IPO registrations (S-1, F-1) · Registrants
Aptevo Therapeutics Inc.
- SEC CIK
- 1671584 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2023-06-30, last 2026-08-21; 11 initial registrations, 9 amendments
- Outcome
- Final prospectus filed 2023-08-03; declared effective 2023-08-01; withdrawal requested 2025-05-13
- Industry (SIC)
- Pharmaceutical Preparations 2834
- Incorporated in
- DE
- Business address
- 2401 4TH AVE., SUITE 1050, Seattle, WA 98121
- EIN
- 81-1567056
- Ticker
- APVO (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Aptevo Therapeutics Inc. on the corporate pages
On this site
- Business registration: APTEVO THERAPEUTICS, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: APTEVO THERAPEUTIC, INC. EXACT (EIN (EXACT))
- Form D issuer: Aptevo Therapeutics Inc. EXACT (CIK (EXACT))
- SEC filer: Aptevo Therapeutics Inc. EXACT (CIK (EXACT))
Filings 48
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2023-06-30 | S-1 | S-1 (registration) | Aptevo Therapeutics Inc. | 0000950170-23-031113 ↗ |
| 2023-07-14 | S-1/A | S-1/A (amendment) | Aptevo Therapeutics Inc. | 0000950170-23-033000 ↗ |
| 2023-08-01 | S-1/A | S-1/A (amendment) | Aptevo Therapeutics Inc. | 0000950170-23-036437 ↗ |
| 2023-08-01 | EFFECT | EFFECT (declared effective) | Aptevo Therapeutics Inc. | 9999999995-23-002244 ↗ |
| 2023-08-03 | 424B4 | 424B4 (final prospectus) | Aptevo Therapeutics Inc. | 0000950170-23-038144 ↗ |
| 2023-11-30 | EFFECT | EFFECT (declared effective) | Aptevo Therapeutics Inc. | 9999999995-23-003508 ↗ |
| 2024-03-20 | S-1 | S-1 (registration) | Aptevo Therapeutics Inc. | 0000950170-24-034178 ↗ |
| 2024-03-29 | S-1/A | S-1/A (amendment) | Aptevo Therapeutics Inc. | 0000950170-24-038743 ↗ |
| 2024-04-09 | S-1/A | S-1/A (amendment) | Aptevo Therapeutics Inc. | 0000950170-24-043059 ↗ |
| 2024-04-10 | EFFECT | EFFECT (declared effective) | Aptevo Therapeutics Inc. | 9999999995-24-000919 ↗ |
| 2024-04-12 | 424B4 | 424B4 (final prospectus) | Aptevo Therapeutics Inc. | 0000950170-24-044148 ↗ |
| 2024-06-14 | S-1 | S-1 (registration) | Aptevo Therapeutics Inc. | 0000950170-24-073737 ↗ |
| 2024-06-26 | S-1/A | S-1/A (amendment) | Aptevo Therapeutics Inc. | 0000950170-24-077621 ↗ |
| 2024-06-28 | 424B4 | 424B4 (final prospectus) | Aptevo Therapeutics Inc. | 0000950170-24-079124 ↗ |
| 2024-06-28 | EFFECT | EFFECT (declared effective) | Aptevo Therapeutics Inc. | 9999999995-24-002018 ↗ |
| 2024-08-30 | S-1 | S-1 (registration) | Aptevo Therapeutics Inc. | 0000950170-24-102458 ↗ |
| 2024-09-16 | EFFECT | EFFECT (declared effective) | Aptevo Therapeutics Inc. | 9999999995-24-002853 ↗ |
| 2024-09-17 | 424B4 | 424B4 (final prospectus) | Aptevo Therapeutics Inc. | 0000950170-24-107412 ↗ |
