IPO registrations (S-1, F-1) · Registrants
Diplomat Pharmacy, Inc.
- SEC CIK
- 1610092 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2014-07-03, last 2015-03-23; 2 initial registrations, 6 amendments
- Outcome
- Final prospectus filed 2014-10-10; declared effective 2014-10-09
- Industry (SIC)
- Retail-Drug Stores and Proprietary Stores 5912
- Incorporated in
- MI
- Business address
- 4100 S. SAGINAW ST., Flint, MI 48507
- EIN
- 38-2063100
- EDGAR entity type
- operating
- Insiders and CEO pay
- Diplomat Pharmacy, Inc. on the corporate pages
Offering terms
- Proposed price range
- $14.00–$16.00 per share (S-1/A filed 2014-10-03)
- Final price
- $13.00 per share, below the range (424B4 filed 2014-10-10, an initial public offering)
- Shares sold
- 13,333,333 (10,000,000 by the company, 3,333,333 by selling holders)
- Gross proceeds
- $173,333,329 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol DPLO
- Lead underwriters
- Credit Suisse; Morgan Stanley
- Syndicate
- J.P. Morgan; Wells Fargo; William Blair; Leerink Partners
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: DIPLOMAT PHARMACY, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: DIPLOMAT SPECIALTY PHARMACY OF FLINT, LLC EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Diplomat Pharmacy, Inc. Fuzzy (name and state)
- Business registration: Diplomat Pharmacy, Inc. Fuzzy (name and state)
- Business registration: Diplomat Pharmacy, Inc. Fuzzy (name and state)
- Business registration: Diplomat Pharmacy, Inc. Fuzzy (name and state)
- Business registration: Diplomat Pharmacy, Inc. Fuzzy (name and state)
- Business registration: DIPLOMAT PHARMACY Inc. Fuzzy (name and state)
- Business registration: DIPLOMAT PHARMACY, INC. Fuzzy (name and state)
- Business registration: DIPLOMAT PHARMACY, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: DIPLOMAT PHARMACY, INC. EXACT (EIN (EXACT))
- Federal award recipient: DIPLOMAT PHARMACY, INC. Fuzzy (name and state)
- Form D issuer: Diplomat Pharmacy, Inc. EXACT (CIK (EXACT))
- SEC filer: Diplomat Pharmacy, Inc. EXACT (CIK (EXACT))
- Person page: Jeffrey M Rowe Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: Philip R Hagerman Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,TenPercentOwner))
Filings 13
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2014-07-03 | S-1 | S-1 (registration) | Diplomat Pharmacy, Inc. | 0001047469-14-006006 ↗ |
| 2014-08-19 | S-1/A | S-1/A (amendment) | Diplomat Pharmacy, Inc. | 0001047469-14-007070 ↗ |
| 2014-09-11 | S-1/A | S-1/A (amendment) | Diplomat Pharmacy, Inc. | 0001047469-14-007561 ↗ |
| 2014-09-17 | S-1/A | S-1/A (amendment) | Diplomat Pharmacy, Inc. | 0001047469-14-007697 ↗ |
| 2014-09-29 | S-1/A | S-1/A (amendment) | Diplomat Pharmacy, Inc. | 0001047469-14-007914 ↗ |
| 2014-10-03 | S-1/A | S-1/A (amendment) | Diplomat Pharmacy, Inc. | 0001047469-14-008074 ↗ |
| 2014-10-09 | EFFECT | EFFECT (declared effective) | Diplomat Pharmacy, Inc. | 9999999995-14-003036 ↗ |
| 2014-10-10 | 424B4 | 424B4 (final prospectus) | Diplomat Pharmacy, Inc. | 0001047469-14-008231 ↗ |
| 2015-03-13 | S-1 | S-1 (registration) | Diplomat Pharmacy, Inc. | 0001047469-15-002179 ↗ |
| 2015-03-23 | S-1/A | S-1/A (amendment) | Diplomat Pharmacy, Inc. | 0001047469-15-002606 ↗ |
| 2015-03-25 | S-1MEF | S-1MEF (added securities) | Diplomat Pharmacy, Inc. | 0001104659-15-022774 ↗ |
| 2015-03-25 | EFFECT | EFFECT (declared effective) | Diplomat Pharmacy, Inc. | 9999999995-15-000701 ↗ |
| 2015-03-26 | 424B4 | 424B4 (final prospectus) | Diplomat Pharmacy, Inc. | 0001047469-15-002782 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2014-10-03 | S-1/A | registration statement | $14.00–$16.00 | 13,333,333 | - | NYSE DPLO | 6 | primary document; range, shares headline, cover names 6 | document ↗ | |
