IPO registrations (S-1, F-1) · Registrants
Marcus & Millichap, Inc.
- SEC CIK
- 1578732 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2013-09-23, last 2013-10-28; 1 initial registration, 2 amendments
- Outcome
- Declared effective 2013-10-30
- Industry (SIC)
- Real Estate Agents & Managers (For Others) 6531
- Business address
- 23975 PARK SORRENTO, SUITE 400, Calabasas, CA 91302
- EIN
- 35-2478370
- Ticker
- MMI (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Marcus & Millichap, Inc. on the corporate pages
Offering terms
- Proposed price range
- $14.00–$16.00 per share (S-1/A filed 2013-10-28)
- Shares offered
- 6,000,000 (3,273,413 by the company, 2,726,587 by selling holders)
- Listing
- NYSE under the symbol MMI
- Lead underwriters
- Citigroup; Goldman Sachs
- Syndicate
- JMP Securities; William Blair
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: MARCUS & MILLICHAP, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: MARCUS AND MILLICHAP INC Fuzzy (name and state)
- Business registration: THE MARCUS AND MILLICHAP CO Fuzzy (name and state)
- Form 5500 plan sponsor: MARCUS & MILLICHAP, INC. EXACT (EIN (EXACT))
- SEC filer: Marcus & Millichap, Inc. EXACT (CIK (EXACT))
- Person page: George T Shaheen Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2013-09-23 | S-1 | S-1 (registration) | Marcus & Millichap, Inc. | 0001193125-13-374727 ↗ |
| 2013-10-21 | S-1/A | S-1/A (amendment) | Marcus & Millichap, Inc. | 0001193125-13-404586 ↗ |
| 2013-10-28 | S-1/A | S-1/A (amendment) | Marcus & Millichap, Inc. | 0001193125-13-412402 ↗ |
| 2013-10-30 | EFFECT | EFFECT (declared effective) | Marcus & Millichap, Inc. | 9999999995-13-003121 ↗ |
| 2015-02-25 | EFFECT | EFFECT (declared effective) | Marcus & Millichap, Inc. | 9999999995-15-000495 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-10-28 | S-1/A | registration statement | $14.00–$16.00 | $15.00 | 6,000,000 | $90,000,000 | NYSE MMI | 4 | primary document; range, price sentence, shares headline, proceeds computed, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Berman Gene A. | Officer | Executive Vice President | 13 | 2013–2016 | |
| Hughes William E. | Officer | SVP Marcus & Millichap Capital | 26 | 2013–2018 | |
| Kerin John J. | Director,Officer | President and CEO | 9 | 2013–2015 | |
| Lawrence Norma J. | Director | 19 | 2013–2026 | ||
| Louie Martin E. | Officer | Chief Financial Officer; SVP/Corporate Initiatives | 25 | 2013–2021 | |
| MARCUS GEORGE M | Director; Director,TenPercentOwner | 78 | 2013–2026 | ||
| Marcus & Millichap Co | TenPercentOwner | 3 | 2013 | ||
| McClanahan Nicholas F. | Director | 16 | 2013–2026 | ||
| MILLICHAP WILLIAM A | Director | 16 | 2013–2020 | ||
| Nadji Hessam | Director,Officer; Officer | Chief Executive Officer; Chief Strategy Officer | 88 | 2013–2026 | |
| SHAHEEN GEORGE T | Director | 17 | 2013–2026 | person page Fuzzy | |
| Watters Don C. | Director | 17 | 2013–2026 | ||
| Phoenix Investments Holdings LLC | TenPercentOwner | 64 | 2013–2021 | ||
| Schwarz Kurt Henry | Officer | Chief Accounting Officer | 29 | 2014–2025 | |
| LaBar Mitchell R | Officer | Executive VP and COO | 16 | 2016–2019 | |
| LaBerge Gregory A. | Officer | Chief Administrative Officer; SVP & Chief Client Officer | 34 | 2019–2026 | |
| MARTIN LAURALEE | Director | 11 | 2019–2026 | ||
| DeGennaro Steven F. | Officer | EVP and CFO | 18 | 2020–2026 | |
| Matricaria Richard D. | Officer | EVP & COO - Western Division | 20 | 2021–2025 | |
| Parker John David | Officer | EVP & COO; EVP & COO - Eastern Division | 26 | 2021–2026 | |
| English Dixon Collete | Director | 7 | 2021–2026 | ||
| De Bosschere Fabrice | Officer | Chief Accounting Officer | 5 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | MARCUS AND MILLICHAP INC | CA | State business registries | name and state |
| Business registration | MARCUS & MILLICHAP, INC. | CA | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | THE MARCUS AND MILLICHAP CO | CA | State business registries | name and state |
| SEC filer | Marcus & Millichap, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | MARCUS & MILLICHAP, INC. | EIN (EXACT) | ||
| Person page | George T Shaheen | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Real Estate Agents & Managers (For Others), CA first:
- MOVE INC CA
- ZIPREALTY INC CA
- Golden Gate Partners, Inc. CA
- LoopNet, Inc. CA
- Convenience TV Inc. CA
- TD GALLERY INC CA
- LF George Holdings, Inc. CA
- Kenloc, Inc. CA
- Linkhome Holdings Inc. CA
- Kennedy-Wilson, Inc. CA
In other datasets, the same topic (Real estate) in CA:
- Form D issuer: 135 West 30th Hotel Preferred Investors LLC (Form D private offerings)
- Lobbying client: 8MINUTE SOLAR ENERGY, LLC (Federal lobbying (LDA))
Interests: Real Estate Agents & Managers (For Others) · Real estate