IPO registrations (S-1, F-1) · Registrants

Once Upon a Farm, PBC

SEC CIK
1696556 · filings on EDGAR ↗
Former names
Once Upon a Farm, LLC (2017–2020)
Registration
Form S-1, first filed 2025-09-29, last 2026-01-28; 1 initial registration, 2 amendments
Outcome
Final prospectus filed 2026-02-09; declared effective 2026-01-30
Industry (SIC)
Food and Kindred Products 2000
Incorporated in
DE
Business address
2111 SAN PABLO AVENUE, SUITE 2216, Berkeley, CA 94702
EIN
47-3648280
Ticker
OFRM (NYSE)
EDGAR entity type
operating
Insiders and CEO pay
Once Upon a Farm, PBC on the corporate pages

Offering terms

Proposed price range
$17.00–$19.00 per share (S-1/A filed 2026-01-28)
Final price
$18.00 per share, within the range (424B4 filed 2026-02-09, an initial public offering)
Shares sold
3,365,672 (7,631,537 by the company, 3,365,672 by selling holders)
Gross proceeds
$60,582,096 before underwriting discounts and any over-allotment option
Listing
NYSE under the symbol OFRM
Lead underwriters
Goldman Sachs (2,692,273 shares); J.P. Morgan (2,692,273 shares)
Syndicate
BofA Securities (1,682,670); William Blair (1,121,780); Barclays (867,994); Evercore (663,760); Deutsche Bank (408,467); Oppenheimer (408,467); Cowen; Drexel Hamilton (25,529); Siebert Williams Shank (25,529); TD Securities (408,467)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 5

FiledFormWhat it isName as filedEDGAR
2025-09-29S-1S-1 (registration)Once Upon a Farm, PBC0001193125-25-222798 ↗
2026-01-26S-1/AS-1/A (amendment)Once Upon a Farm, PBC0001193125-26-021667 ↗
2026-01-28S-1/AS-1/A (amendment)Once Upon a Farm, PBC0001193125-26-025325 ↗
2026-01-30EFFECTEFFECT (declared effective)Once Upon a Farm, PBC9999999995-26-000373 ↗
2026-02-09424B4424B4 (final prospectus)Once Upon a Farm, PBC0001193125-26-041885 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2026-01-28S-1/Aregistration statement$17.00–$19.0010,997,209-NYSE OFRM11primary document; range, shares headline, cover names 11document ↗
2026-02-09424B4final prospectus$18.003,365,672$60,582,096NYSE OFRM12primary document; price sentence, shares headline, proceeds computed, underwriting table 11, cover names 11document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Bazzano DaraDirector22026
Bent Megan ReimersDirector22026
CAVU Venture Partners III, LPTenPercentOwner22026
CAVU Venture Partners II, LPTenPercentOwner22026
CAVU Venture Partners IV, LPTenPercentOwner22026
Curtis Cassandra NicoleDirector,OfficerChief Innovation Officer52026
Folena ChrisOfficerChief Accounting Officer52026
Foraker John M.Director,OfficerSee Remarks22026
Garner Jennifer AnneDirector22026
Jacobs Jared NoahDirector22026
PEIROS LARRYDirector32026
ROBB WALTER E IVDirector22026
S2G Investments, LLCTenPercentOwner22026
Thomas Brett J.Director22026
TNG Investors LP / DETenPercentOwner22026
Waldman Lawrence StevenOfficerSee Remarks62026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2022-03-14Once Upon a Farm, PBCOther$52,085,213$44,004,439231
2021-06-29Once Upon a Farm, PBCOther$22,793,145$22,793,145361
2020-02-24Once Upon a Farm, LLCOther$10,000,000$8,877,00071
2018-10-22Once Upon a Farm, LLCOther$30,318,689$20,099,316333
2017-02-01Once Upon a Farm, LLCOther$5,105,435$3,955,750282

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Form D issuerOnce Upon a Farm, PBCCAForm D private offeringsCIK (EXACT)
Recalling firmONCE UPON A FARM PBCCAFood recalls (FDA, USDA)name and state
SEC filerOnce Upon a Farm, PBCSEC filers (EDGAR)CIK (EXACT)
Trademark ownerONCE UPON A FARM, PBCCATrademarks (USPTO)name and state

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.