IPO registrations (S-1, F-1) · Registrants
Easterly Acquisition Corp.
- SEC CIK
- 1641197 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2015-05-08, last 2015-07-29; 1 initial registration, 6 amendments
- Outcome
- Final prospectus filed 2015-07-31; declared effective 2015-07-29; withdrawal requested 2017-01-03
- Industry (SIC)
- Finance Services 6199
- Incorporated in
- DE
- Business address
- 205 HUDSON STREET, 7TH FLOOR, New York, NY 10013
- EIN
- 47-3864814
- EDGAR entity type
- operating
- Insiders and CEO pay
- Easterly Acquisition Corp. on the corporate pages
Offering terms
- Final price
- $10.00 per share (424B4 filed 2015-07-31, an initial public offering)
- Shares sold
- 18,000,000
- Gross proceeds
- $180,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol EACQ
- Lead underwriters
- Citigroup
- Syndicate
- I-Bankers Securities, Inc
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: EASTERLY ACQUISITION CORP. Fuzzy (name and state)
- SEC filer: Easterly Acquisition Corp. EXACT (CIK (EXACT))
- Person page: David W Knowlton Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 12
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2015-05-08 | S-1 | S-1 (registration) | Easterly Acquisition Corp. | 0001144204-15-028559 ↗ |
| 2015-06-11 | S-1/A | S-1/A (amendment) | Easterly Acquisition Corp. | 0001144204-15-036587 ↗ |
| 2015-06-12 | S-1/A | S-1/A (amendment) | Easterly Acquisition Corp. | 0001144204-15-037007 ↗ |
| 2015-07-02 | S-1/A | S-1/A (amendment) | Easterly Acquisition Corp. | 0001144204-15-040903 ↗ |
| 2015-07-15 | S-1/A | S-1/A (amendment) | Easterly Acquisition Corp. | 0001144204-15-042724 ↗ |
| 2015-07-22 | S-1/A | S-1/A (amendment) | Easterly Acquisition Corp. | 0001144204-15-043557 ↗ |
| 2015-07-29 | S-1/A | S-1/A (amendment) | Easterly Acquisition Corp. | 0001144204-15-044677 ↗ |
| 2015-07-29 | S-1MEF | S-1MEF (added securities) | Easterly Acquisition Corp. | 0001144204-15-044976 ↗ |
| 2015-07-29 | EFFECT | EFFECT (declared effective) | Easterly Acquisition Corp. | 9999999995-15-002095 ↗ |
| 2015-07-31 | 424B4 | 424B4 (final prospectus) | Easterly Acquisition Corp. | 0001144204-15-045490 ↗ |
| 2016-11-09 | EFFECT | EFFECT (declared effective) | Easterly Acquisition Corp. | 9999999995-16-006193 ↗ |
| 2017-01-03 | RW | RW (withdrawal request) | Easterly Acquisition Corp. | 0001144204-17-000224 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2015-07-29 | S-1/A | registration statement | $25.00 | - | - | 0 | primary document; price sentence | document ↗ | ||
| 2015-07-31 | 424B4 | final prospectus | $10.00 | 18,000,000 | $180,000,000 | Nasdaq EACQ | 2 | primary document; price sentence, shares headline, proceeds table, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Cody David | TenPercentOwner | 2 | 2015–2018 | ||
| CRATE DARRELL W | Director,TenPercentOwner; Director,TenPercentOwnerOther | 3 | 2015–2018 | ||
| Easterly Acquisition Sponsor, LLC | TenPercentOwner | 2 | 2015–2018 | ||
| Hauslein James N | Director | 1 | 2015 | ||
| Kalichstein Avshalom Y | Director,Officer,TenPercentOwner | CEO | 2 | 2015–2018 | |
| Knowlton David W. | Director | 1 | 2015 | person page Fuzzy | |
| Lika Jurgen | Officer | CFO | 1 | 2015 | |
| Purcell Thomas W. JR | Director | 2 | 2015–2016 | ||
| Polar Asset Management Partners Inc. | TenPercentOwner | 10 | 2017–2018 | ||
| Jefferies Financial Group Inc. | TenPercentOwner | 2 | 2017–2018 | ||
| Jefferies Group LLC | TenPercentOwner | 2 | 2017–2018 | ||
| JEFFERIES LLC | TenPercentOwner | 2 | 2017–2018 | ||
| Medugno Neil | Director | 1 | 2018 | ||
| Tuck Justin | Director | 1 | 2018 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | EASTERLY ACQUISITION CORP. | NY | State business registries | name and state |
| SEC filer | Easterly Acquisition Corp. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | David W Knowlton | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Finance Services, NY first:
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In other datasets, the same topic (Finance) in NY:
- Lobbying client: 3B1 PARTNERS (Federal lobbying (LDA))
Interests: Finance Services · Finance