IPO registrations (S-1, F-1) · Registrants

Aptevo Therapeutics Inc.

SEC CIK
1671584 · filings on EDGAR ↗
Registration
Form S-1, first filed 2023-06-30, last 2026-08-21; 11 initial registrations, 9 amendments
Outcome
Final prospectus filed 2023-08-03; declared effective 2023-08-01; withdrawal requested 2025-05-13
Industry (SIC)
Pharmaceutical Preparations 2834
Incorporated in
DE
Business address
2401 4TH AVE., SUITE 1050, Seattle, WA 98121
EIN
81-1567056
Ticker
APVO (Nasdaq)
EDGAR entity type
operating
Insiders and CEO pay
Aptevo Therapeutics Inc. on the corporate pages

Filings 48

FiledFormWhat it isName as filedEDGAR
2023-06-30S-1S-1 (registration)Aptevo Therapeutics Inc.0000950170-23-031113 ↗
2023-07-14S-1/AS-1/A (amendment)Aptevo Therapeutics Inc.0000950170-23-033000 ↗
2023-08-01S-1/AS-1/A (amendment)Aptevo Therapeutics Inc.0000950170-23-036437 ↗
2023-08-01EFFECTEFFECT (declared effective)Aptevo Therapeutics Inc.9999999995-23-002244 ↗
2023-08-03424B4424B4 (final prospectus)Aptevo Therapeutics Inc.0000950170-23-038144 ↗
2023-11-30EFFECTEFFECT (declared effective)Aptevo Therapeutics Inc.9999999995-23-003508 ↗
2024-03-20S-1S-1 (registration)Aptevo Therapeutics Inc.0000950170-24-034178 ↗
2024-03-29S-1/AS-1/A (amendment)Aptevo Therapeutics Inc.0000950170-24-038743 ↗
2024-04-09S-1/AS-1/A (amendment)Aptevo Therapeutics Inc.0000950170-24-043059 ↗
2024-04-10EFFECTEFFECT (declared effective)Aptevo Therapeutics Inc.9999999995-24-000919 ↗
2024-04-12424B4424B4 (final prospectus)Aptevo Therapeutics Inc.0000950170-24-044148 ↗
2024-06-14S-1S-1 (registration)Aptevo Therapeutics Inc.0000950170-24-073737 ↗
2024-06-26S-1/AS-1/A (amendment)Aptevo Therapeutics Inc.0000950170-24-077621 ↗
2024-06-28424B4424B4 (final prospectus)Aptevo Therapeutics Inc.0000950170-24-079124 ↗
2024-06-28EFFECTEFFECT (declared effective)Aptevo Therapeutics Inc.9999999995-24-002018 ↗
2024-08-30S-1S-1 (registration)Aptevo Therapeutics Inc.0000950170-24-102458 ↗
2024-09-16EFFECTEFFECT (declared effective)Aptevo Therapeutics Inc.9999999995-24-002853 ↗
2024-09-17424B4424B4 (final prospectus)Aptevo Therapeutics Inc.0000950170-24-107412 ↗
2025-01-02EFFECTEFFECT (declared effective)Aptevo Therapeutics Inc.9999999995-25-000028 ↗
2025-02-26EFFECTEFFECT (declared effective)Aptevo Therapeutics Inc.9999999995-25-000537 ↗
2025-03-03S-1S-1 (registration)Aptevo Therapeutics Inc.0000950170-25-030286 ↗
2025-03-25S-1/AS-1/A (amendment)Aptevo Therapeutics Inc.0000950170-25-044078 ↗
2025-03-27S-1/AS-1/A (amendment)Aptevo Therapeutics Inc.0000950170-25-045728 ↗
2025-03-27S-1/AS-1/A (amendment)Aptevo Therapeutics Inc.0000950170-25-046199 ↗
2025-04-01S-1/AS-1/A (amendment)Aptevo Therapeutics Inc.0000950170-25-048016 ↗
2025-04-04424B4424B4 (final prospectus)Aptevo Therapeutics Inc.0000950170-25-050924 ↗
2025-04-22424B4424B4 (final prospectus)Aptevo Therapeutics Inc.0000950170-25-056475 ↗
2025-04-28424B4424B4 (final prospectus)Aptevo Therapeutics Inc.0000950170-25-058974 ↗
2025-05-13RWRW (withdrawal request)Aptevo Therapeutics Inc.0000950170-25-069820 ↗
2025-05-13RWRW (withdrawal request)Aptevo Therapeutics Inc.0000950170-25-069821 ↗
2025-05-13S-1S-1 (registration)Aptevo Therapeutics Inc.0000950170-25-070551 ↗
2025-05-22EFFECTEFFECT (declared effective)Aptevo Therapeutics Inc.9999999995-25-001715 ↗
2025-06-16S-1S-1 (registration)Aptevo Therapeutics Inc.0000950170-25-086548 ↗
