IPO registrations (S-1, F-1) · Registrants
Once Upon a Farm, PBC
- SEC CIK
- 1696556 · filings on EDGAR ↗
- Former names
- Once Upon a Farm, LLC (2017–2020)
- Registration
- Form S-1, first filed 2025-09-29, last 2026-01-28; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 2026-02-09; declared effective 2026-01-30
- Industry (SIC)
- Food and Kindred Products 2000
- Incorporated in
- DE
- Business address
- 2111 SAN PABLO AVENUE, SUITE 2216, Berkeley, CA 94702
- EIN
- 47-3648280
- Ticker
- OFRM (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Once Upon a Farm, PBC on the corporate pages
Offering terms
- Proposed price range
- $17.00–$19.00 per share (S-1/A filed 2026-01-28)
- Final price
- $18.00 per share, within the range (424B4 filed 2026-02-09, an initial public offering)
- Shares sold
- 3,365,672 (7,631,537 by the company, 3,365,672 by selling holders)
- Gross proceeds
- $60,582,096 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol OFRM
- Lead underwriters
- Goldman Sachs (2,692,273 shares); J.P. Morgan (2,692,273 shares)
- Syndicate
- BofA Securities (1,682,670); William Blair (1,121,780); Barclays (867,994); Evercore (663,760); Deutsche Bank (408,467); Oppenheimer (408,467); Cowen; Drexel Hamilton (25,529); Siebert Williams Shank (25,529); TD Securities (408,467)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form D issuer: Once Upon a Farm, PBC EXACT (CIK (EXACT))
- SEC filer: Once Upon a Farm, PBC EXACT (CIK (EXACT))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2025-09-29 | S-1 | S-1 (registration) | Once Upon a Farm, PBC | 0001193125-25-222798 ↗ |
| 2026-01-26 | S-1/A | S-1/A (amendment) | Once Upon a Farm, PBC | 0001193125-26-021667 ↗ |
| 2026-01-28 | S-1/A | S-1/A (amendment) | Once Upon a Farm, PBC | 0001193125-26-025325 ↗ |
| 2026-01-30 | EFFECT | EFFECT (declared effective) | Once Upon a Farm, PBC | 9999999995-26-000373 ↗ |
| 2026-02-09 | 424B4 | 424B4 (final prospectus) | Once Upon a Farm, PBC | 0001193125-26-041885 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2026-01-28 | S-1/A | registration statement | $17.00–$19.00 | 10,997,209 | - | NYSE OFRM | 11 | primary document; range, shares headline, cover names 11 | document ↗ | |
| 2026-02-09 | 424B4 | final prospectus | $18.00 | 3,365,672 | $60,582,096 | NYSE OFRM | 12 | primary document; price sentence, shares headline, proceeds computed, underwriting table 11, cover names 11 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Bazzano Dara | Director | 2 | 2026 | ||
| Bent Megan Reimers | Director | 2 | 2026 | ||
| CAVU Venture Partners III, LP | TenPercentOwner | 2 | 2026 | ||
| CAVU Venture Partners II, LP | TenPercentOwner | 2 | 2026 | ||
| CAVU Venture Partners IV, LP | TenPercentOwner | 2 | 2026 | ||
| Curtis Cassandra Nicole | Director,Officer | Chief Innovation Officer | 5 | 2026 | |
| Folena Chris | Officer | Chief Accounting Officer | 5 | 2026 | |
| Foraker John M. | Director,Officer | See Remarks | 2 | 2026 | |
| Garner Jennifer Anne | Director | 2 | 2026 | ||
| Jacobs Jared Noah | Director | 2 | 2026 | ||
| PEIROS LARRY | Director | 3 | 2026 | ||
| ROBB WALTER E IV | Director | 2 | 2026 | ||
| S2G Investments, LLC | TenPercentOwner | 2 | 2026 | ||
| Thomas Brett J. | Director | 2 | 2026 | ||
| TNG Investors LP / DE | TenPercentOwner | 2 | 2026 | ||
| Waldman Lawrence Steven | Officer | See Remarks | 6 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2022-03-14 | Once Upon a Farm, PBC | Other | $52,085,213 | $44,004,439 | 23 | 1 |
| 2021-06-29 | Once Upon a Farm, PBC | Other | $22,793,145 | $22,793,145 | 36 | 1 |
| 2020-02-24 | Once Upon a Farm, LLC | Other | $10,000,000 | $8,877,000 | 7 | 1 |
| 2018-10-22 | Once Upon a Farm, LLC | Other | $30,318,689 | $20,099,316 | 33 | 3 |
| 2017-02-01 | Once Upon a Farm, LLC | Other | $5,105,435 | $3,955,750 | 28 | 2 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | Once Upon a Farm, PBC | CA | Form D private offerings | CIK (EXACT) |
| Recalling firm | ONCE UPON A FARM PBC | CA | Food recalls (FDA, USDA) | name and state |
| SEC filer | Once Upon a Farm, PBC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | ONCE UPON A FARM, PBC | CA | Trademarks (USPTO) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.