IPO registrations (S-1, F-1) · Registrants
ALPINE 4 HOLDINGS, INC.
- SEC CIK
- 1606698 · filings on EDGAR ↗
- Former names
- Alpine 4 Technologies Ltd. (2014–2021); Alpine 4 Automotive Technologies Ltd. (2014–2015); ALPINE 4 Inc. (2014–2014)
- Registration
- Form S-1, first filed 2020-02-18, last 2023-10-05; 2 initial registrations, 5 amendments
- Outcome
- Declared effective 2020-08-04
- Industry (SIC)
- Communications Equipment, NEC 3669
- Incorporated in
- DE
- Business address
- 2525 EAST ARIZONA BILTMORE CIRCLE, SUITE 237, Phoenix, AZ 85016
- EIN
- 46-5482689
- EDGAR entity type
- operating
- Insiders and CEO pay
- ALPINE 4 HOLDINGS, INC. on the corporate pages
Offering terms
- Listing
- Nasdaq under the symbol ALPP
- Lead underwriters
- A.G.P./Alliance Global Partners
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form D issuer: ALPINE 4 HOLDINGS, INC. EXACT (CIK (EXACT))
- SEC filer: Alpine 4 Automotive Technologies Ltd. EXACT (CIK (EXACT))
Filings 9
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2020-02-18 | S-1 | S-1 (registration) | Alpine 4 Technologies Ltd. | 0001096906-20-000084 ↗ |
| 2020-07-30 | S-1/A | S-1/A (amendment) | Alpine 4 Technologies Ltd. | 0001445866-20-001065 ↗ |
| 2020-07-31 | S-1/A | S-1/A (amendment) | Alpine 4 Technologies Ltd. | 0001445866-20-001085 ↗ |
| 2020-08-04 | EFFECT | EFFECT (declared effective) | Alpine 4 Technologies Ltd. | 9999999995-20-002015 ↗ |
| 2021-02-10 | EFFECT | EFFECT (declared effective) | Alpine 4 Technologies Ltd. | 9999999995-21-000558 ↗ |
| 2023-08-04 | S-1 | S-1 (registration) | ALPINE 4 HOLDINGS, INC. | 0001628280-23-027571 ↗ |
| 2023-08-23 | S-1/A | S-1/A (amendment) | ALPINE 4 HOLDINGS, INC. | 0001628280-23-030281 ↗ |
| 2023-09-21 | S-1/A | S-1/A (amendment) | ALPINE 4 HOLDINGS, INC. | 0001628280-23-032717 ↗ |
| 2023-10-05 | S-1/A | S-1/A (amendment) | ALPINE 4 HOLDINGS, INC. | 0001628280-23-033883 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2023-10-05 | S-1/A | registration statement | - | - | Nasdaq ALPP | 1 | primary document; cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Chiang Richard | Director,Officer,TenPercentOwnerOther; Other | President,Secretary,Treasurer | 2 | 2014–2016 | |
| BATTAGLINI RICHARD | Director,Officer,TenPercentOwner; TenPercentOwner | Chairman and President; CHAIRMAN AND PRESIDENT | 6 | 2014–2015 | |
| WILSON KENT | Director,Officer; Director,Officer,TenPercentOwner; Officer | CEO, CFO and Secretary; CEO, CFO, Secretary; CEO, CFO, SECRETARY; CEO, President, Secretary; CEO; President; Secretary; CEO, PRESIDENT, SECRETARY; CEO, SECRETARY | 17 | 2014–2024 | |
| EDWARDS SCOTT W. | Director | 8 | 2014–2019 | ||
| WINTERS II CHARLES W. | Director; Director,Officer | Chrmn of Board; Director | 7 | 2014–2022 | |
| SCHMITT DAVID GEORGE | Officer; Other | CHIEF FINANCIAL OFFICER | 3 | 2017–2018 | |
| Kantrowitz Ian | Director; Director,Officer | VP, Investor Relations; VP, INVESTOR RELATIONS; VP of IR / Director of IR; VP of IR; Director of IR | 8 | 2018–2024 | |
| HAIL JEFFREY | Officer | CHIEF OPERATING OFFICER | 1 | 2024 | |
| Meinerz Christopher | Officer | CHIEF FINANCIAL OFFICER | 2 | 2024 | |
| GARCIA GERRY | Director | 1 | 2024 | ||
| WITHEM JONATHAN | Director | 1 | 2024 | ||
| JEUNOT CHRISTOPHE | Director | 1 | 2024 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2023-02-13 | ALPINE 4 HOLDINGS, INC. | Other | $1,500,000 | $820,000 | 14 | 1 |
| 2020-11-30 | Alpine 4 Technologies Ltd. | Other | $6,000,000 | $6,000,000 | 15 | 1 |
| 2020-08-19 | Alpine 4 Technologies Ltd. | Other | $10,000,000 | $0 | 0 | 1 |
| 2014-12-02 | Alpine 4 Automotive Technologies Ltd. | Other Technology | $250,000 | $63,000 | 6 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | ALPINE 4 HOLDINGS, INC. | AZ | Form D private offerings | CIK (EXACT) |
| SEC filer | ALPINE 4 HOLDINGS, INC. | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Communications Equipment, NEC, AZ first:
- COMSovereign Holding Corp. AZ
- NEXAIRA WIRELESS INC. A1
- CHANNELL COMMERCIAL CORP CA
- INSEEGO CORP. CA
- LARSCOM INC CA
- Sanwire Corp CA
- SONOMA SYSTEMS CA
- PROXIM CORP CA
- ANDA NETWORKS INC CA
- VOCERA COMMUNICATIONS, INC. CA
In other datasets, the same topic (Technology) in AZ:
- Form D issuer: 1WorldNow LLC (Form D private offerings)
- Lobbying client: 3001 INC (Federal lobbying (LDA))
Interests: Communications Equipment, NEC · Technology