IPO registrations (S-1, F-1) · Registrants
Heritage Insurance Holdings, Inc.
- SEC CIK
- 1598665 · filings on EDGAR ↗
- Former names
- Heritage Insurance Holdings, LLC (2014–2014)
- Registration
- Form S-1, first filed 2014-04-21, last 2014-05-22; 1 initial registration, 4 amendments
- Outcome
- Final prospectus filed 2014-05-27; declared effective 2014-05-22
- Industry (SIC)
- Fire, Marine & Casualty Insurance 6331
- Incorporated in
- DE
- Business address
- 1401 N WESTSHORE BLVD, Tampa, FL 33607
- EIN
- 45-5338504
- Ticker
- HRTG (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Heritage Insurance Holdings, Inc. on the corporate pages
Offering terms
- Proposed price range
- $14.00–$16.00 per share (S-1/A filed 2014-05-22)
- Final price
- $5.88 per share, below the range (424B4 filed 2014-05-27, an initial public offering)
- Shares sold
- 6,000,000
- Gross proceeds
- $35,280,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol HRTG
- Lead underwriters
- Citigroup; Truist Securities; Piper Sandler
- Syndicate
- Dowling & Partners Securities LLC; JMP Securities; Willis Capital Markets & Advisory
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: HERITAGE INSURANCE HOLDINGS, LLC EXACT (EIN (EXACT, as the state registration reports it))
- Form 5500 plan sponsor: HERITAGE INSURANCE HOLDINGS, INC EXACT (EIN (EXACT))
- Form D issuer: Heritage Insurance Holdings, Inc. EXACT (CIK (EXACT))
- SEC filer: Heritage Insurance Holdings, Inc. EXACT (CIK (EXACT))
- Person page: Mark S Berset Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2014-04-21 | S-1 | S-1 (registration) | Heritage Insurance Holdings, LLC | 0001193125-14-150787 ↗ |
| 2014-04-30 | S-1/A | S-1/A (amendment) | Heritage Insurance Holdings, LLC | 0001193125-14-172294 ↗ |
| 2014-05-13 | S-1/A | S-1/A (amendment) | Heritage Insurance Holdings, LLC | 0001193125-14-196708 ↗ |
| 2014-05-16 | S-1/A | S-1/A (amendment) | Heritage Insurance Holdings, LLC | 0001193125-14-203055 ↗ |
| 2014-05-22 | S-1/A | S-1/A (amendment) | Heritage Insurance Holdings, Inc. | 0001193125-14-209598 ↗ |
| 2014-05-22 | EFFECT | EFFECT (declared effective) | Heritage Insurance Holdings, Inc. | 9999999995-14-001569 ↗ |
| 2014-05-27 | 424B4 | 424B4 (final prospectus) | Heritage Insurance Holdings, Inc. | 0001193125-14-213017 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2014-05-22 | S-1/A | registration statement | $14.00–$16.00 | 6,000,000 | - | NYSE HRTG | 6 | primary document; range, shares headline, cover names 6 | document ↗ | |
| 2014-05-27 | 424B4 | final prospectus | $5.88 | 6,000,000 | $35,280,000 | NYSE HRTG | 6 | primary document; price line, shares headline, proceeds computed, cover names 6 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Apostolou Panagiotis | Director | 21 | 2014–2026 | ||
| Garateix Ernie J | Director,Officer; Officer | Chief Executive Officer; Chief Operating Officer; Executive Vice President | 75 | 2014–2026 | |
| Houvardas Trifon | Director | 13 | 2014–2016 | ||
| LINDER KENT M | Officer | Chief Operating Officer | 5 | 2014 | |
| Lucas Bruce | Director,Officer | Chairman & CEO | 39 | 2014–2020 | |
| Masiello James | Director | 14 | 2014–2018 | ||
| Neilson Paul | Officer | Vice President of Claims | 6 | 2014–2015 | |
| Pappas Nicholas George | Director | 17 | 2014–2024 | ||
| Peiso Joseph R | Officer | Vice President of Compliance | 7 | 2014–2015 | |
| ROHDE STEPHEN L | Officer | CFO, Treasurer & Secretary | 9 | 2014–2016 | |
| Russell Melvin A Jr | Officer | See Remarks | 3 | 2014–2015 | |
| Vattamattam Joseph | Director | 20 | 2014–2026 | ||
| Vernon Monica | Director | 1 | 2014 | ||
| Walvekar Vijay | Director | 16 | 2014–2025 | ||
| WIDDICOMBE RICHARD A | Director,Officer; Director,Other; DirectorOther | President | 41 | 2014–2026 | |
| Barlas Irini | Director | 18 | 2014–2026 | ||
| Binnun Sharon | Officer | Chief Accounting Officer; EVP Finance | 21 | 2015–2026 | |
| Martindale Steven C. | Director; Officer | Chief Financial Officer | 10 | 2016–2022 | |
| Lusk Kirk | Officer | Chief Financial Officer | 33 | 2018–2026 | |
| Berset Mark S | Director | 7 | 2019–2025 | person page Fuzzy | |
| Moura Timothy | Officer | See Remarks | 20 | 2020–2026 | |
| JOHNS TIMOTHY E | Officer | See Remarks | 11 | 2021–2026 | |
| FUTURA CIRCUITS CORP. | Other | 6 | 2022–2024 | ||
| HYER FAMILY PARTNERSHIP, LLC | Other | 6 | 2022–2024 | ||
| HYER KATHLEEN A | Other | 6 | 2022–2024 | ||
| Hyer Raymond T | TenPercentOwner | 6 | 2022–2024 | ||
| POOLE SEAN W | Other | 6 | 2022–2024 | ||
| TIRA TARA K | Other | 6 | 2022–2024 | ||
| WHITING PAUL L | Director | 15 | 2023–2026 | ||
| HYER FAMILY FOUNDATION, INC. | Other | 1 | 2024 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2017-12-15 | Heritage Insurance Holdings, Inc. | Insurance | $40,000,000 | $40,000,000 | 14 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | HERITAGE INSURANCE HOLDINGS, LLC | FL | State business registries | name and state |
| Plan sponsor | HERITAGE INSURANCE HOLDINGS, INC | FL | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Plan sponsor | HERITAGE INSURANCE HOLDINGS, INC | FL | Form 5500 (employee benefit plans) | name and state |
| Form D issuer | Heritage Insurance Holdings, Inc. | FL | Form D private offerings | CIK (EXACT) |
| SEC filer | Heritage Insurance Holdings, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Heritage Insurance Holdings, LLC | FL | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | HERITAGE INSURANCE HOLDINGS, INC | EIN (EXACT) | ||
| Person page | Mark S Berset | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Fire, Marine & Casualty Insurance, FL first:
- AMCOMP INC /FL FL
- FPIC INSURANCE GROUP INC FL
- INSURANCE MANAGEMENT SOLUTIONS GROUP INC FL
- FedNat Holding Co FL
- BRISTOL WEST HOLDINGS INC FL
- HCI Group, Inc. FL
- AMERICAN COASTAL INSURANCE Corp FL
- PATRIOT RISK MANAGEMENT, INC. FL
- Safepoint Holdings, Inc. FL
- Fortegra Group, Inc FL
In other datasets, the same topic (Insurance) in FL:
- Form D issuer: AIH SUB, INC. (Form D private offerings)
- Lobbying client: ABACUS GLOBAL MANAGEMENT, INC. (Federal lobbying (LDA))
Interests: Fire, Marine & Casualty Insurance · Insurance