IPO registrations (S-1, F-1) · Registrants
Avenue Financial Holdings, Inc.
- SEC CIK
- 1616297 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2015-01-09, last 2015-07-02; 2 initial registrations, 6 amendments
- Outcome
- Final prospectus filed 2015-02-11; declared effective 2015-02-09
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- TN
- Business address
- 111 10TH AVENUE SOUTH, SUITE 400, Nashville, TN 37203
- EIN
- 20-5556885
- EDGAR entity type
- operating
- Insiders and CEO pay
- Avenue Financial Holdings, Inc. on the corporate pages
Offering terms
- Final price
- $11.00 per share (424B4 filed 2015-02-11, an initial public offering)
- Shares sold
- 2,500,000 (1,324,265 by the company, 1,175,735 by selling holders)
- Gross proceeds
- $27,500,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol AVNU
- Lead underwriters
- KBW (1,750,000 shares)
- Syndicate
- Stifel; Piper Sandler; S Terne A Gee; Sandler O’Neill & Partners, L.P (375,000); Sterne, Agee & Leach, Inc (375,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form D issuer: Avenue Financial Holdings, Inc. EXACT (CIK (EXACT))
- SEC filer: Avenue Financial Holdings, Inc. EXACT (CIK (EXACT))
Filings 12
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2015-01-09 | S-1 | S-1 (registration) | Avenue Financial Holdings, Inc. | 0001193125-15-006694 ↗ |
| 2015-01-23 | S-1/A | S-1/A (amendment) | Avenue Financial Holdings, Inc. | 0001193125-15-019060 ↗ |
| 2015-01-30 | S-1/A | S-1/A (amendment) | Avenue Financial Holdings, Inc. | 0001193125-15-026521 ↗ |
| 2015-01-30 | S-1/A | S-1/A (amendment) | Avenue Financial Holdings, Inc. | 0001193125-15-028049 ↗ |
| 2015-02-06 | S-1/A | S-1/A (amendment) | Avenue Financial Holdings, Inc. | 0001193125-15-037420 ↗ |
| 2015-02-09 | EFFECT | EFFECT (declared effective) | Avenue Financial Holdings, Inc. | 9999999995-15-000352 ↗ |
| 2015-02-11 | 424B4 | 424B4 (final prospectus) | Avenue Financial Holdings, Inc. | 0001193125-15-041979 ↗ |
| 2015-05-08 | S-1 | S-1 (registration) | Avenue Financial Holdings, Inc. | 0001193125-15-179508 ↗ |
| 2015-06-08 | S-1/A | S-1/A (amendment) | Avenue Financial Holdings, Inc. | 0001193125-15-216415 ↗ |
| 2015-07-02 | S-1/A | S-1/A (amendment) | Avenue Financial Holdings, Inc. | 0001193125-15-244404 ↗ |
| 2015-07-08 | EFFECT | EFFECT (declared effective) | Avenue Financial Holdings, Inc. | 9999999995-15-001864 ↗ |
| 2016-07-05 | EFFECT | EFFECT (declared effective) | Avenue Financial Holdings, Inc. | 9999999995-16-005073 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2015-02-06 | S-1/A | registration statement | 195,794 | - | 0 | primary document; shares headline | document ↗ | |||
| 2015-02-11 | 424B4 | final prospectus | $11.00 | 2,500,000 | $27,500,000 | Nasdaq AVNU | 6 | primary document; price sentence, shares headline, proceeds table, underwriting table 3, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ANDERSON DAVID GWIN | Director | 5 | 2015–2016 | ||
| Britt April | Officer | Sr VP & Chief People Officer; SVP & Chief People Officer; SVP, Chief People Officer | 4 | 2015–2016 | |
| Clark Argenia | Director | 4 | 2015–2016 | ||
| Cleaver G. Kent | Director,Officer; Officer | President and COO; President & COO; President, COO | 5 | 2015–2016 | |
| Deutsch James F. | Director | 4 | 2015–2016 | ||
| DICKENS MARTY G | Director | 5 | 2015–2016 | ||
| Dorn Aaron | Officer | SVP, Chief Mrktg & Strategy; SVP & Chief Strategy Officer; SVP, Chief Strategy Officer | 4 | 2015 | |
| Dorris Larry | Officer | SVP & Bank Ops Executive; SVP & Operations Executive; SVP, Operations Executive | 5 | 2015–2016 | |
| Emery Patrick G | Director | 5 | 2015–2016 | ||
| Galante Joseph C | Director | 5 | 2015–2016 | ||
| INGRAM DAVID B | Director | 6 | 2015–2016 | ||
| McCann James Peter | Officer | EVP & Dir of Mtge Lending; EVP / Mortgage Lending; EVP, Mortgage Lending | 4 | 2015–2016 | |
| Moats E Andrew | Officer | EVP & Chief Credit Officer; EVP, Chief Credit Officer; Exec VP & Chief Credit Officer | 3 | 2015–2016 | |
| Moore Stephen Fowler | Director | 7 | 2015–2016 | ||
| Robold Ken | Director | 5 | 2015–2016 | ||
| Samuel Ronald L | Director,Officer; Officer | Chairman & CEO | 5 | 2015–2016 | |
| Saul Karen | Director | 5 | 2015–2016 | ||
| Wooten Pete | Officer | EVP & Comm Banking Exec; EVP, Commercial Banking; See Remarks | 4 | 2015–2016 | |
| Zipperian Barbara J | Officer | EVP & CFO; EVP, CFO; Executive VP & CFO; See Remarks | 5 | 2015–2016 | |
| Falls Nancy M | Director | 4 | 2015–2016 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2015-01-09 | Avenue Financial Holdings, Inc. | Commercial Banking | $20,000,000 | $20,000,000 | 5 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | Avenue Financial Holdings, Inc. | TN | Form D private offerings | CIK (EXACT) |
| SEC filer | Avenue Financial Holdings, Inc. | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry State Commercial Banks, TN first:
- CAVALRY BANCORP INC TN
- CIVITAS BANKGROUP INC TN
- COMMUNITY FIRST INC TN
- Tennessee Commerce Bancorp, Inc. TN
- First Advantage Bancorp TN
- Franklin Financial Network Inc. TN
- FB Financial Corp TN
- CapStar Financial Holdings, Inc. TN
- Commercial Bancgroup, Inc. TN
- SUPERIOR BANCORP AL
In other datasets, the same topic (Finance) in TN:
- Form D issuer: 3203 Long Blvd Holdings LLC (Form D private offerings)
- Lobbying client: ADVANCE FINANCIAL ADMINISTRATION, LLC (Federal lobbying (LDA))
Interests: State Commercial Banks · Finance