| 2014-10-10 | 424B4 | final prospectus | $13.00 | 13,333,333 | $173,333,329 | NYSE DPLO | 6 | primary document; price sentence, shares headline, proceeds table, cover names 6 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| 2007 Hagerman Family GST Trust | TenPercentOwner | 3 | 2014–2015 | ||
| DREYER DAVID C | Director | 11 | 2014–2020 | ||
| Hagerman Jocelyn | TenPercentOwner | 3 | 2014–2015 | ||
| Hagerman Philip R | Director,Officer,TenPercentOwner; Director,TenPercentOwner | Chairman and CEO | 17 | 2014–2020 | person page Fuzzy |
| JH GST Trust | TenPercentOwner | 3 | 2014–2015 | ||
| Kaddis Atheer A | Director,Officer; Officer | EVP of Sales & Strategic Align; SVP of Sales & Business Dev; SVP of Sales & Business Dev. | 15 | 2014–2016 | |
| Kadlec Gary W | Director; Director,Officer | President | 11 | 2014–2017 | |
| Philip R. Hagerman Revocable Trust | TenPercentOwner | 3 | 2014–2015 | ||
| Rowe Jeffrey M | Director,Officer | EVP of Operations | 4 | 2014–2015 | person page Fuzzy |
| Whelan Sean | Director,Officer | Chief Financial Officer | 5 | 2014–2016 | |
| KLEPPER KENNETH O | Director | 10 | 2014–2020 | ||
| Wolin Benjamin | Director | 10 | 2015–2020 | ||
| Tomasello Shawn | Director | 9 | 2015–2020 | ||
| Urick Paul | Officer | President | 3 | 2016–2017 | |
| Rice Gary | Officer | EVP of Operations | 4 | 2016–2018 | |
| Johnson Robin | Officer | Chief Accounting Officer | 1 | 2017 | |
| Benjamin Regina M. | Director | 8 | 2017–2020 | ||
| Kavthekar Atul | Officer | Chief Financial Officer | 6 | 2017–2019 | |
| Park Jeffrey G | Director; Director,Officer | Interim CEO | 9 | 2017–2018 | |
| Saban Joel | Officer | President | 4 | 2017–2018 | |
| GRIFFIN BRIAN T | Director,Officer; Officer | Chairman and CEO | 5 | 2018–2020 | |
| Davison Daniel Paul | Officer | Chief Financial Officer | 3 | 2019–2020 | |
| Loschinskey Dave | Officer | Chief Operating Officer | 3 | 2019–2020 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2015-03-13 | Diplomat Pharmacy, Inc. | Other Health Care | $140,000,000 | $140,000,000 | 17 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Diplomat Pharmacy, Inc. | MI | State business registries | name and state |
| Business registration | Diplomat Pharmacy, Inc. | MI | State business registries | name and state |
| Business registration | Diplomat Pharmacy, Inc. | MI | State business registries | name and state |
| Business registration | Diplomat Pharmacy, Inc. | MI | State business registries | name and state |
| Business registration | Diplomat Pharmacy, Inc. | MI | State business registries | name and state |
| Business registration | DIPLOMAT PHARMACY Inc. | MI | State business registries | name and state |
| Business registration | DIPLOMAT PHARMACY, INC. | MI | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | DIPLOMAT PHARMACY, INC. | MI | State business registries | name and state |
| Business registration | DIPLOMAT PHARMACY, INC. | MI | State business registries | name and state |
| Business registration | DIPLOMAT SPECIALTY PHARMACY OF FLINT, LLC | MI | State business registries | EIN (EXACT, as the state registration reports it) |
| Federal award recipient | DIPLOMAT PHARMACY, INC. | MI | Federal spending (USAspending) | name and state |
| Form D issuer | Diplomat Pharmacy, Inc. | MI | Form D private offerings | CIK (EXACT) |
| SEC filer | Diplomat Pharmacy, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Diplomat Pharmacy, Inc. | MI | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | DIPLOMAT PHARMACY, INC. | EIN (EXACT) | ||
| Person page | Jeffrey M Rowe | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) | |
| Person page | Philip R Hagerman | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.