| 2025-01-02 | EFFECT | EFFECT (declared effective) | Aptevo Therapeutics Inc. | 9999999995-25-000028 ↗ |
| 2025-02-26 | EFFECT | EFFECT (declared effective) | Aptevo Therapeutics Inc. | 9999999995-25-000537 ↗ |
| 2025-03-03 | S-1 | S-1 (registration) | Aptevo Therapeutics Inc. | 0000950170-25-030286 ↗ |
| 2025-03-25 | S-1/A | S-1/A (amendment) | Aptevo Therapeutics Inc. | 0000950170-25-044078 ↗ |
| 2025-03-27 | S-1/A | S-1/A (amendment) | Aptevo Therapeutics Inc. | 0000950170-25-045728 ↗ |
| 2025-03-27 | S-1/A | S-1/A (amendment) | Aptevo Therapeutics Inc. | 0000950170-25-046199 ↗ |
| 2025-04-01 | S-1/A | S-1/A (amendment) | Aptevo Therapeutics Inc. | 0000950170-25-048016 ↗ |
| 2025-04-04 | 424B4 | 424B4 (final prospectus) | Aptevo Therapeutics Inc. | 0000950170-25-050924 ↗ |
| 2025-04-22 | 424B4 | 424B4 (final prospectus) | Aptevo Therapeutics Inc. | 0000950170-25-056475 ↗ |
| 2025-04-28 | 424B4 | 424B4 (final prospectus) | Aptevo Therapeutics Inc. | 0000950170-25-058974 ↗ |
| 2025-05-13 | RW | RW (withdrawal request) | Aptevo Therapeutics Inc. | 0000950170-25-069820 ↗ |
| 2025-05-13 | RW | RW (withdrawal request) | Aptevo Therapeutics Inc. | 0000950170-25-069821 ↗ |
| 2025-05-13 | S-1 | S-1 (registration) | Aptevo Therapeutics Inc. | 0000950170-25-070551 ↗ |
| 2025-05-22 | EFFECT | EFFECT (declared effective) | Aptevo Therapeutics Inc. | 9999999995-25-001715 ↗ |
| 2025-06-16 | S-1 | S-1 (registration) | Aptevo Therapeutics Inc. | 0000950170-25-086548 ↗ |
| 2025-06-18 | S-1MEF | S-1MEF (added securities) | Aptevo Therapeutics Inc. | 0000950170-25-087813 ↗ |
| 2025-06-18 | EFFECT | EFFECT (declared effective) | Aptevo Therapeutics Inc. | 9999999995-25-001965 ↗ |
| 2025-06-20 | 424B4 | 424B4 (final prospectus) | Aptevo Therapeutics Inc. | 0000950170-25-088195 ↗ |
| 2025-07-25 | S-1 | S-1 (registration) | Aptevo Therapeutics Inc. | 0000950170-25-098788 ↗ |
| 2025-08-01 | EFFECT | EFFECT (declared effective) | Aptevo Therapeutics Inc. | 9999999995-25-002457 ↗ |
| 2025-08-08 | 424B4 | 424B4 (final prospectus) | Aptevo Therapeutics Inc. | 0000950170-25-105823 ↗ |
| 2025-10-01 | S-1 | S-1 (registration) | Aptevo Therapeutics Inc. | 0001193125-25-226825 ↗ |
| 2025-11-25 | 424B4 | 424B4 (final prospectus) | Aptevo Therapeutics Inc. | 0001193125-25-297513 ↗ |
| 2025-11-25 | EFFECT | EFFECT (declared effective) | Aptevo Therapeutics Inc. | 9999999995-25-003381 ↗ |
| 2026-01-28 | S-1 | S-1 (registration) | Aptevo Therapeutics Inc. | 0001193125-26-027200 ↗ |
| 2026-01-30 | 424B4 | 424B4 (final prospectus) | Aptevo Therapeutics Inc. | 0001193125-26-032011 ↗ |
| 2026-01-30 | EFFECT | EFFECT (declared effective) | Aptevo Therapeutics Inc. | 9999999995-26-000430 ↗ |
| 2026-08-21 | S-1 | S-1 (registration) | Aptevo Therapeutics Inc. | 0001193125-26-361103 ↗ |
