IPO registrations (S-1, F-1) · Registrants
Roan Holdings Group Co., Ltd.
- SEC CIK
- 1611852 · filings on EDGAR ↗
- Former names
- China Lending Corp (2016–2019); DT Asia Investments Ltd (2014–2016)
- Registration
- Form F-1, S-1, first filed 2014-07-01, last 2023-01-06; 3 initial registrations, 9 amendments
- Outcome
- Final prospectus filed 2014-10-01; declared effective 2014-09-30
- Industry (SIC)
- Miscellaneous Business Credit Institution 6159
- Business address
- NO.1 BUILDING, 5 BAILIANTAN ROAD, YUHANG DISTRICT, Hangzhou, Zhejiang, F4 311100
- EIN
- 98-1192662
- EDGAR entity type
- operating
- Insiders and CEO pay
- Roan Holdings Group Co., Ltd. on the corporate pages
Offering terms
- Final price
- $10.00 per share (424B4 filed 2014-10-01, an initial public offering)
- Shares sold
- 6,000,000
- Gross proceeds
- $60,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol CADT
- Lead underwriters
- EarlyBirdCapital, Inc; I-Bankers Securities, Inc
- Syndicate
- J.P. Morgan; Aegis Capital
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: China Lending Corp EXACT (CIK (EXACT))
Filings 16
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2014-07-01 | S-1 | S-1 (registration) | DT Asia Investments Ltd | 0001213900-14-004633 ↗ |
| 2014-08-06 | S-1/A | S-1/A (amendment) | DT Asia Investments Ltd | 0001213900-14-005443 ↗ |
| 2014-08-27 | S-1/A | S-1/A (amendment) | DT Asia Investments Ltd | 0001213900-14-006291 ↗ |
| 2014-09-11 | S-1/A | S-1/A (amendment) | DT Asia Investments Ltd | 0001213900-14-006541 ↗ |
| 2014-09-17 | S-1/A | S-1/A (amendment) | DT Asia Investments Ltd | 0001213900-14-006704 ↗ |
| 2014-09-23 | S-1/A | S-1/A (amendment) | DT Asia Investments Ltd | 0001213900-14-006839 ↗ |
| 2014-09-25 | S-1/A | S-1/A (amendment) | DT Asia Investments Ltd | 0001213900-14-006903 ↗ |
| 2014-09-30 | EFFECT | EFFECT (declared effective) | DT Asia Investments Ltd | 9999999995-14-002908 ↗ |
| 2014-10-01 | 424B4 | 424B4 (final prospectus) | DT Asia Investments Ltd | 0001213900-14-007027 ↗ |
| 2017-05-25 | F-1 | F-1 (foreign registration) | China Lending Corp | 0001213900-17-005858 ↗ |
| 2017-06-29 | F-1/A | F-1/A (amendment) | China Lending Corp | 0001213900-17-006964 ↗ |
| 2017-10-12 | F-1/A | F-1/A (amendment) | China Lending Corp | 0001213900-17-010527 ↗ |
| 2017-12-05 | F-1/A | F-1/A (amendment) | China Lending Corp | 0001213900-17-012931 ↗ |
| 2017-12-21 | EFFECT | EFFECT (declared effective) | China Lending Corp | 9999999995-17-003280 ↗ |
| 2018-03-22 | EFFECT | EFFECT (declared effective) | China Lending Corp | 9999999995-18-000656 ↗ |
| 2023-01-06 | F-1 | F-1 (foreign registration) | Roan Holdings Group Co., Ltd. | 0001213900-23-001372 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2014-09-25 | S-1/A | registration statement | $10.00 | 6,000,000 | $60,000,000 | Nasdaq CADT | 3 | primary document; price sentence, shares headline, proceeds table, cover names 3 | document ↗ | |
| 2014-10-01 | 424B4 | final prospectus | $10.00 | 6,000,000 | $60,000,000 | Nasdaq CADT | 4 | primary document; price sentence, shares headline, proceeds table, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Cannon Stephen N | Director,Officer | President/CEO | 1 | 2014 | |
| De Tiger Holdings Ltd | TenPercentOwner | 3 | 2014–2016 | ||
| NG WINNIE | TenPercentOwner | 3 | 2014–2016 | ||
| Tong Emily Chui-Hung | Director | 1 | 2014 | ||
| Wang Hai | Director | 1 | 2014 | ||
| Wang Haibin | Director | 1 | 2014 | ||
| Wong Foelan | Director | 1 | 2014 | ||
| Wong Jason Kon Man | Director | 2 | 2014–2016 | ||
| North Pole Capital Master Fund | TenPercentOwner | 2 | 2014 | ||
| Polar Asset Management Partners Inc. | TenPercentOwner | 4 | 2014–2016 | ||
| Chan Stephen Sung Him | Officer | Chief Financial Officer | 1 | 2016 | |
| Fontaine Alain Vincent | Director | 1 | 2016 | ||
| LI Jingping | Director,Officer,TenPercentOwner | President and CEO | 1 | 2016 | |
| QIAO Yonggang | Officer | Chief Risk Management Advisor | 1 | 2016 | |
| QI Wen | Director,TenPercentOwner | 1 | 2016 | ||
| Ruiheng Global Ltd | TenPercentOwner | 1 | 2016 | ||
| SHEN Si | Director | 1 | 2016 | ||
| WANG Hong | Officer | Vice President | 1 | 2016 | |
| WANG Wen | Officer | Caital Market Director | 1 | 2016 | |
| Yangwei Global Ltd | TenPercentOwner | 1 | 2016 | ||
| ZHANG Jianfeng | Officer | Vice President | 1 | 2016 | |
| ZHOU Quan | Officer | Vice President | 1 | 2016 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | China Lending Corp | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Miscellaneous Business Credit Institution, F4 first:
- ARC Group Acquisition I Corp. AZ
- HONDA AUTO LEASE TRUST 1999A CA
- FIRST ENTERPRISE FINANCIAL GROUP INC IL
- LINC CAPITAL INC IL
- BANKVEST CAPITAL CORP MA
- AMERICAN FINANCE GROUP INC /DE/ MA
- MICROFINANCIAL INC MA
- Commercial Credit, Inc. NC
- Consumer Capital Group, Inc. NY
- SOUTHERN PACIFIC FUNDING CORP OR
In other datasets, the same topic (Finance) in F4:
- Form D issuer: AMTD IDEA GROUP (Form D private offerings)
Interests: Miscellaneous Business Credit Institution · Finance