IPO registrations (S-1, F-1) · Registrants
Aqua Metals, Inc.
- SEC CIK
- 1621832 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2015-06-09, last 2025-10-02; 3 initial registrations, 4 amendments
- Outcome
- Final prospectus filed 2015-07-31; declared effective 2015-07-30; withdrawal requested 2025-12-18
- Industry (SIC)
- Secondary Smelting & Refining of Nonferrous Metals 3341
- Incorporated in
- DE
- Business address
- 2500 PERU DR., Mccarran, NV 89437
- EIN
- 47-1169572
- Ticker
- AQMS (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Aqua Metals, Inc. on the corporate pages
Offering terms
- Final price
- $5.00 per share (424B4 filed 2015-07-31, an initial public offering)
- Shares sold
- 6,600,000
- Gross proceeds
- $33,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol AQMS
- Lead underwriters
- National Securities
- Syndicate
- Northland Securities; Consolidated Balance Sheets December 31 (2,014); March 31 (2,015); Inventory — (149,250)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: AQUA METALS, INC. EXACT (EIN (EXACT))
- Form D issuer: Aqua Metals, Inc. EXACT (CIK (EXACT))
- Lobbying client: AQUA METALS, INC. Fuzzy (name and state)
- SEC filer: Aqua Metals, Inc. EXACT (CIK (EXACT))
Filings 16
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2015-06-09 | S-1 | S-1 (registration) | Aqua Metals, Inc. | 0001615774-15-001419 ↗ |
| 2015-06-25 | S-1/A | S-1/A (amendment) | Aqua Metals, Inc. | 0001615774-15-001601 ↗ |
| 2015-07-20 | S-1/A | S-1/A (amendment) | Aqua Metals, Inc. | 0001615774-15-001856 ↗ |
| 2015-07-22 | S-1/A | S-1/A (amendment) | Aqua Metals, Inc. | 0001615774-15-001873 ↗ |
| 2015-07-29 | S-1/A | S-1/A (amendment) | Aqua Metals, Inc. | 0001615774-15-001945 ↗ |
| 2015-07-30 | EFFECT | EFFECT (declared effective) | Aqua Metals, Inc. | 9999999995-15-002116 ↗ |
| 2015-07-31 | 424B4 | 424B4 (final prospectus) | Aqua Metals, Inc. | 0001615774-15-002002 ↗ |
| 2016-08-15 | EFFECT | EFFECT (declared effective) | Aqua Metals, Inc. | 9999999995-16-005446 ↗ |
| 2016-09-26 | EFFECT | EFFECT (declared effective) | Aqua Metals, Inc. | 9999999995-16-005783 ↗ |
| 2017-05-23 | EFFECT | EFFECT (declared effective) | Aqua Metals, Inc. | 9999999995-17-001360 ↗ |
| 2019-12-02 | EFFECT | EFFECT (declared effective) | Aqua Metals, Inc. | 9999999995-19-002730 ↗ |
| 2022-10-19 | EFFECT | EFFECT (declared effective) | Aqua Metals, Inc. | 9999999995-22-003088 ↗ |
| 2025-06-04 | S-1 | S-1 (registration) | Aqua Metals, Inc. | 0001437749-25-019422 ↗ |
| 2025-06-12 | EFFECT | EFFECT (declared effective) | Aqua Metals, Inc. | 9999999995-25-001910 ↗ |
| 2025-10-02 | S-1 | S-1 (registration) | Aqua Metals, Inc. | 0001437749-25-030371 ↗ |
| 2025-12-18 | RW | RW (withdrawal request) | Aqua Metals, Inc. | 0001437749-25-038267 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2015-07-29 | S-1/A | registration statement | $5.00 | 6,600,000 | $33,000,000 | Nasdaq AQMS | 5 | primary document; price sentence, shares headline, proceeds computed, underwriting table 3, cover names 2 | document ↗ | |
| 2015-07-31 | 424B4 | final prospectus | $5.00 | 6,600,000 | $33,000,000 | Nasdaq AQMS | 5 | primary document; price sentence, shares headline, proceeds computed, underwriting table 3, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Clarke Stephen R. | Director,Officer; Director,Officer,TenPercentOwner | President and CEO; President & CEO | 16 | 2015–2018 | |
| Cotton Stephen | Director,Officer; Officer | Chief Commercial Officer; Chief Executive Officer; President | 62 | 2015–2026 | |
| DIVITO VINCENT L | Director | 37 | 2015–2026 | ||
| Kimmel Stan | Director | 1 | 2015 | ||
| Mould Selwyn | Officer | Chief Operating Officer | 5 | 2015–2017 | |
| Murphy Thomas Michael | Director,Officer; Officer | Chief Financial Officer | 6 | 2015–2018 | |
| Slade Mark | Director | 9 | 2015–2019 | ||
| Interstate Batteries, Inc. | TenPercentOwner | 6 | 2016–2018 | ||
| Stevenson Mark Wayne | Director | 9 | 2017–2019 | ||
| WEINSWIG MARK | Officer | Chief Financial Officer | 13 | 2017–2018 | |
| Prouty Eric A | Director | 6 | 2018–2019 | ||
| KAPOOR SUSHIL | Director | 12 | 2018–2020 | ||
| Yosufzai S. Shariq | Director | 19 | 2018–2021 | ||
| Francis Knuettel II | Officer | Chief Financial Officer | 2 | 2018 | |
| Merrill Judd | Officer | Chief Financial Officer | 39 | 2018–2025 | |
| Gibson Gayle J | Director | 11 | 2019–2020 | ||
| Meline Susanne | Director | 5 | 2019–2020 | ||
| SMITH EDWARD J | Director | 9 | 2021–2024 | ||
| Zhang Peifang | Director | 15 | 2021–2025 | ||
| Taecker Benjamin S. | Officer | Chief Eng and Opr Officer | 29 | 2021–2026 | |
| McMurtry David | Officer | Chief Business Officer | 8 | 2022–2024 | |
| Kanen David | Director; DirectorOther | 9 | 2022–2023 | ||
| Kanen Wealth Management LLC | 1 | 2022 | |||
| Philotimo Fund, LP | Other | 1 | 2022 | ||
| YI SUNG | Director | 2 | 2023–2024 | ||
| Gangloff Eric John | Director | 5 | 2025–2026 | ||
| HENDERSON STEVEN K | Director | 4 | 2025–2026 | ||
| West Eric | Officer | Chief Financial Officer | 10 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2016-05-26 | Aqua Metals, Inc. | Other | $15,121,651 | $15,121,651 | 26 | 1 |
| 2014-10-08 | Aqua Metals, Inc. | Other | $6,005,000 | $5,500,000 | 88 | 2 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | Aqua Metals, Inc. | CA | Form D private offerings | CIK (EXACT) |
| Lobbying client | AQUA METALS, INC. | NV | Federal lobbying (LDA) | name and state |
| SEC filer | Aqua Metals, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Aqua Metals Inc. | NV | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | AQUA METALS, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Secondary Smelting & Refining of Nonferrous Metals, NV first:
- Lustros Inc. CA
- STRAGENICS, INC. FL
- CONSTELLIUM SE I0
- METALICO INC NJ
- Aleris Corp OH
- TITANIUM METALS CORP TX
- Hall Chadwick Acquisition Corp
Interests: Secondary Smelting & Refining of Nonferrous Metals