; SVP of Engineering | 20 | 2022–2024 | |
| Sequoia Capital Fund, L.P. | TenPercentOwner | 3 | 2023 | ||
| Sequoia Capital Fund Parallel, LLC | TenPercentOwner | 3 | 2023 | ||
| Sivaram Rohan | Officer | Chief Financial Officer; CHIEF FINANCIAL OFFICER | 30 | 2023–2026 | |
| Phan Kong | Officer | Chief Accounting Officer | 22 | 2024–2026 | |
| Vinson Melanie Davis | Officer | Chief Legal Officer | 2 | 2025 | |
| Mac Ban Ryan Norris | Officer | Chief Revenue Officer | 11 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2017-03-07 | Confluent, Inc. | Other Technology | $49,999,988 | $49,999,988 | 6 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Confluent, Inc. | CA | State business registries | name and state |
| Business registration | Confluent, Inc. | CA | State business registries | name and state |
| Business registration | CONFLUENT, Inc. | CA | State business registries | name and state |
| Business registration | CONFLUENT, INC. | CA | State business registries | name and state |
| Business registration | CONFLUENT, INC. | CA | State business registries | name and state |
| Business registration | CONFLUENT, INC. | CA | State business registries | name and state |
| Business registration | CONFLUENT, INC. | CA | State business registries | name and state |
| Business registration | CONFLUENT, INC. | CA | State business registries | name and state |
| Business registration | CONFLUENT, INC. | CA | State business registries | name and state |
| Business registration | CONFLUENT INCORPORATED | CA | State business registries | name and state |
| Business registration | CONFLUENT OF CALIFORNIA INC | CA | State business registries | EIN (EXACT, as the state registration reports it) |
| Contractor | CONFLUENT | CA | Nonprofit contractors (Form 990) | name and state |
| Federal award recipient | CONFLUENT, INC. | CA | Federal spending (USAspending) | name and state |
| Form D issuer | Confluent, Inc. | CA | Form D private offerings | CIK (EXACT) |
| Patent assignee | Confluent, Inc. | CA | Patents (USPTO) | name and state |
| SEC filer | Confluent, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Confluent, Inc. | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | CONFLUENT, INC | EIN (EXACT) | ||
| Person page | Edward Jay Kreps | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Prepackaged Software, CA first:
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In other datasets, the same topic (Technology) in CA:
- Lobbying client: 8X8, INC. (Federal lobbying (LDA))
Interests: Services-Prepackaged Software · Technology