2025-06-18S-1MEFS-1MEF (added securities)Aptevo Therapeutics Inc.0000950170-25-087813 ↗
2025-06-18EFFECTEFFECT (declared effective)Aptevo Therapeutics Inc.9999999995-25-001965 ↗
2025-06-20424B4424B4 (final prospectus)Aptevo Therapeutics Inc.0000950170-25-088195 ↗
2025-07-25S-1S-1 (registration)Aptevo Therapeutics Inc.0000950170-25-098788 ↗
2025-08-01EFFECTEFFECT (declared effective)Aptevo Therapeutics Inc.9999999995-25-002457 ↗
2025-08-08424B4424B4 (final prospectus)Aptevo Therapeutics Inc.0000950170-25-105823 ↗
2025-10-01S-1S-1 (registration)Aptevo Therapeutics Inc.0001193125-25-226825 ↗
2025-11-25424B4424B4 (final prospectus)Aptevo Therapeutics Inc.0001193125-25-297513 ↗
2025-11-25EFFECTEFFECT (declared effective)Aptevo Therapeutics Inc.9999999995-25-003381 ↗
2026-01-28S-1S-1 (registration)Aptevo Therapeutics Inc.0001193125-26-027200 ↗
2026-01-30424B4424B4 (final prospectus)Aptevo Therapeutics Inc.0001193125-26-032011 ↗
2026-01-30EFFECTEFFECT (declared effective)Aptevo Therapeutics Inc.9999999995-26-000430 ↗
2026-08-21S-1S-1 (registration)Aptevo Therapeutics Inc.0001193125-26-361103 ↗
2026-09-02EFFECTEFFECT (declared effective)Aptevo Therapeutics Inc.9999999995-26-002871 ↗
2026-09-03424B4424B4 (final prospectus)Aptevo Therapeutics Inc.0001193125-26-381149 ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Burt Eric M.Director12016
Cruz Anatolio B IIIDirector12016
Darling MichaelDirector12016
Emergent BioSolutions Inc.TenPercentOwner32016
Harsanyi ZsoltDirectorBoard of Directors182016–2026
Kramer RobertDirector,OfficerPresident12016
Abdun-Nabi DanielDirectorBoard of Directors192016–2026
El-Hibri FuadDirector; Director,TenPercentOwnerBoard of Directors192016–2021
Grant Grady IIIDirectorBoard of Directors192016–2026
Intervac, L.L.C.TenPercentOwner12016
Kunz Barbara LopezDirectorBoard of Directors182016–2026
Lamothe Jeffrey G.Director,Officer; OfficerCFO; EVP, COO; President and CEO; SVP and CFO; SVP, CFO and Treasurer302016–2026
Niederhuber JohnDirectorBoard of Directors172016–2026
Stromatt Scott COfficerChief Medical Officer and SVP122016–2019
White Marvin LDirector,OfficerCEO and President; Executive Chair; President and CEO312016–2026
Maddux Randy JoeOfficerSenior VP, Operations; SVP of Operations, CMO; SVP Operations; SVP Operations, CMO122016–2020
Gross Jane AOfficerSee Remarks; SVP & Chief Scientific Officer142016–2021
Adelman MichaelOfficerSVP, Commercial Operations42018–2020
Mitchell ShawnteOfficerSVP, GC and Corporate Affairs52018–2020
TANG CAPITAL MANAGEMENT LLCOther; TenPercentOwner42020–2021
TANG CAPITAL PARTNERS LPOther; TenPercentOwner42020–2021
TANG KEVIN COther; TenPercentOwner42020–2021
Kwon SoYoungOfficerSee Remarks; SVP, GC and Corporate Affairs; SVP, GC, and Corporate Affairs; SVP, GC, BD & Corp Affairs172021–2026
Taylor DaphneOfficerSVP, CFO112023–2026
Huebner DirkOfficerSVP, CMO32025–2026
BANK OF AMERICA CORP /DE/TenPercentOwner22025
BANK OF AMERICA NATenPercentOwner22025
BOFA SECURITIES, INC.TenPercentOwner22025
Janatpour Mary JoOfficerSVP, CSO12026
NIOWAVE, INC.TenPercentOwner12026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2026-08-26Aptevo Therapeutics Inc.Pharmaceuticals$3,472,683$3,472,68331
2025-04-18Aptevo Therapeutics Inc.Pharmaceuticals$2,100,004$2,100,004111

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.