| 2026-09-02 | EFFECT | EFFECT (declared effective) | Aptevo Therapeutics Inc. | 9999999995-26-002871 ↗ |
| 2026-09-03 | 424B4 | 424B4 (final prospectus) | Aptevo Therapeutics Inc. | 0001193125-26-381149 ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Burt Eric M. | Director | 1 | 2016 | ||
| Cruz Anatolio B III | Director | 1 | 2016 | ||
| Darling Michael | Director | 1 | 2016 | ||
| Emergent BioSolutions Inc. | TenPercentOwner | 3 | 2016 | ||
| Harsanyi Zsolt | Director | Board of Directors | 18 | 2016–2026 | |
| Kramer Robert | Director,Officer | President | 1 | 2016 | |
| Abdun-Nabi Daniel | Director | Board of Directors | 19 | 2016–2026 | |
| El-Hibri Fuad | Director; Director,TenPercentOwner | Board of Directors | 19 | 2016–2021 | |
| Grant Grady III | Director | Board of Directors | 19 | 2016–2026 | |
| Intervac, L.L.C. | TenPercentOwner | 1 | 2016 | ||
| Kunz Barbara Lopez | Director | Board of Directors | 18 | 2016–2026 | |
| Lamothe Jeffrey G. | Director,Officer; Officer | CFO; EVP, COO; President and CEO; SVP and CFO; SVP, CFO and Treasurer | 30 | 2016–2026 | |
| Niederhuber John | Director | Board of Directors | 17 | 2016–2026 | |
| Stromatt Scott C | Officer | Chief Medical Officer and SVP | 12 | 2016–2019 | |
| White Marvin L | Director,Officer | CEO and President; Executive Chair; President and CEO | 31 | 2016–2026 | |
| Maddux Randy Joe | Officer | Senior VP, Operations; SVP of Operations, CMO; SVP Operations; SVP Operations, CMO | 12 | 2016–2020 | |
| Gross Jane A | Officer | See Remarks; SVP & Chief Scientific Officer | 14 | 2016–2021 | |
| Adelman Michael | Officer | SVP, Commercial Operations | 4 | 2018–2020 | |
| Mitchell Shawnte | Officer | SVP, GC and Corporate Affairs | 5 | 2018–2020 | |
| TANG CAPITAL MANAGEMENT LLC | Other; TenPercentOwner | 4 | 2020–2021 | ||
| TANG CAPITAL PARTNERS LP | Other; TenPercentOwner | 4 | 2020–2021 | ||
| TANG KEVIN C | Other; TenPercentOwner | 4 | 2020–2021 | ||
| Kwon SoYoung | Officer | See Remarks; SVP, GC and Corporate Affairs; SVP, GC, and Corporate Affairs; SVP, GC, BD & Corp Affairs | 17 | 2021–2026 | |
| Taylor Daphne | Officer | SVP, CFO | 11 | 2023–2026 | |
| Huebner Dirk | Officer | SVP, CMO | 3 | 2025–2026 | |
| BANK OF AMERICA CORP /DE/ | TenPercentOwner | 2 | 2025 | ||
| BANK OF AMERICA NA | TenPercentOwner | 2 | 2025 | ||
| BOFA SECURITIES, INC. | TenPercentOwner | 2 | 2025 | ||
| Janatpour Mary Jo | Officer | SVP, CSO | 1 | 2026 | |
| NIOWAVE, INC. | TenPercentOwner | 1 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2026-08-26 | Aptevo Therapeutics Inc. | Pharmaceuticals | $3,472,683 | $3,472,683 | 3 | 1 |
| 2025-04-18 | Aptevo Therapeutics Inc. | Pharmaceuticals | $2,100,004 | $2,100,004 | 11 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.